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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
-0.23%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$136B
AUM Growth
+$7.83B
Cap. Flow
+$9.38B
Cap. Flow %
6.92%
Top 10 Hldgs %
13.26%
Holding
11,505
New
1,063
Increased
4,755
Reduced
3,911
Closed
1,116

Top Buys

Rank Stock Value
1
AMGN icon
Amgen
AMGN
+$387M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$346M
3
CCI icon
Crown Castle
CCI
+$229M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$218M
5
TD icon
Toronto Dominion Bank
TD
+$195M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.62B
2
APA icon
APA Corp
APA
+$473M
3
FDO
FAMILY DOLLAR STORES
FDO
+$453M
4
HRI icon
Herc Holdings
HRI
+$322M
5
PETM
PETSMART INC
PETM
+$311M

Sector Composition

Rank Sector Weight
1 Energy 8.49%
2 Technology 6.67%
3 Healthcare 6.67%
4 Financials 6.58%
5 Industrials 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SFUN
7476
PUT
DELISTED
Fang Holdings Limited American Depositary Shares (each representing ten Class A Ordinary Shares)
SFUN
$29K ﹤0.01%
58
-8
-12% -$4.4K
FMK
7477
DELISTED
First Trust Mega Cap AlphaDEX Fund
FMK
$29K ﹤0.01%
1,102
+902
+451% +$24K
APEX
7478
DELISTED
Apex Global Brands Inc. Common Stock
APEX
$29K ﹤0.01%
53
+10
+23% +$5.19K
STML
7479
DELISTED
Stemline Therapeutics, Inc.
STML
$29K ﹤0.01%
2,350
-631
-21% -$7.77K
DNBF
7480
DELISTED
DNB Financial Corp
DNBF
$29K ﹤0.01%
1,331
+102
+8% +$2.2K
CRAY
7481
CALL
DELISTED
Cray, Inc.
CRAY
$29K ﹤0.01%
1,100
-1,900
-63% -$52.6K
BHBK
7482
DELISTED
Blue Hills Bancorp, Inc.
BHBK
$29K ﹤0.01%
+2,224
New +$28.6K
ANCB
7483
DELISTED
Anchor Bancorp
ANCB
$29K ﹤0.01%
1,429
+1,066
+294% +$20.7K
PF
7484
CALL
DELISTED
Pinnacle Foods, Inc.
PF
$29K ﹤0.01%
900
-1,400
-61% -$44.3K
HGG
7485
PUT
DELISTED
hhgregg Inc.
HGG
$29K ﹤0.01%
4,600
+4,100
+820% +$31.2K
YCB
7486
DELISTED
YOUR CMNTY BANKSHARES INC COM
YCB
$29K ﹤0.01%
1,108
+721
+186% +$18.9K
WHZ
7487
DELISTED
WHITING USA TR II TR UNIT (DE)
WHZ
$29K ﹤0.01%
2,375
-2,401
-50% -$30.3K
NYNY
7488
DELISTED
Empire Resorts, Inc.
NYNY
$29K ﹤0.01%
860
-322
-27% -$8.46K
ALTV
7489
DELISTED
Alteva
ALTV
$29K ﹤0.01%
4,098
+2,098
+105% +$14.1K
TEU
7490
DELISTED
BOX SHIPS INCORPORATED SHS (MARSHALL ISLANDS)
TEU
$29K ﹤0.01%
24,090
-1,138
-5% -$1.59K
HME
7491
CALL
DELISTED
HOME PROPERTIES, INC
HME
$29K ﹤0.01%
500
– –
TDV
7492
DELISTED
DEUTSCHE X-TRACKERS 2040 TARGET DATE ETF
TDV
$29K ﹤0.01%
991
+130
+15% +$3.81K
DNY
7493
DELISTED
DENALI FUND INC (THE) COM STK
DNY
$29K ﹤0.01%
+1,321
New +$28.8K
REGI
7494
CALL
DELISTED
Renewable Energy Group, Inc.
REGI
$29K ﹤0.01%
2,900
– –
GNAT
7495
DELISTED
WISDOMTREE TR GLOBAL NATURAL RESOURCES FND (DE)
GNAT
$29K ﹤0.01%
1,454
+553
+61% +$12.3K
AHRT
7496
AH Realty Trust
AHRT
$540M
$28K ﹤0.01%
3,065
+2,881
+1,566% +$27.4K
ANGI icon
7497
CALL
Angi Inc
ANGI
$252M
$28K ﹤0.01%
+440
New +$37.4K
ARCT icon
7498
PUT
Arcturus Therapeutics
ARCT
$163M
$28K ﹤0.01%
+257
New +$33.5K
ARW icon
7499
CALL
Arrow Electronics
ARW
$10.8B
$28K ﹤0.01%
500
– –
ARW icon
7500
PUT
Arrow Electronics
ARW
$10.8B
$28K ﹤0.01%
500
-500
-50% -$30.2K
298 299
300
301 302

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2014 Portfolio in Review

As of Q3 2014, UBS held 11,505 positions worth $136B, up 6.1% from $128B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS deployed $9.38B of net new capital in Q3 2014, opening 1,063 new positions and adding to 4,755 existing holdings. Its largest new stake was Alibaba: 1,105,926 shares worth $98.3M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 8.8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.62B trimmed.

  • UBS's largest Q3 2014 buy was Alibaba: 1,105,926 shares worth $98.3M.
  • UBS added most to Amgen in Q3 2014, an estimated $387M increase.
  • UBS's biggest Q3 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.62B.
  • UBS fully exited SUSSER HOLDINGS CORPORATION COMMON STOCK in Q3 2014, selling an estimated $81.1M.
  • UBS's ten largest holdings make up 13% of its $136B portfolio in Q3 2014.
  • UBS opened 1,063 new positions and closed 1,116 in Q3 2014.
  • UBS's portfolio value rose 6.1% quarter-over-quarter to $136B.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.