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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
-0.23%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$136B
AUM Growth
+$7.83B
Cap. Flow
+$9.38B
Cap. Flow %
6.92%
Top 10 Hldgs %
13.26%
Holding
11,505
New
1,063
Increased
4,755
Reduced
3,911
Closed
1,116

Top Buys

Rank Stock Value
1
AMGN icon
Amgen
AMGN
+$387M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$346M
3
CCI icon
Crown Castle
CCI
+$229M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$218M
5
TD icon
Toronto Dominion Bank
TD
+$195M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.62B
2
APA icon
APA Corp
APA
+$473M
3
FDO
FAMILY DOLLAR STORES
FDO
+$453M
4
HRI icon
Herc Holdings
HRI
+$322M
5
PETM
PETSMART INC
PETM
+$311M

Sector Composition

Rank Sector Weight
1 Energy 8.49%
2 Technology 6.67%
3 Healthcare 6.67%
4 Financials 6.58%
5 Industrials 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TXTR
7376
PUT
DELISTED
TEXTURA CORPORATION COM
TXTR
$32K ﹤0.01%
1,200
+700
+140% +$19K
LF
7377
PUT
DELISTED
LEAPFROG ENTERPRISES INC.
LF
$32K ﹤0.01%
5,400
+3,600
+200% +$24.1K
RUSL
7378
DELISTED
Direxion Daily Russia Bull 2X Shares
RUSL
$32K ﹤0.01%
+230
New +$44.8K
CMSB
7379
DELISTED
CMS BANCORP, INC. COM
CMSB
$32K ﹤0.01%
2,469
+1,769
+253% +$20.7K
QRM
7380
DELISTED
QUEST RARE MINERALS LTD COM SHS CANADA
QRM
$32K ﹤0.01%
204,023
-2,148
-1% -$444
PQUE
7381
DELISTED
PETROQUEST ENERGY INC (DE)
PQUE
$32K ﹤0.01%
5,687
-8,850
-61% -$49.8K
AEE icon
7382
CALL
Ameren
AEE
$30.7B
$31K ﹤0.01%
800
+700
+700% +$27.4K
AIR icon
7383
AAR Corp
AIR
$5.52B
$31K ﹤0.01%
1,282
-2,649
-67% -$71.9K
ALGN icon
7384
PUT
Align Technology
ALGN
$12.9B
$31K ﹤0.01%
600
-5,200
-90% -$283K
BGFV
7385
CALL
DELISTED
Big 5 Sporting Goods
BGFV
$31K ﹤0.01%
3,300
+2,800
+560% +$29.9K
BN icon
7386
CALL
Brookfield
BN
$103B
$31K ﹤0.01%
+2,990
New +$32.2K
COR icon
7387
CALL
Cencora
COR
$62B
$31K ﹤0.01%
400
-26,900
-99% -$2.04M
COTY icon
7388
Coty
COTY
$2.42B
$31K ﹤0.01%
1,855
+1,818
+4,914% +$31.7K
CRMT icon
7389
America's Car Mart
CRMT
$26.1M
$31K ﹤0.01%
795
+487
+158% +$19.4K
EBTC
7390
DELISTED
Enterprise Bancorp
EBTC
$31K ﹤0.01%
+1,632
New +$32.3K
GIFI
7391
DELISTED
Gulf Island Fabrication
GIFI
$31K ﹤0.01%
1,806
+622
+53% +$12.3K
GSL icon
7392
Global Ship Lease
GSL
$1.57B
$31K ﹤0.01%
956
+729
+321% +$22.8K
HWBK icon
7393
Hawthorn Bancshares
HWBK
$267M
$31K ﹤0.01%
3,191
+1,911
+149% +$17.3K
IJR icon
7394
PUT
iShares Core S&P Small-Cap ETF
IJR
$109B
$31K ﹤0.01%
600
+200
+50% +$10.9K
NUWE icon
7395
CALL
Nuwellis
NUWE
$174K
– –
0
– –
XMAX
7396
XMAX Inc
XMAX
$530M
$31K ﹤0.01%
289
+252
+681% +$28.1K
ORI icon
7397
CALL
Old Republic International
ORI
$10.8B
$31K ﹤0.01%
2,200
-400
-15% -$6.11K
PSCU icon
7398
Invesco S&P SmallCap Utilities & Communication Services ETF
PSCU
$17.5M
$31K ﹤0.01%
924
+88
+11% +$3.12K
STBA icon
7399
S&T Bancorp
STBA
$1.9B
$31K ﹤0.01%
1,302
-425
-25% -$10.5K
TSCO icon
7400
PUT
Tractor Supply
TSCO
$16.4B
$31K ﹤0.01%
2,500
-14,500
-85% -$181K
294 295
296
297 298

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2014 Portfolio in Review

As of Q3 2014, UBS held 11,505 positions worth $136B, up 6.1% from $128B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS deployed $9.38B of net new capital in Q3 2014, opening 1,063 new positions and adding to 4,755 existing holdings. Its largest new stake was Alibaba: 1,105,926 shares worth $98.3M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 8.8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.62B trimmed.

  • UBS's largest Q3 2014 buy was Alibaba: 1,105,926 shares worth $98.3M.
  • UBS added most to Amgen in Q3 2014, an estimated $387M increase.
  • UBS's biggest Q3 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.62B.
  • UBS fully exited SUSSER HOLDINGS CORPORATION COMMON STOCK in Q3 2014, selling an estimated $81.1M.
  • UBS's ten largest holdings make up 13% of its $136B portfolio in Q3 2014.
  • UBS opened 1,063 new positions and closed 1,116 in Q3 2014.
  • UBS's portfolio value rose 6.1% quarter-over-quarter to $136B.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.