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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
-0.23%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$136B
AUM Growth
+$7.83B
Cap. Flow
+$9.38B
Cap. Flow %
6.92%
Top 10 Hldgs %
13.26%
Holding
11,505
New
1,063
Increased
4,755
Reduced
3,911
Closed
1,116

Top Buys

Rank Stock Value
1
AMGN icon
Amgen
AMGN
+$387M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$346M
3
CCI icon
Crown Castle
CCI
+$229M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$218M
5
TD icon
Toronto Dominion Bank
TD
+$195M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.62B
2
APA icon
APA Corp
APA
+$473M
3
FDO
FAMILY DOLLAR STORES
FDO
+$453M
4
HRI icon
Herc Holdings
HRI
+$322M
5
PETM
PETSMART INC
PETM
+$311M

Sector Composition

Rank Sector Weight
1 Energy 8.49%
2 Technology 6.67%
3 Healthcare 6.67%
4 Financials 6.58%
5 Industrials 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TTT icon
7401
ProShares UltraPro Short 20+ Year Treasury
TTT
$18.1M
$31K ﹤0.01%
138
-261
-65% -$62K
VIXM icon
7402
ProShares VIX Mid-Term Futures ETF
VIXM
$56.5M
$31K ﹤0.01%
492
-112
-19% -$6.8K
DXYN
7403
DELISTED
Dixie Group Inc
DXYN
$31K ﹤0.01%
+3,522
New +$31.7K
TARO
7404
CALL
DELISTED
Taro Pharmaceutical Industries Ltd.
TARO
$31K ﹤0.01%
+200
New +$30.1K
NCI
7405
DELISTED
Navigant Consulting, Inc.
NCI
$31K ﹤0.01%
2,225
-636
-22% -$10.3K
TST
7406
DELISTED
TheStreet, Inc.
TST
$31K ﹤0.01%
1,387
-416
-23% -$9.8K
GRR
7407
DELISTED
Asia Tigers Fund
GRR
$31K ﹤0.01%
2,619
-617
-19% -$7.59K
SNAK
7408
DELISTED
Inventure Foods, Inc.
SNAK
$31K ﹤0.01%
2,406
-254
-10% -$3.05K
ALR
7409
PUT
DELISTED
Alere Inc
ALR
$31K ﹤0.01%
800
+700
+700% +$26.2K
CKP
7410
PUT
DELISTED
CHECKPOINT SYSTEMS INC
CKP
$31K ﹤0.01%
2,500
– –
FXEN
7411
CALL
DELISTED
FX ENERGY INC
FXEN
$31K ﹤0.01%
10,100
-27,200
-73% -$87.4K
PGI
7412
DELISTED
PREMIERE GLOBAL SERVICES, INC.
PGI
$31K ﹤0.01%
2,593
+658
+34% +$8.59K
LOCM
7413
DELISTED
LOCAL CORP COM STK (DE)
LOCM
$31K ﹤0.01%
15,474
-3,614
-19% -$6.71K
BPS
7414
DELISTED
BLACKROCK PENN STRT MNI TST
BPS
$31K ﹤0.01%
2,442
– –
FRF
7415
DELISTED
FORTEGRA FINL CORP COM STK (DE)
FRF
$31K ﹤0.01%
3,087
+613
+25% +$5.36K
TZO
7416
DELISTED
ISHARES S&P TARGET DATE 2035 ETF
TZO
$31K ﹤0.01%
+711
New +$31.5K
SBV
7417
DELISTED
iPath Pure Beta S&P GSCI-Weighted ETN
SBV
$31K ﹤0.01%
790
– –
NADL
7418
CALL
DELISTED
North Atlantic Drilling Ltd
NADL
$31K ﹤0.01%
460
+150
+48% +$14.3K
KKD
7419
CALL
DELISTED
KRISPY KREME DOUGHNUTS INC
KKD
$31K ﹤0.01%
1,800
-3,600
-67% -$59.1K
XLPS
7420
DELISTED
POWERSHARES S&P SMALLCAP CONSUMER STAPLES PORT
XLPS
$31K ﹤0.01%
605
-357
-37% -$18.3K
SVA
7421
DELISTED
Sinovac Biotech, Ltd
SVA
$31K ﹤0.01%
6,509
+1,120
+21% +$6.01K
OIL
7422
CALL
DELISTED
Barclays Bank PLC iPath Exchange Traded Notes Linked to Goldman Sachs Crude Oil Total Return In
OIL
$31K ﹤0.01%
1,400
– –
ABR icon
7423
Arbor Realty Trust
ABR
$975M
$30K ﹤0.01%
4,481
+2,966
+196% +$20.6K
ANGO icon
7424
AngioDynamics
ANGO
$600M
$30K ﹤0.01%
2,157
-739
-26% -$10.5K
CHIQ icon
7425
Global X MSCI China Consumer Discretionary ETF
CHIQ
$130M
$30K ﹤0.01%
2,212
-41,080
-95% -$600K
295 296
297
298 299

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2014 Portfolio in Review

As of Q3 2014, UBS held 11,505 positions worth $136B, up 6.1% from $128B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS deployed $9.38B of net new capital in Q3 2014, opening 1,063 new positions and adding to 4,755 existing holdings. Its largest new stake was Alibaba: 1,105,926 shares worth $98.3M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 8.8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.62B trimmed.

  • UBS's largest Q3 2014 buy was Alibaba: 1,105,926 shares worth $98.3M.
  • UBS added most to Amgen in Q3 2014, an estimated $387M increase.
  • UBS's biggest Q3 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.62B.
  • UBS fully exited SUSSER HOLDINGS CORPORATION COMMON STOCK in Q3 2014, selling an estimated $81.1M.
  • UBS's ten largest holdings make up 13% of its $136B portfolio in Q3 2014.
  • UBS opened 1,063 new positions and closed 1,116 in Q3 2014.
  • UBS's portfolio value rose 6.1% quarter-over-quarter to $136B.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.