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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+8.25%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$107B
AUM Growth
+$9.22B
Cap. Flow
+$1.49B
Cap. Flow %
1.39%
Top 10 Hldgs %
13.06%
Holding
11,531
New
1,148
Increased
4,823
Reduced
3,924
Closed
1,123

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.56B
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$585M
3
HRI icon
Herc Holdings
HRI
+$370M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$216M
5
IYR icon
iShares US Real Estate ETF
IYR
+$210M

Top Sells

Rank Stock Value
1
TLM
TALISMAN ENERGY INC
TLM
+$615M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$468M
3
MA icon
Mastercard
MA
+$212M
4
AGU
Agrium
AGU
+$193M
5
AZN icon
AstraZeneca
AZN
+$143M

Sector Composition

Rank Sector Weight
1 Energy 8.45%
2 Healthcare 6.45%
3 Technology 6.41%
4 Financials 6.11%
5 Industrials 5.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HRC
4101
DELISTED
HILL-ROM HOLDINGS, INC.
HRC
$601K ﹤0.01%
14,543
-7,461
-34% -$299K
AYR
4102
DELISTED
Aircastle Ltd
AYR
$601K ﹤0.01%
31,356
+5,782
+23% +$107K
FRX
4103
PUT
DELISTED
FOREST LABORATORIES INC
FRX
$600K ﹤0.01%
10,000
+9,900
+9,900% +$498K
PFD
4104
Flaherty & Crumrine Preferred and Income Fund
PFD
$146M
$599K ﹤0.01%
48,821
+8
+0% +$100
KLIC icon
4105
CALL
Kulicke & Soffa
KLIC
$4.62B
$597K ﹤0.01%
44,900
+5,500
+14% +$69K
TDY icon
4106
Teledyne Technologies
TDY
$30.1B
$597K ﹤0.01%
6,489
-150
-2% -$13.4K
JBL icon
4107
CALL
Jabil
JBL
$32.3B
$595K ﹤0.01%
34,100
+22,600
+197% +$458K
SONC
4108
DELISTED
Sonic Corp
SONC
$595K ﹤0.01%
29,466
+11,596
+65% +$225K
SE
4109
CALL
DELISTED
Spectra Energy Corp Wi
SE
$595K ﹤0.01%
16,700
-263,800
-94% -$9.08M
LSI
4110
CALL
DELISTED
LSI CORPORATION
LSI
$595K ﹤0.01%
53,900
+10,500
+24% +$89.5K
JOF
4111
Japan Smaller Capitalization Fund
JOF
$322M
$594K ﹤0.01%
64,816
-70,134
-52% -$643K
PHII
4112
DELISTED
PHI, Inc.
PHII
$594K ﹤0.01%
14,953
+1,597
+12% +$60.5K
SIR
4113
DELISTED
SELECT INCOME REIT
SIR
$593K ﹤0.01%
50,462
+4,414
+10% +$52.3K
FAD icon
4114
First Trust Multi Cap Growth AlphaDEX Fund
FAD
$560M
$592K ﹤0.01%
13,109
+1,330
+11% +$57K
CCA
4115
DELISTED
MFS California Municipal Fund
CCA
$591K ﹤0.01%
59,208
+1,008
+2% +$10.1K
NQM
4116
DELISTED
NUVEEN INVESTMENT QLTY MUNI FD
NQM
$591K ﹤0.01%
43,665
+2,248
+5% +$30.1K
VRD
4117
DELISTED
SPDR NUVEEN S&P VRDO MUN BD ETF
VRD
$589K ﹤0.01%
19,654
+13,900
+242% +$416K
RCL icon
4118
PUT
Royal Caribbean
RCL
$86.1B
$588K ﹤0.01%
12,400
-7,700
-38% -$327K
RRGB icon
4119
PUT
Red Robin
RRGB
$144M
$588K ﹤0.01%
8,000
+7,700
+2,567% +$583K
EDR
4120
DELISTED
Education Realty Trust Inc
EDR
$588K ﹤0.01%
22,219
+8,025
+57% +$215K
IST
4121
DELISTED
SPDR S&P International Telecommunications Sector
IST
$588K ﹤0.01%
19,817
-43,121
-69% -$1.23M
GRT
4122
DELISTED
GLIMCHER REALTY TRUST
GRT
$588K ﹤0.01%
62,842
+7,296
+13% +$71.6K
RMBS icon
4123
CALL
Rambus
RMBS
$9.72B
$587K ﹤0.01%
62,000
-12,400
-17% -$112K
PFXF icon
4124
VanEck Preferred Securities ex Financials ETF
PFXF
$2.41B
$586K ﹤0.01%
31,092
-14,158
-31% -$272K
SHI
4125
DELISTED
Sinopec Shanghai Petrochemical Co., Ltd.
SHI
$586K ﹤0.01%
20,524
-5,788
-22% -$156K
163 164
165
166 167

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q4 2013 Portfolio in Review

As of Q4 2013, UBS held 11,531 positions worth $107B, up 9.4% from $97.7B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS's Q4 2013 filing shows 1,148 new, 4,823 increased, 3,924 reduced and 1,123 closed positions. Its largest new stake was American Airlines Group: 670,542 shares worth $16.9M. The largest sale was TALISMAN ENERGY INC, an estimated $615M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 9.1% a quarter earlier, followed by Healthcare and Technology.

  • UBS's largest Q4 2013 buy was American Airlines Group: 670,542 shares worth $16.9M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q4 2013, an estimated $1.56B increase.
  • UBS's biggest Q4 2013 reduction was TALISMAN ENERGY INC, cutting an estimated $615M.
  • UBS fully exited NYSE EURONEXT INC in Q4 2013, selling an estimated $110M.
  • UBS's ten largest holdings make up 13% of its $107B portfolio in Q4 2013.
  • UBS opened 1,148 new positions and closed 1,123 in Q4 2013.
  • UBS's portfolio value rose 9.4% quarter-over-quarter to $107B.

Based on UBS's 13F filing for Q4 2013, filed 14 Feb 2014.