UBS’s Global X Gold Explorers ETF NEW GOEX Stock Holding History

UBS’s Portfolio GOEX Stock Details GOEX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	$28K	Buy	+1,119	New	+$34K	﹤0.01%	7549
2014 Q2	–	Sell	-553	Closed	-$15K	–	10563
2014 Q1	$15K	Buy	+553	New	+$15.9K	﹤0.01%	8448
2013 Q4	–	Sell	-486	Closed	-$13K	–	10528
2013 Q3	$13K	Sell	486 -202	-29%	-$6.08K	﹤0.01%	8550
2013 Q2	$18K	Buy	+688	New	+$22K	﹤0.01%	8007

Other funds holding GOEX

FTUS

Flow Traders U.S. New York $3.16B AUM 19.52% 1-Year Est. Return

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

VKH

Virtu KCG Holdings New York $3.6B AUM 17.11% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

BCM

Bluefin Capital Management New York $156M AUM 18.47% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

PTC

Private Trust Company Cleveland, Ohio $1.12B AUM 21.35% 1-Year Est. Return

Bank of Montreal Toronto, Ontario, Canada $269B AUM 31.4% 1-Year Est. Return

UBS's GOEX Position: Q3 2014 in Review

UBS opened a new position in Global X Gold Explorers ETF NEW (GOEX) in Q3 2014: 1,119 shares worth $28K. The stake represents ﹤0.01% of the portfolio and ranks #7549 among its holdings. This is a return to the name: UBS previously reported a position in GOEX as recently as Q1 2014.

UBS first reported a position in GOEX in Q2 2013 and has held it in 4 quarters since. 16 funds tracked by Wall St. Rank hold GOEX as of Q3 2014.

UBS held 1,119 shares of Global X Gold Explorers ETF NEW worth $28K as of Q3 2014.
Global X Gold Explorers ETF NEW was a new UBS position in Q3 2014.
Global X Gold Explorers ETF NEW made up ﹤0.01% of UBS's portfolio in Q3 2014, its #7549 holding.
UBS first reported a position in Global X Gold Explorers ETF NEW in Q2 2013 and has held it in 4 quarters since.
16 funds tracked by Wall St. Rank held Global X Gold Explorers ETF NEW as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.