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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
-0.23%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$136B
AUM Growth
+$7.83B
Cap. Flow
+$9.38B
Cap. Flow %
6.92%
Top 10 Hldgs %
13.26%
Holding
11,505
New
1,063
Increased
4,755
Reduced
3,911
Closed
1,116

Top Buys

Rank Stock Value
1
AMGN icon
Amgen
AMGN
+$387M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$346M
3
CCI icon
Crown Castle
CCI
+$229M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$218M
5
TD icon
Toronto Dominion Bank
TD
+$195M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.62B
2
APA icon
APA Corp
APA
+$473M
3
FDO
FAMILY DOLLAR STORES
FDO
+$453M
4
HRI icon
Herc Holdings
HRI
+$322M
5
PETM
PETSMART INC
PETM
+$311M

Sector Composition

Rank Sector Weight
1 Energy 8.49%
2 Technology 6.67%
3 Healthcare 6.67%
4 Financials 6.58%
5 Industrials 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JJC
7451
DELISTED
iPath Bloomberg Copper Subindex Total Return ETN due October 22, 2037
JJC
$30K ﹤0.01%
837
-100
-11% -$3.86K
PFBX
7452
DELISTED
Peoples Financial Corp/MS
PFBX
$30K ﹤0.01%
+2,279
New +$30.3K
WINT
7453
DELISTED
Windtree Therapeutics Inc
WINT
$30K ﹤0.01%
1,167
+583
+100% +$14.1K
COSI
7454
DELISTED
COSI INC NEW COM STK (DE)
COSI
$30K ﹤0.01%
13,590
+13,465
+10,772% +$21.2K
QLGC
7455
DELISTED
QLOGIC CORP
QLGC
$30K ﹤0.01%
3,290
-393,588
-99% -$3.75M
AHT.PRE
7456
DELISTED
ASHFORD HOSPITALITY TR INC 9.00% CUM PFD SER E
AHT.PRE
$30K ﹤0.01%
1,074
+204
+23% +$5.58K
TRF
7457
DELISTED
TEMPLETON RUSSIA & EAST EURO FD
TRF
$30K ﹤0.01%
2,395
-3,772
-61% -$52.7K
TRW
7458
PUT
DELISTED
TRW AUTOMOTIVE HOLDINGS CORP
TRW
$30K ﹤0.01%
300
+100
+50% +$10K
MWIV
7459
CALL
DELISTED
MWI VETERINARY SUPPLY, INC.
MWIV
$30K ﹤0.01%
200
-300
-60% -$43.2K
WIBC
7460
DELISTED
WILSHIRE BANCORP INC
WIBC
$30K ﹤0.01%
3,242
+1,444
+80% +$13.9K
MHR
7461
PUT
DELISTED
MAGNUM HUNTER RESOURCES CORP (DEL)
MHR
$30K ﹤0.01%
5,400
-4,000
-43% -$26.5K
ACHC icon
7462
PUT
Acadia Healthcare
ACHC
$3.01B
$29K ﹤0.01%
+600
New +$29.3K
AIN icon
7463
Albany International
AIN
$2.16B
$29K ﹤0.01%
861
-545
-39% -$20.2K
APPS icon
7464
Digital Turbine
APPS
$1.02B
$29K ﹤0.01%
+6,262
New +$27.8K
CHGG icon
7465
PUT
Chegg
CHGG
$121M
$29K ﹤0.01%
4,600
+3,900
+557% +$25.7K
CIO
7466
DELISTED
City Office REIT
CIO
$29K ﹤0.01%
2,109
-19
-0.9% -$243
CPHC icon
7467
Canterbury Park Holding Corp
CPHC
$80.2M
$29K ﹤0.01%
2,845
-180
-6% -$1.8K
EFC
7468
PUT
Ellington Financial
EFC
$1.7B
$29K ﹤0.01%
1,300
+300
+30% +$7.13K
GROW icon
7469
US Global Investors
GROW
$37.2M
$29K ﹤0.01%
8,306
+5,756
+226% +$20.5K
RDCM icon
7470
Radcom
RDCM
$219M
$29K ﹤0.01%
4,887
+4,131
+546% +$23.4K
RELL icon
7471
Richardson Electronics
RELL
$274M
$29K ﹤0.01%
2,951
+436
+17% +$4.43K
RGS icon
7472
Regis Corp
RGS
$68.2M
$29K ﹤0.01%
91
-505
-85% -$152K
TYO icon
7473
Direxion Daily 7-10 Year Treasury Bear 3X ETF
TYO
$12.2M
$29K ﹤0.01%
1,393
-1,476
-51% -$31.2K
VRA icon
7474
Vera Bradley
VRA
$104M
$29K ﹤0.01%
1,400
-1,171
-46% -$24.6K
MFV
7475
DELISTED
MFS SPECIAL VALUE TRUST
MFV
$29K ﹤0.01%
3,764
+387
+11% +$2.97K
297 298
299
300 301

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2014 Portfolio in Review

As of Q3 2014, UBS held 11,505 positions worth $136B, up 6.1% from $128B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS deployed $9.38B of net new capital in Q3 2014, opening 1,063 new positions and adding to 4,755 existing holdings. Its largest new stake was Alibaba: 1,105,926 shares worth $98.3M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 8.8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.62B trimmed.

  • UBS's largest Q3 2014 buy was Alibaba: 1,105,926 shares worth $98.3M.
  • UBS added most to Amgen in Q3 2014, an estimated $387M increase.
  • UBS's biggest Q3 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.62B.
  • UBS fully exited SUSSER HOLDINGS CORPORATION COMMON STOCK in Q3 2014, selling an estimated $81.1M.
  • UBS's ten largest holdings make up 13% of its $136B portfolio in Q3 2014.
  • UBS opened 1,063 new positions and closed 1,116 in Q3 2014.
  • UBS's portfolio value rose 6.1% quarter-over-quarter to $136B.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.