UBS’s Invesco Senior Loan ETF BKLN Stock Holding History

UBS’s Portfolio BKLN Stock Details BKLN Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	$24K	Hold	1,000	–	–	﹤0.01%	7748
2014 Q2	$25K	Sell	1,000 -3,000	-75%	-$74.4K	﹤0.01%	7780
2014 Q1	$99K	Hold	4,000	–	–	﹤0.01%	5990
2013 Q4	$100K	Buy	+4,000	New	+$99.2K	﹤0.01%	6064
2013 Q3	–	Sell	-500	Closed	-$12K	–	10357
2013 Q2	$12K	Buy	+500	New	+$12.5K	﹤0.01%	8429

Other funds holding BKLN

Aozora Bank Tokyo, Japan $199M AUM 0.15% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

Goldman Sachs New York $1.15T AUM 47.82% 1-Year Est. Return

Franklin Resources San Mateo, California $462B AUM 39.16% 1-Year Est. Return

Manulife (Manufacturers Life Insurance) Canada, Ontario, Canada $128B AUM 35.83% 1-Year Est. Return

QS Investors New York $8.47B AUM 30.71% 1-Year Est. Return

ACM

Aviance Capital Management Sarasota, Florida $668M AUM 6.48% 1-Year Est. Return

IndexIQ Advisors New York $2.82B AUM 12.48% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

UBS's BKLN Position: Q3 2014 in Review

UBS reduced its Invesco Senior Loan ETF (BKLN) stake by 16% in Q3 2014, selling an estimated $36.7M and leaving 7,558,560 shares worth $184M. The position accounts for 0.14% of the portfolio, ranked #168.

UBS first reported a position in BKLN in Q2 2013 and has held it in 6 quarters since. The position peaked at $225M in Q2 2014. 267 funds tracked by Wall St. Rank hold BKLN as of Q3 2014.

UBS held 7,558,560 shares of Invesco Senior Loan ETF worth $184M as of Q3 2014.
UBS sold 1,487,280 Invesco Senior Loan ETF shares in Q3 2014, an estimated $36.7M.
Invesco Senior Loan ETF made up 0.14% of UBS's portfolio in Q3 2014, its #168 holding.
UBS first reported a position in Invesco Senior Loan ETF in Q2 2013 and has held it in 6 quarters since.
UBS's Invesco Senior Loan ETF position peaked at $225M in Q2 2014.
267 funds tracked by Wall St. Rank held Invesco Senior Loan ETF as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.