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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
-0.23%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$136B
AUM Growth
+$7.83B
Cap. Flow
+$9.38B
Cap. Flow %
6.92%
Top 10 Hldgs %
13.26%
Holding
11,505
New
1,063
Increased
4,755
Reduced
3,911
Closed
1,116

Top Buys

Rank Stock Value
1
AMGN icon
Amgen
AMGN
+$387M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$346M
3
CCI icon
Crown Castle
CCI
+$229M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$218M
5
TD icon
Toronto Dominion Bank
TD
+$195M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.62B
2
APA icon
APA Corp
APA
+$473M
3
FDO
FAMILY DOLLAR STORES
FDO
+$453M
4
HRI icon
Herc Holdings
HRI
+$322M
5
PETM
PETSMART INC
PETM
+$311M

Sector Composition

Rank Sector Weight
1 Energy 8.49%
2 Technology 6.67%
3 Healthcare 6.67%
4 Financials 6.58%
5 Industrials 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GSIT icon
7576
GSI Technology
GSIT
$211M
$27K ﹤0.01%
5,000
-7,152
-59% -$41.5K
IIIN icon
7577
Insteel Industries
IIIN
$631M
$27K ﹤0.01%
1,289
-579
-31% -$12.3K
KELYA icon
7578
CALL
Kelly Services Class A
KELYA
$560M
$27K ﹤0.01%
1,700
+500
+42% +$8.28K
MCRI icon
7579
Monarch Casino & Resort
MCRI
$2.2B
$27K ﹤0.01%
+2,296
New +$30.3K
MKC icon
7580
PUT
McCormick & Company Non-Voting
MKC
$13.9B
$27K ﹤0.01%
800
+400
+100% +$13.8K
NBHC icon
7581
National Bank Holdings
NBHC
$1.9B
$27K ﹤0.01%
1,419
+915
+182% +$18.1K
NSP icon
7582
Insperity
NSP
$2.01B
$27K ﹤0.01%
2,010
+22
+1% +$335
PACB icon
7583
Pacific Biosciences
PACB
$432M
$27K ﹤0.01%
5,643
+3,343
+145% +$17.5K
PLBC icon
7584
Plumas Bancorp
PLBC
$433M
$27K ﹤0.01%
3,600
– –
PZG icon
7585
Paramount Gold Nevada
PZG
$93.5M
$27K ﹤0.01%
30,028
+24,227
+418% +$23.6K
SA
7586
PUT
Seabridge Gold
SA
$2.69B
$27K ﹤0.01%
3,400
-8,100
-70% -$76.1K
SSL icon
7587
PUT
Sasol
SSL
$7.03B
$27K ﹤0.01%
500
+200
+67% +$11.6K
TGS icon
7588
Transportadora de Gas del Sur
TGS
$4.44B
$27K ﹤0.01%
8,308
– –
AVTA
7589
PUT
DELISTED
Avantax, Inc. Common Stock
AVTA
$27K ﹤0.01%
1,800
-14,100
-89% -$233K
ADMS
7590
DELISTED
Adamas Pharmaceuticals
ADMS
$27K ﹤0.01%
1,466
+832
+131% +$14.3K
LEAF
7591
DELISTED
Leaf Group Ltd.
LEAF
$27K ﹤0.01%
3,064
-503
-14% -$4.79K
TCP
7592
CALL
DELISTED
TC Pipelines LP
TCP
$27K ﹤0.01%
400
+300
+300% +$16.8K
FGP
7593
PUT
DELISTED
Ferrellgas Partners, L.P.
FGP
$27K ﹤0.01%
1,000
-100
-9% -$2.7K
BRS
7594
CALL
DELISTED
Bristow Group, Inc.
BRS
$27K ﹤0.01%
+400
New +$28.9K
SEP
7595
CALL
DELISTED
Spectra Engy Parters Lp
SEP
$27K ﹤0.01%
500
– –
COF.WS
7596
DELISTED
Capital One Financial Corp
COF.WS
$27K ﹤0.01%
685
+221
+48% +$8.8K
GBB
7597
DELISTED
Barclays Bank PLC iPath GBP/USD Exchange Rate ETN
GBB
$27K ﹤0.01%
635
-123
-16% -$5.47K
CNTR
7598
DELISTED
PowerShares Contrarian Opportunities Portfolio
CNTR
$27K ﹤0.01%
1,056
-254
-19% -$6.59K
CLBH
7599
DELISTED
Carolina Bank Holdings Inc
CLBH
$27K ﹤0.01%
2,764
+313
+13% +$3.13K
HTS
7600
CALL
DELISTED
HATTERAS FINANCIAL CORP
HTS
$27K ﹤0.01%
1,500
-7,000
-82% -$136K
302 303
304
305 306

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2014 Portfolio in Review

As of Q3 2014, UBS held 11,505 positions worth $136B, up 6.1% from $128B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS deployed $9.38B of net new capital in Q3 2014, opening 1,063 new positions and adding to 4,755 existing holdings. Its largest new stake was Alibaba: 1,105,926 shares worth $98.3M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 8.8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.62B trimmed.

  • UBS's largest Q3 2014 buy was Alibaba: 1,105,926 shares worth $98.3M.
  • UBS added most to Amgen in Q3 2014, an estimated $387M increase.
  • UBS's biggest Q3 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.62B.
  • UBS fully exited SUSSER HOLDINGS CORPORATION COMMON STOCK in Q3 2014, selling an estimated $81.1M.
  • UBS's ten largest holdings make up 13% of its $136B portfolio in Q3 2014.
  • UBS opened 1,063 new positions and closed 1,116 in Q3 2014.
  • UBS's portfolio value rose 6.1% quarter-over-quarter to $136B.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.