UBS’s State Street SPDR S&P MIDCAP 400 ETF Trust MDY Stock Holding History

UBS’s Portfolio MDY Stock Details MDY Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	$25K	Sell	100 -400	-80%	-$103K	﹤0.01%	7711
2014 Q2	$130K	Sell	500 -900	-64%	-$225K	﹤0.01%	5638
2014 Q1	$351K	Sell	1,400 -2,900	-67%	-$711K	﹤0.01%	4602
2013 Q4	$1.05M	Buy	4,300 +2,400	+126%	+$565K	﹤0.01%	3493
2013 Q3	$430K	Sell	1,900 -1,600	-46%	-$356K	﹤0.01%	4304
2013 Q2	$735K	Buy	+3,500	New	+$740K	﹤0.01%	3665

Other funds holding MDY

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Veritable Wilmington, Delaware $6.46B AUM 17.32% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

US Bancorp Minneapolis, Minnesota $82.4B AUM 19.69% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

Deutsche Bank Frankfurt Am Main Ge, Germany $303B AUM 30.15% 1-Year Est. Return

Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return

PNC Financial Services Group Pittsburgh, Pennsylvania $173B AUM 20.72% 1-Year Est. Return

KPAG

KLS Professional Advisors Group New York $2.15B AUM 6.46% 1-Year Est. Return

UBS's MDY Position: Q3 2014 in Review

UBS reduced its State Street SPDR S&P MIDCAP 400 ETF Trust (MDY) stake by 13% in Q3 2014, selling an estimated $44.5M and leaving 1,124,871 shares worth $280M. The position accounts for 0.21% of the portfolio, ranked #95.

UBS first reported a position in MDY in Q2 2013 and has held it in 6 quarters since. The position peaked at $338M in Q2 2014. 507 funds tracked by Wall St. Rank hold MDY as of Q3 2014.

UBS held 1,124,871 shares of State Street SPDR S&P MIDCAP 400 ETF Trust worth $280M as of Q3 2014.
UBS sold 173,488 State Street SPDR S&P MIDCAP 400 ETF Trust shares in Q3 2014, an estimated $44.5M.
State Street SPDR S&P MIDCAP 400 ETF Trust made up 0.21% of UBS's portfolio in Q3 2014, its #95 holding.
UBS first reported a position in State Street SPDR S&P MIDCAP 400 ETF Trust in Q2 2013 and has held it in 6 quarters since.
UBS's State Street SPDR S&P MIDCAP 400 ETF Trust position peaked at $338M in Q2 2014.
507 funds tracked by Wall St. Rank held State Street SPDR S&P MIDCAP 400 ETF Trust as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.