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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
-0.23%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$136B
AUM Growth
+$7.83B
Cap. Flow
+$9.38B
Cap. Flow %
6.92%
Top 10 Hldgs %
13.26%
Holding
11,505
New
1,063
Increased
4,755
Reduced
3,911
Closed
1,116

Top Buys

Rank Stock Value
1
AMGN icon
Amgen
AMGN
+$387M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$346M
3
CCI icon
Crown Castle
CCI
+$229M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$218M
5
TD icon
Toronto Dominion Bank
TD
+$195M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.62B
2
APA icon
APA Corp
APA
+$473M
3
FDO
FAMILY DOLLAR STORES
FDO
+$453M
4
HRI icon
Herc Holdings
HRI
+$322M
5
PETM
PETSMART INC
PETM
+$311M

Sector Composition

Rank Sector Weight
1 Energy 8.49%
2 Technology 6.67%
3 Healthcare 6.67%
4 Financials 6.58%
5 Industrials 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TITN icon
7626
PUT
Titan Machinery
TITN
$458M
$26K ﹤0.01%
2,000
+1,700
+567% +$24.1K
UAN icon
7627
CALL
CVR Partners
UAN
$1.29B
$26K ﹤0.01%
190
+110
+138% +$18.1K
VTHR icon
7628
Vanguard Russell 3000 ETF
VTHR
$4.64B
$26K ﹤0.01%
292
-217
-43% -$19.8K
XIN
7629
CALL
DELISTED
Xinyuan Real Estate
XIN
$26K ﹤0.01%
900
+470
+109% +$17.3K
TPC
7630
CALL
Tutor Perini Cor
TPC
$4.31B
$26K ﹤0.01%
+1,000
New +$29.2K
ENZ
7631
CALL
DELISTED
Enzo Biochem, Inc.
ENZ
$26K ﹤0.01%
5,000
-5,000
-50% -$26.7K
MIXT
7632
DELISTED
MIX TELEMATICS LIMITED
MIXT
$26K ﹤0.01%
2,790
+2,283
+450% +$22.2K
CSII
7633
CALL
DELISTED
Cardiovascular Systems, Inc.
CSII
$26K ﹤0.01%
1,100
+800
+267% +$22.8K
TRCB
7634
DELISTED
Two River Bancorp
TRCB
$26K ﹤0.01%
3,393
+1,587
+88% +$12.6K
TCF
7635
DELISTED
TCF Financial Corporation Common Stock
TCF
$26K ﹤0.01%
962
-553
-37% -$15.4K
ARRY
7636
CALL
DELISTED
Array Biopharma Inc
ARRY
$26K ﹤0.01%
7,300
-6,800
-48% -$26.8K
SFS
7637
DELISTED
Smart & Final Stores, Inc.
SFS
$26K ﹤0.01%
+1,796
New +$24.1K
WIN
7638
CALL
DELISTED
Windstream Holdings Inc
WIN
$26K ﹤0.01%
306
-192
-39% -$16.4K
SCMP
7639
DELISTED
Sucampo Pharmaceuticals, Inc.
SCMP
$26K ﹤0.01%
3,871
+2,777
+254% +$18.4K
WFBI
7640
DELISTED
WashingtonFirst Bankshares Inc
WFBI
$26K ﹤0.01%
1,807
+1,091
+152% +$15.4K
WMAR
7641
DELISTED
West Marine Inc
WMAR
$26K ﹤0.01%
2,890
+2,650
+1,104% +$26K
IM
7642
PUT
DELISTED
Ingram Micro
IM
$26K ﹤0.01%
1,000
+900
+900% +$25.5K
FES
7643
DELISTED
Forbes Energy Services Ltd
FES
$26K ﹤0.01%
+6,405
New +$30.6K
NTK
7644
DELISTED
NORTEK INC COM NEW (DE)
NTK
$26K ﹤0.01%
347
-896
-72% -$73.8K
AFOP
7645
CALL
DELISTED
Alliance Fiber Optic Prod Inc
AFOP
$26K ﹤0.01%
2,100
-2,100
-50% -$31.2K
METR
7646
DELISTED
METRO BANCORP, INC COMMON STOCK
METR
$26K ﹤0.01%
+1,070
New +$25.1K
FFNM
7647
DELISTED
FIRST FEDERAL OF NORTHERN MICHIGAN BANCORP, INC.
FFNM
$26K ﹤0.01%
4,902
+3,538
+259% +$20.6K
RNO
7648
DELISTED
RHINO RESOURCE PARTNERS LP COM UNIT REPSTG LTD (DE)
RNO
$26K ﹤0.01%
2,198
+1,157
+111% +$15.4K
SIBC
7649
DELISTED
STATE INVS BANCORP INC
SIBC
$26K ﹤0.01%
1,644
-169
-9% -$2.74K
BALT
7650
CALL
DELISTED
BALTIC TRADING LIMITED COMMON STOCK
BALT
$26K ﹤0.01%
6,300
+3,800
+152% +$20.6K
304 305
306
307 308

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2014 Portfolio in Review

As of Q3 2014, UBS held 11,505 positions worth $136B, up 6.1% from $128B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS deployed $9.38B of net new capital in Q3 2014, opening 1,063 new positions and adding to 4,755 existing holdings. Its largest new stake was Alibaba: 1,105,926 shares worth $98.3M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 8.8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.62B trimmed.

  • UBS's largest Q3 2014 buy was Alibaba: 1,105,926 shares worth $98.3M.
  • UBS added most to Amgen in Q3 2014, an estimated $387M increase.
  • UBS's biggest Q3 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.62B.
  • UBS fully exited SUSSER HOLDINGS CORPORATION COMMON STOCK in Q3 2014, selling an estimated $81.1M.
  • UBS's ten largest holdings make up 13% of its $136B portfolio in Q3 2014.
  • UBS opened 1,063 new positions and closed 1,116 in Q3 2014.
  • UBS's portfolio value rose 6.1% quarter-over-quarter to $136B.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.