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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
-0.23%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$136B
AUM Growth
+$7.83B
Cap. Flow
+$9.38B
Cap. Flow %
6.92%
Top 10 Hldgs %
13.26%
Holding
11,505
New
1,063
Increased
4,755
Reduced
3,911
Closed
1,116

Top Buys

Rank Stock Value
1
AMGN icon
Amgen
AMGN
+$387M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$346M
3
CCI icon
Crown Castle
CCI
+$229M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$218M
5
TD icon
Toronto Dominion Bank
TD
+$195M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.62B
2
APA icon
APA Corp
APA
+$473M
3
FDO
FAMILY DOLLAR STORES
FDO
+$453M
4
HRI icon
Herc Holdings
HRI
+$322M
5
PETM
PETSMART INC
PETM
+$311M

Sector Composition

Rank Sector Weight
1 Energy 8.49%
2 Technology 6.67%
3 Healthcare 6.67%
4 Financials 6.58%
5 Industrials 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WY.PRA
7601
DELISTED
WEYERHAEUSER COMP PREF CONV SER A (WA)
WY.PRA
$27K ﹤0.01%
500
– –
SPDC
7602
DELISTED
SPEED COMMERCE, INC COM STK
SPDC
$27K ﹤0.01%
9,885
+4,358
+79% +$13.1K
PMFG
7603
DELISTED
PMFG INC COM STK (DE)
PMFG
$27K ﹤0.01%
5,360
-434
-7% -$2.27K
INFA
7604
PUT
DELISTED
INFORMATICA CORP
INFA
$27K ﹤0.01%
+800
New +$26.6K
EZCH
7605
CALL
DELISTED
EZCHIP SEMICONDUCTOR LIMITED ORD SHS (IL)
EZCH
$27K ﹤0.01%
1,100
-2,700
-71% -$68.7K
PFSW
7606
DELISTED
PFSweb, Inc.
PFSW
$27K ﹤0.01%
2,476
-1,720
-41% -$15K
DZK
7607
PUT
DELISTED
Direxion Daily Developed Markets Bull 3x Shares
DZK
$27K ﹤0.01%
400
+100
+33% +$7.58K
LJPC
7608
DELISTED
La Jolla Pharmaceutical Company
LJPC
$27K ﹤0.01%
2,800
-700
-20% -$6.97K
AAP icon
7609
CALL
Advance Auto Parts
AAP
$3.54B
$26K ﹤0.01%
200
-100
-33% -$13.1K
APAM icon
7610
CALL
Artisan Partners
APAM
$2.9B
$26K ﹤0.01%
500
– –
VISN
7611
CALL
Vistance Networks Inc
VISN
$2.67B
$26K ﹤0.01%
1,100
– –
VISN
7612
PUT
Vistance Networks Inc
VISN
$2.67B
$26K ﹤0.01%
1,100
-3,900
-78% -$95.6K
CZNC icon
7613
Citizens & Northern Corp
CZNC
$450M
$26K ﹤0.01%
1,354
– –
FBZ
7614
DELISTED
First Trust Brazil AlphaDEX Fund
FBZ
$26K ﹤0.01%
+1,461
New +$29.9K
FGNX
7615
FG Nexus Inc
FGNX
$39.5M
$26K ﹤0.01%
26
+14
+117% +$14.8K
GFI icon
7616
CALL
Gold Fields
GFI
$29.2B
$26K ﹤0.01%
6,700
+1,200
+22% +$4.96K
GIC icon
7617
Global Industrial
GIC
$1.39B
$26K ﹤0.01%
2,065
+375
+22% +$5.26K
IMKTA icon
7618
CALL
Ingles Markets
IMKTA
$1.71B
$26K ﹤0.01%
1,100
+1,000
+1,000% +$25.3K
MTD icon
7619
CALL
Mettler-Toledo International
MTD
$28.1B
$26K ﹤0.01%
100
– –
MTD icon
7620
PUT
Mettler-Toledo International
MTD
$28.1B
$26K ﹤0.01%
+100
New +$26.2K
NBN icon
7621
Northeast Bank
NBN
$1.08B
$26K ﹤0.01%
2,800
-1,528
-35% -$14.3K
NOC icon
7622
PUT
Northrop Grumman
NOC
$78B
$26K ﹤0.01%
200
– –
OGE icon
7623
CALL
OGE Energy
OGE
$10.2B
$26K ﹤0.01%
700
-25,600
-97% -$942K
OLP
7624
PUT
One Liberty Properties
OLP
$547M
$26K ﹤0.01%
1,300
+1,100
+550% +$23.4K
PSMT icon
7625
PUT
Pricesmart
PSMT
$5.9B
$26K ﹤0.01%
300
– –
303 304
305
306 307

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2014 Portfolio in Review

As of Q3 2014, UBS held 11,505 positions worth $136B, up 6.1% from $128B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS deployed $9.38B of net new capital in Q3 2014, opening 1,063 new positions and adding to 4,755 existing holdings. Its largest new stake was Alibaba: 1,105,926 shares worth $98.3M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 8.8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.62B trimmed.

  • UBS's largest Q3 2014 buy was Alibaba: 1,105,926 shares worth $98.3M.
  • UBS added most to Amgen in Q3 2014, an estimated $387M increase.
  • UBS's biggest Q3 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.62B.
  • UBS fully exited SUSSER HOLDINGS CORPORATION COMMON STOCK in Q3 2014, selling an estimated $81.1M.
  • UBS's ten largest holdings make up 13% of its $136B portfolio in Q3 2014.
  • UBS opened 1,063 new positions and closed 1,116 in Q3 2014.
  • UBS's portfolio value rose 6.1% quarter-over-quarter to $136B.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.