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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
-0.23%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$136B
AUM Growth
+$7.83B
Cap. Flow
+$9.38B
Cap. Flow %
6.92%
Top 10 Hldgs %
13.26%
Holding
11,505
New
1,063
Increased
4,755
Reduced
3,911
Closed
1,116

Top Buys

Rank Stock Value
1
AMGN icon
Amgen
AMGN
+$387M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$346M
3
CCI icon
Crown Castle
CCI
+$229M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$218M
5
TD icon
Toronto Dominion Bank
TD
+$195M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.62B
2
APA icon
APA Corp
APA
+$473M
3
FDO
FAMILY DOLLAR STORES
FDO
+$453M
4
HRI icon
Herc Holdings
HRI
+$322M
5
PETM
PETSMART INC
PETM
+$311M

Sector Composition

Rank Sector Weight
1 Energy 8.49%
2 Technology 6.67%
3 Healthcare 6.67%
4 Financials 6.58%
5 Industrials 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FFCO
7551
DELISTED
FED FIRST FINANCIAL CORP COM
FFCO
$28K ﹤0.01%
1,288
-1,112
-46% -$24.2K
FNIO
7552
DELISTED
ISHARES TR INDL/OFFICE REAL ESTATE CAPPED ETF
FNIO
$28K ﹤0.01%
893
-12,359
-93% -$411K
NOVB
7553
DELISTED
NORTH VALLEY BANCORP-COM
NOVB
$28K ﹤0.01%
1,298
+1,135
+696% +$24.5K
QADA
7554
DELISTED
QAD Inc.
QADA
$28K ﹤0.01%
1,507
+132
+10% +$2.65K
PERM
7555
DELISTED
Global X Permanent ETF
PERM
$28K ﹤0.01%
1,176
+30
+3% +$735
SPAN
7556
DELISTED
Span-America Medical Systems I
SPAN
$28K ﹤0.01%
1,430
+1,110
+347% +$21.6K
DAKP
7557
DELISTED
DAKOTA PLAINS HOLDINGS, INC. COMMON STOCK
DAKP
$28K ﹤0.01%
+11,986
New +$28.8K
RNWK
7558
CALL
DELISTED
RealNetworks Inc
RNWK
$28K ﹤0.01%
+4,000
New +$30.4K
FNSR
7559
PUT
DELISTED
Finisar Corp
FNSR
$28K ﹤0.01%
1,700
-354,500
-100% -$6.85M
OXGN
7560
DELISTED
OXIGENE INC COM
OXGN
$28K ﹤0.01%
12,984
-3,548
-21% -$8.24K
ACM icon
7561
CALL
Aecom
ACM
$9.57B
$27K ﹤0.01%
800
-100
-11% -$3.55K
ADEA icon
7562
Adeia
ADEA
$2.77B
$27K ﹤0.01%
3,772
-1,346
-26% -$9.38K
BBW icon
7563
Build-A-Bear
BBW
$443M
$27K ﹤0.01%
2,101
-3,988
-65% -$49.2K
CVE icon
7564
PUT
Cenovus Energy
CVE
$51.6B
$27K ﹤0.01%
+1,000
New +$30.5K
DRN icon
7565
PUT
Direxion Daily Real Estate Bull 3X ETF
DRN
$48.6M
$27K ﹤0.01%
+2,000
New +$30.7K
DUST icon
7566
Direxion Daily Gold Miners Index Bear 2X ETF
DUST
$70.9M
– –
0
– –
EDZ icon
7567
Direxion Daily MSCI Emerging Markets Bear 3X ETF
EDZ
$20.1M
$27K ﹤0.01%
16
-14
-47% -$20.7K
ES icon
7568
CALL
Eversource Energy
ES
$28.4B
$27K ﹤0.01%
600
-300
-33% -$13.5K
ES icon
7569
PUT
Eversource Energy
ES
$28.4B
$27K ﹤0.01%
+600
New +$27K
EWS icon
7570
CALL
iShares MSCI Singapore ETF
EWS
$1.03B
$27K ﹤0.01%
+1,000
New +$27.6K
FAZ icon
7571
CALL
Direxion Daily Financial Bear 3x ETF
FAZ
$82M
$27K ﹤0.01%
1
-1
-50% -$27.2K
FIVN icon
7572
FIVE9
FIVN
$2.08B
$27K ﹤0.01%
+4,057
New +$26.3K
FLTR icon
7573
VanEck IG Floating Rate ETF
FLTR
$2.94B
$27K ﹤0.01%
1,074
-6
-0.6% -$151
FSS icon
7574
Federal Signal
FSS
$7.19B
$27K ﹤0.01%
2,069
-24,575
-92% -$357K
FWRD icon
7575
Forward Air
FWRD
$467M
$27K ﹤0.01%
600
-875
-59% -$40.9K
301 302
303
304 305

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2014 Portfolio in Review

As of Q3 2014, UBS held 11,505 positions worth $136B, up 6.1% from $128B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS deployed $9.38B of net new capital in Q3 2014, opening 1,063 new positions and adding to 4,755 existing holdings. Its largest new stake was Alibaba: 1,105,926 shares worth $98.3M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 8.8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.62B trimmed.

  • UBS's largest Q3 2014 buy was Alibaba: 1,105,926 shares worth $98.3M.
  • UBS added most to Amgen in Q3 2014, an estimated $387M increase.
  • UBS's biggest Q3 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.62B.
  • UBS fully exited SUSSER HOLDINGS CORPORATION COMMON STOCK in Q3 2014, selling an estimated $81.1M.
  • UBS's ten largest holdings make up 13% of its $136B portfolio in Q3 2014.
  • UBS opened 1,063 new positions and closed 1,116 in Q3 2014.
  • UBS's portfolio value rose 6.1% quarter-over-quarter to $136B.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.