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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
-0.23%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$136B
AUM Growth
+$7.83B
Cap. Flow
+$9.38B
Cap. Flow %
6.92%
Top 10 Hldgs %
13.26%
Holding
11,505
New
1,063
Increased
4,755
Reduced
3,911
Closed
1,116

Top Buys

Rank Stock Value
1
AMGN icon
Amgen
AMGN
+$387M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$346M
3
CCI icon
Crown Castle
CCI
+$229M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$218M
5
TD icon
Toronto Dominion Bank
TD
+$195M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.62B
2
APA icon
APA Corp
APA
+$473M
3
FDO
FAMILY DOLLAR STORES
FDO
+$453M
4
HRI icon
Herc Holdings
HRI
+$322M
5
PETM
PETSMART INC
PETM
+$311M

Sector Composition

Rank Sector Weight
1 Energy 8.49%
2 Technology 6.67%
3 Healthcare 6.67%
4 Financials 6.58%
5 Industrials 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PBSK
7326
DELISTED
Poage Bankshares, Inc.
PBSK
$33K ﹤0.01%
2,177
+1,896
+675% +$27.7K
HDNG
7327
DELISTED
Hardinge Inc
HDNG
$33K ﹤0.01%
3,025
+2,627
+660% +$30.6K
LMIA
7328
DELISTED
LMI Aerospace Inc
LMIA
$33K ﹤0.01%
2,539
+1,289
+103% +$17.7K
SWC
7329
PUT
DELISTED
Stillwater Mining Co
SWC
$33K ﹤0.01%
2,200
– –
EMFT
7330
DELISTED
SPDR MSCI EM 50 ETF
EMFT
$33K ﹤0.01%
682
+31
+5% +$1.61K
LDRH
7331
DELISTED
LDR HOLDINGS CORP COM STK
LDRH
$33K ﹤0.01%
1,043
-556
-35% -$14.4K
GHI
7332
DELISTED
GLOBAL HIGH INCOME FUND INC.
GHI
$33K ﹤0.01%
+3,364
New +$33.7K
RGRI
7333
DELISTED
RBS PLC ROGERS ENHANCED INDUSTRIAL METALS EXCHANGE ETNS (UK)
RGRI
$33K ﹤0.01%
1,449
– –
AUQ
7334
CALL
DELISTED
AURICO GOLD INC COM
AUQ
$33K ﹤0.01%
9,500
-402,100
-98% -$1.66M
RKT
7335
CALL
DELISTED
ROCK-TENN COMPANY CL-A
RKT
$33K ﹤0.01%
700
-4,900
-88% -$243K
XWES
7336
DELISTED
WORLD ENERGY SOLUTIONS INC NEW COMMON (DE)
XWES
$33K ﹤0.01%
6,758
+758
+13% +$3.14K
DRTX
7337
CALL
DELISTED
DURATA THERAPEUTICS INC COM STK (DE)
DRTX
$33K ﹤0.01%
2,600
+500
+24% +$7.47K
SWSH
7338
DELISTED
SWISHER HYGIENE INC COM STK NEW (DE)
SWSH
$33K ﹤0.01%
10,815
+4,995
+86% +$19.2K
ASCMA
7339
DELISTED
Ascent Capital Group, Inc. Series A
ASCMA
$33K ﹤0.01%
554
+91
+20% +$5.72K
BZF
7340
DELISTED
WisdomTree Brazilian Real Strategy Fund
BZF
$33K ﹤0.01%
1,857
+1,216
+190% +$23.2K
AKO.A icon
7341
Embotelladora Andina Series A
AKO.A
$3.53B
$32K ﹤0.01%
1,974
+1,100
+126% +$19K
ALLT icon
7342
Allot
ALLT
$362M
$32K ﹤0.01%
2,790
-3,383
-55% -$39.6K
AXDX
7343
PUT
DELISTED
Accelerate Diagnostics
AXDX
$32K ﹤0.01%
150
+90
+150% +$17.5K
BBH icon
7344
PUT
VanEck Biotech ETF
BBH
$406M
$32K ﹤0.01%
+300
New +$30.4K
CASH icon
7345
Pathward Financial
CASH
$1.88B
$32K ﹤0.01%
2,700
– –
CVM icon
7346
CEL-SCI Corp
CVM
$19.9M
$32K ﹤0.01%
48
+21
+78% +$16.8K
FLXS icon
7347
Flexsteel Industries
FLXS
$307M
$32K ﹤0.01%
935
+435
+87% +$14.7K
FRPH icon
7348
FRP Holdings
FRPH
$439M
$32K ﹤0.01%
+1,914
New +$33.6K
HEES
7349
CALL
DELISTED
H&E Equipment Services
HEES
$32K ﹤0.01%
800
+100
+14% +$3.89K
HUBG icon
7350
HUB Group
HUBG
$2.92B
$32K ﹤0.01%
1,608
+1,184
+279% +$27K
292 293
294
295 296

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2014 Portfolio in Review

As of Q3 2014, UBS held 11,505 positions worth $136B, up 6.1% from $128B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS deployed $9.38B of net new capital in Q3 2014, opening 1,063 new positions and adding to 4,755 existing holdings. Its largest new stake was Alibaba: 1,105,926 shares worth $98.3M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 8.8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.62B trimmed.

  • UBS's largest Q3 2014 buy was Alibaba: 1,105,926 shares worth $98.3M.
  • UBS added most to Amgen in Q3 2014, an estimated $387M increase.
  • UBS's biggest Q3 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.62B.
  • UBS fully exited SUSSER HOLDINGS CORPORATION COMMON STOCK in Q3 2014, selling an estimated $81.1M.
  • UBS's ten largest holdings make up 13% of its $136B portfolio in Q3 2014.
  • UBS opened 1,063 new positions and closed 1,116 in Q3 2014.
  • UBS's portfolio value rose 6.1% quarter-over-quarter to $136B.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.