UBS’s Netlist, Inc. NLST Stock Holding History

UBS’s Portfolio NLST Stock Details NLST Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	$23K	Buy	19,330 +11,830	+158%	+$13.9K	﹤0.01%	7845
2014 Q2	$10K	Hold	7,500	–	–	﹤0.01%	8924
2014 Q1	$14K	Sell	7,500 -4,016	-35%	-$6.64K	﹤0.01%	8555
2013 Q4	$9K	Buy	11,516 +21	+0.2%	+$16	﹤0.01%	9132
2013 Q3	$9K	Sell	11,495 -3,136	-21%	-$2.8K	﹤0.01%	8957
2013 Q2	$13K	Buy	+14,631	New	+$10.2K	﹤0.01%	8383

Other funds holding NLST

Whitebox Advisors Minneapolis, Minnesota $8.12B AUM 15.82% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Harvey Partners Tarrytown, New York $1.26B AUM 64.44% 1-Year Est. Return

AWMDMG

Austin W. Marxe & David M. Greenhouse New York $733M AUM 21.72% 1-Year Est. Return

Verition Fund Management Greenwich, Connecticut $15.4B AUM 30.69% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $552B AUM 44.19% 1-Year Est. Return

Geode Capital Management Boston, Massachusetts $1.88T AUM 44.46% 1-Year Est. Return

Northpointe Capital Bloomfield Hills, Michigan $258M AUM 1.97% 1-Year Est. Return

Bank of New York Mellon New York $609B AUM 40.19% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

UBS's NLST Position: Q3 2014 in Review

UBS increased its Netlist, Inc. (NLST) stake by 158% in Q3 2014, buying an estimated $13.9K and bringing the position to 19,330 shares worth $23K. The position accounts for ﹤0.01% of the portfolio, ranked #7845.

UBS first reported a position in NLST in Q2 2013 and has held it in 6 quarters since. 26 funds tracked by Wall St. Rank hold NLST as of Q3 2014.

UBS held 19,330 shares of Netlist, Inc. worth $23K as of Q3 2014.
UBS bought 11,830 Netlist, Inc. shares in Q3 2014, an estimated $13.9K.
Netlist, Inc. made up ﹤0.01% of UBS's portfolio in Q3 2014, its #7845 holding.
UBS first reported a position in Netlist, Inc. in Q2 2013 and has held it in 6 quarters since.
26 funds tracked by Wall St. Rank held Netlist, Inc. as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.