UBS’s PIMCO Diversified Income Active Exchange-Traded Fund DI Stock Holding History

UBS’s Portfolio DI Stock Details DI Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	$18K	Buy	+358	New	+$18.5K	﹤0.01%	8178
2014 Q2	–	Sell	-1,703	Closed	-$86K	–	11453
2014 Q1	$86K	Buy	+1,703	New	+$86K	﹤0.01%	6192

Other funds holding DI

Allianz Asset Management Munich, Germany $95.4B AUM 38.74% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

VKH

Virtu KCG Holdings New York $3.6B AUM 17.11% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

TRCT

Tower Research Capital (TRC) New York $3.85B AUM 32.11% 1-Year Est. Return

UBS's DI Position: Q3 2014 in Review

UBS opened a new position in PIMCO Diversified Income Active Exchange-Traded Fund (DI) in Q3 2014: 358 shares worth $18K. The stake represents ﹤0.01% of the portfolio and ranks #8178 among its holdings. This is a return to the name: UBS previously reported a position in DI as recently as Q1 2014.

UBS first reported a position in DI in Q1 2014 and has held it in 2 quarters since. The position peaked at $86K in Q1 2014. 8 funds tracked by Wall St. Rank hold DI as of Q3 2014.

UBS held 358 shares of PIMCO Diversified Income Active Exchange-Traded Fund worth $18K as of Q3 2014.
PIMCO Diversified Income Active Exchange-Traded Fund was a new UBS position in Q3 2014.
PIMCO Diversified Income Active Exchange-Traded Fund made up ﹤0.01% of UBS's portfolio in Q3 2014, its #8178 holding.
UBS first reported a position in PIMCO Diversified Income Active Exchange-Traded Fund in Q1 2014 and has held it in 2 quarters since.
UBS's PIMCO Diversified Income Active Exchange-Traded Fund position peaked at $86K in Q1 2014.
8 funds tracked by Wall St. Rank held PIMCO Diversified Income Active Exchange-Traded Fund as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.