UBS’s VanEck Preferred Securities ex Financials ETF PFXF Stock Holding History

UBS’s Portfolio PFXF Stock Details PFXF Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	$704K	Sell	34,390 -7,343	-18%	-$151K	﹤0.01%	3942
2014 Q2	$868K	Sell	41,733 -220	-0.5%	-$4.52K	﹤0.01%	3687
2014 Q1	$857K	Buy	41,953 +10,861	+35%	+$214K	﹤0.01%	3644
2013 Q4	$586K	Sell	31,092 -14,158	-31%	-$272K	﹤0.01%	4145
2013 Q3	$873K	Buy	45,250 +40,933	+948%	+$794K	﹤0.01%	3500
2013 Q2	$86K	Buy	+4,317	New	+$88.1K	﹤0.01%	6083

Other funds holding PFXF

Apriem Advisors Irvine, California $1.05B AUM 22.09% 1-Year Est. Return

1SB

1ST Source Bank South Bend, Indiana $1.94B AUM 20.3% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Gradient Investments Arden Hills, Minnesota $7.25B AUM 20.71% 1-Year Est. Return

Hancock Whitney Gulfport, Mississippi $5.75B AUM 24.3% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Pinnacle Associates New York $7.78B AUM 45.07% 1-Year Est. Return

ACM

Aviance Capital Management Sarasota, Florida $668M AUM 6.48% 1-Year Est. Return

Cambridge Investment Research Advisors Fairfield, Iowa $44.6B AUM 28.94% 1-Year Est. Return

Wasatch Advisors Salt Lake City, Utah $15.3B AUM 25.06% 1-Year Est. Return

UBS's PFXF Position: Q3 2014 in Review

UBS reduced its VanEck Preferred Securities ex Financials ETF (PFXF) stake by 18% in Q3 2014, selling an estimated $151K and leaving 34,390 shares worth $704K. The position accounts for ﹤0.01% of the portfolio, ranked #3942.

UBS first reported a position in PFXF in Q2 2013 and has held it in 6 quarters since. The position peaked at $873K in Q3 2013. 26 funds tracked by Wall St. Rank hold PFXF as of Q3 2014.

UBS held 34,390 shares of VanEck Preferred Securities ex Financials ETF worth $704K as of Q3 2014.
UBS sold 7,343 VanEck Preferred Securities ex Financials ETF shares in Q3 2014, an estimated $151K.
VanEck Preferred Securities ex Financials ETF made up ﹤0.01% of UBS's portfolio in Q3 2014, its #3942 holding.
UBS first reported a position in VanEck Preferred Securities ex Financials ETF in Q2 2013 and has held it in 6 quarters since.
UBS's VanEck Preferred Securities ex Financials ETF position peaked at $873K in Q3 2013.
26 funds tracked by Wall St. Rank held VanEck Preferred Securities ex Financials ETF as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.