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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
-0.23%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$136B
AUM Growth
+$7.83B
Cap. Flow
+$9.38B
Cap. Flow %
6.92%
Top 10 Hldgs %
13.26%
Holding
11,505
New
1,063
Increased
4,755
Reduced
3,911
Closed
1,116

Top Buys

Rank Stock Value
1
AMGN icon
Amgen
AMGN
+$387M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$346M
3
CCI icon
Crown Castle
CCI
+$229M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$218M
5
TD icon
Toronto Dominion Bank
TD
+$195M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.62B
2
APA icon
APA Corp
APA
+$473M
3
FDO
FAMILY DOLLAR STORES
FDO
+$453M
4
HRI icon
Herc Holdings
HRI
+$322M
5
PETM
PETSMART INC
PETM
+$311M

Sector Composition

Rank Sector Weight
1 Energy 8.49%
2 Technology 6.67%
3 Healthcare 6.67%
4 Financials 6.58%
5 Industrials 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RPTP
8451
DELISTED
RAPTOR PHARMACEUTICAL CORP COM STK (DE)
RPTP
$14K ﹤0.01%
1,500
-150
-9% -$1.53K
DSKY
8452
CALL
DELISTED
IDREAMSKY TECHNOLOGY LTD ADS REPTSG SHS CL A
DSKY
$14K ﹤0.01%
+800
New +$15.9K
KNGT
8453
CALL
DELISTED
KNIGHT TRANSPORTATION INC
KNGT
$14K ﹤0.01%
500
-300
-38% -$8.4K
AEIS icon
8454
PUT
Advanced Energy
AEIS
$12.2B
$13K ﹤0.01%
700
+200
+40% +$3.68K
ALOT icon
8455
AstroNova
ALOT
$223M
$13K ﹤0.01%
+1,000
New +$13.4K
ANDE icon
8456
PUT
Andersons Inc
ANDE
$2.65B
$13K ﹤0.01%
+200
New +$12.2K
ASR icon
8457
CALL
Grupo Aeroportuario del Sureste
ASR
$8.03B
$13K ﹤0.01%
+100
New +$12.8K
ASUR icon
8458
Asure Software
ASUR
$220M
$13K ﹤0.01%
2,733
-5,059
-65% -$27K
ATHM icon
8459
PUT
Autohome
ATHM
$2.43B
$13K ﹤0.01%
300
-1,700
-85% -$70.4K
CCM
8460
Concord Medical Services
CCM
$18.7M
$13K ﹤0.01%
192
+67
+54% +$5.34K
CHMG icon
8461
Chemung Financial Corp
CHMG
$390M
$13K ﹤0.01%
461
+134
+41% +$3.82K
CXT icon
8462
CALL
Crane NXT
CXT
$3.04B
$13K ﹤0.01%
576
-864
-60% -$20.9K
DLB icon
8463
CALL
Dolby
DLB
$4.72B
$13K ﹤0.01%
300
-100
-25% -$4.43K
DNN icon
8464
CALL
Denison Mines
DNN
$2.63B
$13K ﹤0.01%
11,600
-54,900
-83% -$70.2K
ENPH icon
8465
CALL
Enphase Energy
ENPH
$4.84B
$13K ﹤0.01%
+900
New +$11.4K
ERY icon
8466
CALL
Direxion Daily Energy Bear 2X ETF
ERY
$37.5M
$13K ﹤0.01%
16
-32
-67% -$22.1K
FAZ icon
8467
PUT
Direxion Daily Financial Bear 3x ETF
FAZ
$87.7M
$13K ﹤0.01%
1
– –
FSS icon
8468
PUT
Federal Signal
FSS
$7.25B
$13K ﹤0.01%
1,000
-1,000
-50% -$14.5K
GYRO icon
8469
Gyrodyne
GYRO
$12.5M
$13K ﹤0.01%
242
+197
+438% +$11.2K
INFU icon
8470
InfuSystem Holdings
INFU
$184M
$13K ﹤0.01%
+4,166
New +$11.8K
INGN icon
8471
Inogen
INGN
$167M
$13K ﹤0.01%
+660
New +$13.4K
KOPN icon
8472
Kopin
KOPN
$663M
$13K ﹤0.01%
3,945
+2,057
+109% +$7.39K
KVHI icon
8473
KVH Industries
KVHI
$177M
$13K ﹤0.01%
1,125
– –
LCTX icon
8474
Lineage Cell Therapeutics
LCTX
$257M
$13K ﹤0.01%
5,250
-326
-6% -$785
LQDH icon
8475
iShares Interest Rate Hedged Corporate Bond ETF
LQDH
$503M
$13K ﹤0.01%
+135
New +$13.4K
337 338
339
340 341

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2014 Portfolio in Review

As of Q3 2014, UBS held 11,505 positions worth $136B, up 6.1% from $128B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS deployed $9.38B of net new capital in Q3 2014, opening 1,063 new positions and adding to 4,755 existing holdings. Its largest new stake was Alibaba: 1,105,926 shares worth $98.3M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 8.8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.62B trimmed.

  • UBS's largest Q3 2014 buy was Alibaba: 1,105,926 shares worth $98.3M.
  • UBS added most to Amgen in Q3 2014, an estimated $387M increase.
  • UBS's biggest Q3 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.62B.
  • UBS fully exited SUSSER HOLDINGS CORPORATION COMMON STOCK in Q3 2014, selling an estimated $81.1M.
  • UBS's ten largest holdings make up 13% of its $136B portfolio in Q3 2014.
  • UBS opened 1,063 new positions and closed 1,116 in Q3 2014.
  • UBS's portfolio value rose 6.1% quarter-over-quarter to $136B.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.