UBS’s Invesco China All-Cap ETF YAO Stock Holding History

UBS’s Portfolio YAO Stock Details YAO Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	$17K	Hold	648	–	–	﹤0.01%	8239
2014 Q2	$17K	Sell	648 -152	-19%	-$3.85K	﹤0.01%	8307
2014 Q1	$20K	Hold	800	–	–	﹤0.01%	8103
2013 Q4	$22K	Sell	800 -27	-3%	-$730	﹤0.01%	8050
2013 Q3	$21K	Hold	827	–	–	﹤0.01%	8023
2013 Q2	$19K	Buy	+827	New	+$19.6K	﹤0.01%	7971

Other funds holding YAO

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

JGUA

John G. Ullman & Associates Corning, New York $754M AUM 60.05% 1-Year Est. Return

TCM

Twele Capital Management Minnetonka, Minnesota $612M AUM 13.62% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

Verition Fund Management Greenwich, Connecticut $15.4B AUM 30.69% 1-Year Est. Return

VKH

Virtu KCG Holdings New York $3.6B AUM 17.11% 1-Year Est. Return

YMRC

Yorktown Management & Research Company Forest, Virginia $163M AUM 68.53% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

UBS's YAO Position: Q3 2014 in Review

UBS held its Invesco China All-Cap ETF (YAO) position steady in Q3 2014 at 648 shares worth $17K. The position accounts for ﹤0.01% of the portfolio, ranked #8239.

UBS first reported a position in YAO in Q2 2013 and has held it in 6 quarters since. The position peaked at $22K in Q4 2013. 23 funds tracked by Wall St. Rank hold YAO as of Q3 2014.

UBS held 648 shares of Invesco China All-Cap ETF worth $17K as of Q3 2014.
UBS left its Invesco China All-Cap ETF share count unchanged in Q3 2014.
Invesco China All-Cap ETF made up ﹤0.01% of UBS's portfolio in Q3 2014, its #8239 holding.
UBS first reported a position in Invesco China All-Cap ETF in Q2 2013 and has held it in 6 quarters since.
UBS's Invesco China All-Cap ETF position peaked at $22K in Q4 2013.
23 funds tracked by Wall St. Rank held Invesco China All-Cap ETF as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.