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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
-0.23%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$136B
AUM Growth
+$7.83B
Cap. Flow
+$9.38B
Cap. Flow %
6.92%
Top 10 Hldgs %
13.26%
Holding
11,505
New
1,063
Increased
4,755
Reduced
3,911
Closed
1,116

Top Buys

Rank Stock Value
1
AMGN icon
Amgen
AMGN
+$387M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$346M
3
CCI icon
Crown Castle
CCI
+$229M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$218M
5
TD icon
Toronto Dominion Bank
TD
+$195M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.62B
2
APA icon
APA Corp
APA
+$473M
3
FDO
FAMILY DOLLAR STORES
FDO
+$453M
4
HRI icon
Herc Holdings
HRI
+$322M
5
PETM
PETSMART INC
PETM
+$311M

Sector Composition

Rank Sector Weight
1 Energy 8.49%
2 Technology 6.67%
3 Healthcare 6.67%
4 Financials 6.58%
5 Industrials 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VIMC
8201
PUT
DELISTED
VIMICRO INTERNATIONAL CORP ADR (KY)
VIMC
$17K ﹤0.01%
+1,700
New +$7.42K
GSI
8202
DELISTED
GENERAL STL HLDGS INC COM NEW (NV)
GSI
$17K ﹤0.01%
+3,510
New +$18.3K
URZ
8203
DELISTED
URANERZ ENERGY CORP
URZ
$17K ﹤0.01%
15,274
-3,115
-17% -$3.76K
TQNT
8204
PUT
DELISTED
TRIQUINT SEMICONDUCTOR INC
TQNT
$17K ﹤0.01%
900
– –
ORBT
8205
DELISTED
ORBIT INTERNATIONAL CORP
ORBT
$17K ﹤0.01%
5,758
+4,253
+283% +$12.2K
HSKA
8206
DELISTED
Heska Corp
HSKA
$17K ﹤0.01%
1,285
+1,280
+25,600% +$16.3K
GIVE
8207
DELISTED
AdvisorShares Global Echo ETF
GIVE
$17K ﹤0.01%
+286
New +$17.6K
DSKX
8208
DELISTED
DS HEALTHCARE GROUP, INC. NEW COMMON STOCK
DSKX
$17K ﹤0.01%
16,495
+15,877
+2,569% +$20.8K
EVOL
8209
DELISTED
Evolving Systems, Inc.
EVOL
$17K ﹤0.01%
1,903
+903
+90% +$8.71K
PRMW
8210
DELISTED
Primo Water Corporation
PRMW
$17K ﹤0.01%
3,883
+1,984
+104% +$9.13K
ABEV icon
8211
CALL
Ambev
ABEV
$47.4B
$16K ﹤0.01%
2,450
+1,450
+145% +$10.2K
AER icon
8212
PUT
AerCap
AER
$23.9B
$16K ﹤0.01%
400
-300
-43% -$13.6K
AFMD
8213
DELISTED
Affimed
AFMD
$16K ﹤0.01%
+258
New +$16.1K
AGEN
8214
Agenus
AGEN
$255M
$16K ﹤0.01%
267
+8
+3% +$501
ARDX icon
8215
Ardelyx
ARDX
$1.25B
$16K ﹤0.01%
+1,157
New +$16.7K
AROC icon
8216
Archrock
AROC
$6.26B
$16K ﹤0.01%
350
-1,494
-81% -$65.6K
AVNW icon
8217
Aviat Networks
AVNW
$265M
$16K ﹤0.01%
1,477
+1,443
+4,244% +$12.4K
BBGI icon
8218
Beasley Broadcasting Group
BBGI
$38M
$16K ﹤0.01%
+147
New +$18.3K
BTAL icon
8219
AGF US Market Neutral Anti-Beta Fund
BTAL
$302M
$16K ﹤0.01%
842
-231
-22% -$4.48K
CAR icon
8220
CALL
Avis
CAR
$5.78B
$16K ﹤0.01%
300
-775,000
-100% -$48.5M
COO icon
8221
PUT
Cooper Companies
COO
$13.7B
$16K ﹤0.01%
+400
New +$15.7K
CSGP icon
8222
PUT
CoStar Group
CSGP
$11.9B
$16K ﹤0.01%
+1,000
New +$14.9K
DSX icon
8223
CALL
Diana Shipping
DSX
$274M
$16K ﹤0.01%
2,575
+716
+39% +$5.09K
ELDN icon
8224
Eledon Pharmaceuticals
ELDN
$276M
$16K ﹤0.01%
+7
New +$19.9K
EWU icon
8225
CALL
iShares MSCI United Kingdom ETF
EWU
$4.05B
$16K ﹤0.01%
400
-100
-20% -$4.08K
327 328
329
330 331

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2014 Portfolio in Review

As of Q3 2014, UBS held 11,505 positions worth $136B, up 6.1% from $128B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS deployed $9.38B of net new capital in Q3 2014, opening 1,063 new positions and adding to 4,755 existing holdings. Its largest new stake was Alibaba: 1,105,926 shares worth $98.3M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 8.8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.62B trimmed.

  • UBS's largest Q3 2014 buy was Alibaba: 1,105,926 shares worth $98.3M.
  • UBS added most to Amgen in Q3 2014, an estimated $387M increase.
  • UBS's biggest Q3 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.62B.
  • UBS fully exited SUSSER HOLDINGS CORPORATION COMMON STOCK in Q3 2014, selling an estimated $81.1M.
  • UBS's ten largest holdings make up 13% of its $136B portfolio in Q3 2014.
  • UBS opened 1,063 new positions and closed 1,116 in Q3 2014.
  • UBS's portfolio value rose 6.1% quarter-over-quarter to $136B.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.