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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
-0.23%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$136B
AUM Growth
+$7.83B
Cap. Flow
+$9.38B
Cap. Flow %
6.92%
Top 10 Hldgs %
13.26%
Holding
11,505
New
1,063
Increased
4,755
Reduced
3,911
Closed
1,116

Top Buys

Rank Stock Value
1
AMGN icon
Amgen
AMGN
+$387M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$346M
3
CCI icon
Crown Castle
CCI
+$229M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$218M
5
TD icon
Toronto Dominion Bank
TD
+$195M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.62B
2
APA icon
APA Corp
APA
+$473M
3
FDO
FAMILY DOLLAR STORES
FDO
+$453M
4
HRI icon
Herc Holdings
HRI
+$322M
5
PETM
PETSMART INC
PETM
+$311M

Sector Composition

Rank Sector Weight
1 Energy 8.49%
2 Technology 6.67%
3 Healthcare 6.67%
4 Financials 6.58%
5 Industrials 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MOG.B icon
7776
Moog Inc Class B
MOG.B
$13.6B
$23K ﹤0.01%
+340
New +$23.7K
NUWE icon
7777
PUT
Nuwellis
NUWE
$178K
– –
0
– –
OPOF
7778
DELISTED
Old Point Financial
OPOF
$23K ﹤0.01%
1,572
+1,047
+199% +$15.9K
PCM
7779
PCM Fund
PCM
$68.9M
$23K ﹤0.01%
2,092
-3,310
-61% -$38.7K
RCMT icon
7780
RCM Technologies
RCMT
$205M
$23K ﹤0.01%
3,000
-1,080
-26% -$7.67K
RDIV icon
7781
Invesco S&P Ultra Dividend Revenue ETF
RDIV
$1.4B
$23K ﹤0.01%
+829
New +$23.4K
SNT
7782
Senstar Technologies
SNT
$40.6M
$23K ﹤0.01%
5,387
+5,187
+2,594% +$21.6K
STLD icon
7783
PUT
Steel Dynamics
STLD
$37.5B
$23K ﹤0.01%
1,000
-3,300
-77% -$72.2K
TCX icon
7784
Tucows
TCX
$101M
$23K ﹤0.01%
+1,530
New +$23.2K
TTT icon
7785
CALL
ProShares UltraPro Short 20+ Year Treasury
TTT
$18.1M
$23K ﹤0.01%
+100
New +$23.8K
UIS icon
7786
CALL
Unisys
UIS
$250M
$23K ﹤0.01%
1,000
+300
+43% +$6.9K
UPRO icon
7787
CALL
ProShares UltraPro S&P 500
UPRO
$5.12B
$23K ﹤0.01%
2,400
-1,200
-33% -$11.8K
VEEV icon
7788
CALL
Veeva Systems
VEEV
$32.7B
$23K ﹤0.01%
800
-1,500
-65% -$38.6K
WCC
7789
CALL
WESCO International
WCC
$16.1B
$23K ﹤0.01%
+300
New +$24.8K
ZUMZ icon
7790
Zumiez
ZUMZ
$347M
$23K ﹤0.01%
815
+430
+112% +$12.6K
HMNF
7791
DELISTED
HMN Financial Inc
HMNF
$23K ﹤0.01%
+1,705
New +$20.6K
ACER
7792
DELISTED
Acer Therapeutics Inc
ACER
$23K ﹤0.01%
283
+257
+988% +$30.5K
PRTK
7793
DELISTED
Paratek Pharmaceuticals, Inc.
PRTK
$23K ﹤0.01%
951
+51
+6% +$1.33K
OIIM
7794
DELISTED
02Micro International
OIIM
$23K ﹤0.01%
8,753
+370
+4% +$1.13K
ALBO
7795
DELISTED
Albireo Pharma Inc
ALBO
$23K ﹤0.01%
473
+209
+79% +$12K
ICOL
7796
DELISTED
iShares MSCI Colombia ETF
ICOL
$23K ﹤0.01%
+925
New +$25.6K
COR
7797
CALL
DELISTED
Coresite Realty Corporation
COR
$23K ﹤0.01%
700
+100
+17% +$3.42K
GPX
7798
DELISTED
GP Strategies Corp.
GPX
$23K ﹤0.01%
812
– –
CTB
7799
CALL
DELISTED
Cooper Tire & Rubber Co.
CTB
$23K ﹤0.01%
800
-19,700
-96% -$588K
HMSY
7800
CALL
DELISTED
HMS Holdings Corp.
HMSY
$23K ﹤0.01%
+1,200
New +$24.3K
310 311
312
313 314

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2014 Portfolio in Review

As of Q3 2014, UBS held 11,505 positions worth $136B, up 6.1% from $128B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS deployed $9.38B of net new capital in Q3 2014, opening 1,063 new positions and adding to 4,755 existing holdings. Its largest new stake was Alibaba: 1,105,926 shares worth $98.3M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 8.8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.62B trimmed.

  • UBS's largest Q3 2014 buy was Alibaba: 1,105,926 shares worth $98.3M.
  • UBS added most to Amgen in Q3 2014, an estimated $387M increase.
  • UBS's biggest Q3 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.62B.
  • UBS fully exited SUSSER HOLDINGS CORPORATION COMMON STOCK in Q3 2014, selling an estimated $81.1M.
  • UBS's ten largest holdings make up 13% of its $136B portfolio in Q3 2014.
  • UBS opened 1,063 new positions and closed 1,116 in Q3 2014.
  • UBS's portfolio value rose 6.1% quarter-over-quarter to $136B.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.