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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
-0.23%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$136B
AUM Growth
+$7.83B
Cap. Flow
+$9.38B
Cap. Flow %
6.92%
Top 10 Hldgs %
13.26%
Holding
11,505
New
1,063
Increased
4,755
Reduced
3,911
Closed
1,116

Top Buys

Rank Stock Value
1
AMGN icon
Amgen
AMGN
+$387M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$346M
3
CCI icon
Crown Castle
CCI
+$229M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$218M
5
TD icon
Toronto Dominion Bank
TD
+$195M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.62B
2
APA icon
APA Corp
APA
+$473M
3
FDO
FAMILY DOLLAR STORES
FDO
+$453M
4
HRI icon
Herc Holdings
HRI
+$322M
5
PETM
PETSMART INC
PETM
+$311M

Sector Composition

Rank Sector Weight
1 Energy 8.49%
2 Technology 6.67%
3 Healthcare 6.67%
4 Financials 6.58%
5 Industrials 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NAGS
7651
DELISTED
TEUCRIUM COMMODITY TR NATURAL GAS FD
NAGS
$26K ﹤0.01%
2,206
-1,040
-32% -$12.5K
NUCL
7652
DELISTED
ISHARES GLOBAL NUCLEAR ENERGY ETF
NUCL
$26K ﹤0.01%
717
+538
+301% +$19.7K
FEFN
7653
DELISTED
ISHARES MSCI FAR EAST FINANCIALS ETF
FEFN
$26K ﹤0.01%
912
+23
+3% +$674
MEAS
7654
CALL
DELISTED
MEASUREMENT SPECIALTIES INC
MEAS
$26K ﹤0.01%
300
-4,000
-93% -$343K
HIBB
7655
CALL
DELISTED
Hibbett, Inc. Common Stock
HIBB
$26K ﹤0.01%
+600
New +$28.6K
BIND
7656
DELISTED
BIND THERAPEUTICS INC
BIND
$26K ﹤0.01%
3,063
+563
+23% +$5.55K
TI
7657
CALL
DELISTED
Telecom Italia
TI
$26K ﹤0.01%
2,300
– –
CDNA icon
7658
CareDx
CDNA
$1.85B
$25K ﹤0.01%
+3,528
New +$33.9K
CLIR icon
7659
ClearSign Technologies
CLIR
$25.5M
$25K ﹤0.01%
372
+191
+106% +$14.6K
CXT icon
7660
PUT
Crane NXT
CXT
$3.14B
$25K ﹤0.01%
+1,152
New +$27.9K
EFAD icon
7661
ProShares MSCI EAFE Dividend Growers ETF
EFAD
$62.6M
$25K ﹤0.01%
+649
New +$25.6K
ESP icon
7662
Espey Mfg & Electronics Corp
ESP
$174M
$25K ﹤0.01%
1,241
+1,184
+2,077% +$28.7K
FORTY
7663
Formula Systems
FORTY
$1.75B
$25K ﹤0.01%
954
-1,745
-65% -$48K
GAU
7664
Galiano Gold
GAU
$455M
$25K ﹤0.01%
12,178
-2,833
-19% -$6.81K
GIII icon
7665
CALL
G-III Apparel Group
GIII
$1.55B
$25K ﹤0.01%
+600
New +$24.6K
GLPI icon
7666
CALL
Gaming and Leisure Properties
GLPI
$13B
$25K ﹤0.01%
+800
New +$26.9K
IRIX icon
7667
IRIDEX
IRIX
$15.3M
$25K ﹤0.01%
3,544
+1,441
+69% +$11.3K
KTCC icon
7668
Key Tronic
KTCC
$43.4M
$25K ﹤0.01%
+2,337
New +$24.8K
LAZ icon
7669
CALL
Lazard
LAZ
$4.21B
$25K ﹤0.01%
500
-3,700
-88% -$194K
MDY icon
7670
CALL
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$26.9B
$25K ﹤0.01%
100
-400
-80% -$103K
MNOV icon
7671
MediciNova
MNOV
$65.5M
$25K ﹤0.01%
+8,351
New +$19.1K
PALI icon
7672
CALL
Palisade Bio
PALI
$351M
– –
0
– –
PDFS icon
7673
PUT
PDF Solutions
PDFS
$1.87B
$25K ﹤0.01%
2,000
-2,000
-50% -$39.7K
QTWO icon
7674
Q2 Holdings
QTWO
$3.71B
$25K ﹤0.01%
1,784
+357
+25% +$5.21K
SBFG icon
7675
SB Financial Group
SBFG
$167M
$25K ﹤0.01%
2,941
+2,441
+488% +$20.2K
305 306
307
308 309

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2014 Portfolio in Review

As of Q3 2014, UBS held 11,505 positions worth $136B, up 6.1% from $128B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS deployed $9.38B of net new capital in Q3 2014, opening 1,063 new positions and adding to 4,755 existing holdings. Its largest new stake was Alibaba: 1,105,926 shares worth $98.3M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 8.8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.62B trimmed.

  • UBS's largest Q3 2014 buy was Alibaba: 1,105,926 shares worth $98.3M.
  • UBS added most to Amgen in Q3 2014, an estimated $387M increase.
  • UBS's biggest Q3 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.62B.
  • UBS fully exited SUSSER HOLDINGS CORPORATION COMMON STOCK in Q3 2014, selling an estimated $81.1M.
  • UBS's ten largest holdings make up 13% of its $136B portfolio in Q3 2014.
  • UBS opened 1,063 new positions and closed 1,116 in Q3 2014.
  • UBS's portfolio value rose 6.1% quarter-over-quarter to $136B.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.