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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
-0.23%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$136B
AUM Growth
+$7.83B
Cap. Flow
+$9.38B
Cap. Flow %
6.92%
Top 10 Hldgs %
13.26%
Holding
11,505
New
1,063
Increased
4,755
Reduced
3,911
Closed
1,116

Top Buys

Rank Stock Value
1
AMGN icon
Amgen
AMGN
+$387M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$346M
3
CCI icon
Crown Castle
CCI
+$229M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$218M
5
TD icon
Toronto Dominion Bank
TD
+$195M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.62B
2
APA icon
APA Corp
APA
+$473M
3
FDO
FAMILY DOLLAR STORES
FDO
+$453M
4
HRI icon
Herc Holdings
HRI
+$322M
5
PETM
PETSMART INC
PETM
+$311M

Sector Composition

Rank Sector Weight
1 Energy 8.49%
2 Technology 6.67%
3 Healthcare 6.67%
4 Financials 6.58%
5 Industrials 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AZTA icon
7501
CALL
Azenta
AZTA
$1.33B
$28K ﹤0.01%
2,700
-5,200
-66% -$55.8K
BKTI icon
7502
BK Technologies
BKTI
$300M
$28K ﹤0.01%
1,080
+391
+57% +$8.82K
CLDT
7503
Chatham Lodging
CLDT
$638M
$28K ﹤0.01%
1,200
-200
-14% -$4.46K
CUBI icon
7504
Customers Bancorp
CUBI
$2.69B
$28K ﹤0.01%
+1,559
New +$29.5K
DGICB
7505
Donegal Group Class B
DGICB
$810M
$28K ﹤0.01%
1,204
+1
+0.1% +$23
KUST
7506
Kustom Entertainment Inc
KUST
$639K
– –
0
– –
EXEL icon
7507
PUT
Exelixis
EXEL
$14.2B
$28K ﹤0.01%
18,100
+6,400
+55% +$20.5K
FISK
7508
Empire State Realty OP LP Series 250
FISK
$28K ﹤0.01%
1,874
-808
-30% -$12.8K
FL
7509
CALL
DELISTED
Foot Locker
FL
$28K ﹤0.01%
500
-34,500
-99% -$1.81M
GGAL icon
7510
Galicia Financial Group
GGAL
$7.9B
$28K ﹤0.01%
1,964
-4,034
-67% -$58.4K
GOEX icon
7511
Global X Gold Explorers ETF NEW
GOEX
$106M
$28K ﹤0.01%
+1,119
New +$34K
HYG icon
7512
CALL
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$15.9B
$28K ﹤0.01%
+300
New +$28.1K
IPO icon
7513
Renaissance IPO ETF
IPO
$154M
$28K ﹤0.01%
+1,229
New +$28K
KMX icon
7514
CALL
CarMax
KMX
$8.36B
$28K ﹤0.01%
600
-300
-33% -$15.4K
LGND icon
7515
CALL
Ligand Pharmaceuticals
LGND
$5.94B
$28K ﹤0.01%
962
-641
-40% -$21.3K
MAIN icon
7516
CALL
Main Street Capital
MAIN
$5.14B
$28K ﹤0.01%
900
-1,200
-57% -$38.4K
MAN icon
7517
CALL
ManpowerGroup
MAN
$2.58B
$28K ﹤0.01%
400
– –
NAT icon
7518
PUT
Nordic American Tanker
NAT
$1.35B
$28K ﹤0.01%
3,528
-49
-1% -$428
PKBK icon
7519
Parke Bancorp
PKBK
$400M
$28K ﹤0.01%
+3,785
New +$29.8K
RARE icon
7520
CALL
Ultragenyx Pharmaceutical
RARE
$2.56B
$28K ﹤0.01%
+500
New +$25.2K
ROM icon
7521
CALL
ProShares Ultra Technology
ROM
$1.07B
$28K ﹤0.01%
6,400
-3,200
-33% -$14K
SAFE
7522
CALL
Safehold
SAFE
$1.19B
$28K ﹤0.01%
431
+61
+16% +$4.31K
SLAB icon
7523
CALL
Silicon Laboratories
SLAB
$7.17B
$28K ﹤0.01%
+700
New +$30.8K
SXI icon
7524
Standex International
SXI
$3.56B
$28K ﹤0.01%
379
-880
-70% -$63.7K
TAGS icon
7525
Teucrium Agricultural Fund
TAGS
$19.3M
$28K ﹤0.01%
+936
New +$31.4K
299 300
301
302 303

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2014 Portfolio in Review

As of Q3 2014, UBS held 11,505 positions worth $136B, up 6.1% from $128B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS deployed $9.38B of net new capital in Q3 2014, opening 1,063 new positions and adding to 4,755 existing holdings. Its largest new stake was Alibaba: 1,105,926 shares worth $98.3M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 8.8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.62B trimmed.

  • UBS's largest Q3 2014 buy was Alibaba: 1,105,926 shares worth $98.3M.
  • UBS added most to Amgen in Q3 2014, an estimated $387M increase.
  • UBS's biggest Q3 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.62B.
  • UBS fully exited SUSSER HOLDINGS CORPORATION COMMON STOCK in Q3 2014, selling an estimated $81.1M.
  • UBS's ten largest holdings make up 13% of its $136B portfolio in Q3 2014.
  • UBS opened 1,063 new positions and closed 1,116 in Q3 2014.
  • UBS's portfolio value rose 6.1% quarter-over-quarter to $136B.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.