John G. Ullman & Associates’s Invesco China All-Cap ETF YAO Stock Holding History

John G. Ullman & Associates’s Portfolio YAO Stock Details YAO Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q3	–	Sell	-98,844	Closed	-$3.07M	–	142
2015 Q2	$3.07M	Sell	98,844 -5,650	-5%	-$185K	0.58%	52
2015 Q1	$3.06M	Sell	104,494 -4,150	-4%	-$116K	0.58%	55
2014 Q4	$3.01M	Sell	108,644 -4,900	-4%	-$135K	0.57%	54
2014 Q3	$3.05M	Sell	113,544 -2,725	-2%	-$76.8K	0.59%	53
2014 Q2	$3.07M	Sell	116,269 -5,000	-4%	-$126K	0.56%	52
2014 Q1	$3.04M	Sell	121,269 -10,250	-8%	-$259K	0.56%	51
2013 Q4	$3.59M	Sell	131,519 -500	-0.4%	-$13.5K	0.68%	44
2013 Q3	$3.42M	Sell	132,019 -4,100	-3%	-$101K	0.7%	45
2013 Q2	$3.06M	Buy	+136,119	New	+$3.23M	0.64%	51

Other funds holding YAO

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

Citadel Advisors Miami, Florida $618B AUM 30.34% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

TCM

Twele Capital Management Minnetonka, Minnesota $612M AUM 13.62% 1-Year Est. Return

OMC

Old Mission Capital Chicago, Illinois $6.3B AUM 14.68% 1-Year Est. Return

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

YMRC

Yorktown Management & Research Company Forest, Virginia $163M AUM 68.53% 1-Year Est. Return

MFS

MSI Financial Services Springfield, Massachusetts $3.07B AUM 10.22% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

John G. Ullman & Associates's YAO Position: Q3 2015 in Review

John G. Ullman & Associates sold out of Invesco China All-Cap ETF (YAO) in Q3 2015, closing a stake of 98,844 shares — an estimated $3.07M sold.

John G. Ullman & Associates first reported a position in YAO in Q2 2013 and held it in 9 quarters. The position peaked at $3.59M in Q4 2013. 20 funds tracked by Wall St. Rank hold YAO as of Q3 2015.

John G. Ullman & Associates reported no remaining Invesco China All-Cap ETF position as of Q3 2015 after selling out during the quarter.
John G. Ullman & Associates sold 98,844 Invesco China All-Cap ETF shares in Q3 2015, an estimated $3.07M.
John G. Ullman & Associates first reported a position in Invesco China All-Cap ETF in Q2 2013 and held it in 9 quarters.
John G. Ullman & Associates's Invesco China All-Cap ETF position peaked at $3.59M in Q4 2013.
20 funds tracked by Wall St. Rank held Invesco China All-Cap ETF as of Q3 2015.

Based on John G. Ullman & Associates's 13F filing for Q3 2015, filed 21 Oct 2015.