We are live on ! Find out more
U

UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
-0.23%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$136B
AUM Growth
+$7.83B
Cap. Flow
+$9.38B
Cap. Flow %
6.92%
Top 10 Hldgs %
13.26%
Holding
11,505
New
1,063
Increased
4,755
Reduced
3,911
Closed
1,116

Top Buys

Rank Stock Value
1
AMGN icon
Amgen
AMGN
+$387M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$346M
3
CCI icon
Crown Castle
CCI
+$229M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$218M
5
TD icon
Toronto Dominion Bank
TD
+$195M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.62B
2
APA icon
APA Corp
APA
+$473M
3
FDO
FAMILY DOLLAR STORES
FDO
+$453M
4
HRI icon
Herc Holdings
HRI
+$322M
5
PETM
PETSMART INC
PETM
+$311M

Sector Composition

Rank Sector Weight
1 Energy 8.49%
2 Technology 6.67%
3 Healthcare 6.67%
4 Financials 6.58%
5 Industrials 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GML
3701
DELISTED
SPDR S&P Emerging Latin America ETF
GML
$885K ﹤0.01%
14,430
-341
-2% -$22.7K
FEI
3702
DELISTED
FIRST TRUST MLP AND ENERGY INCOME FUND
FEI
$883K ﹤0.01%
41,330
+375
+0.9% +$8.02K
ORIG
3703
DELISTED
Ocean Rig UDW Inc. Class A Common Shares
ORIG
$883K ﹤0.01%
6
+1
+20% +$165K
REXR icon
3704
Rexford Industrial Realty
REXR
$8.63B
$882K ﹤0.01%
63,720
+4,703
+8% +$66.8K
CDE icon
3705
Coeur Mining
CDE
$15.1B
$881K ﹤0.01%
177,690
+100,243
+129% +$771K
NVGS icon
3706
Navigator Holdings
NVGS
$1.35B
$881K ﹤0.01%
31,650
-16,618
-34% -$482K
HIW icon
3707
Highwoods Properties
HIW
$3.79B
$880K ﹤0.01%
22,610
+343
+2% +$14.3K
PICK icon
3708
iShares MSCI Global Metals & Mining Producers ETF
PICK
$2.16B
$880K ﹤0.01%
24,130
+23,460
+3,501% +$955K
VEDL
3709
DELISTED
Vedanta Limited American Depostary Shares (Each representing four equity shares)
VEDL
$880K ﹤0.01%
51,012
-3,512
-6% -$66.2K
RKUS
3710
DELISTED
RUCKUS WIRELESS INC COM STK (DE)
RKUS
$880K ﹤0.01%
65,862
+49,614
+305% +$648K
RTI
3711
DELISTED
RTI INTL METALS INC(HLDG CO)
RTI
$879K ﹤0.01%
35,660
-2,048
-5% -$55.4K
MPLX icon
3712
PUT
MPLX
MPLX
$58.6B
$878K ﹤0.01%
+14,900
New +$913K
AYR
3713
DELISTED
Aircastle Ltd
AYR
$876K ﹤0.01%
53,525
+6,380
+14% +$116K
OVTI
3714
DELISTED
OMNIVISION TECHNOLOGIES INC
OVTI
$874K ﹤0.01%
33,025
+31,225
+1,735% +$782K
HR
3715
DELISTED
Healthcare Realty Trust Incorporated
HR
$874K ﹤0.01%
36,902
-3,792
-9% -$93.9K
URA icon
3716
PUT
Global X Uranium ETF
URA
$5.21B
$873K ﹤0.01%
33,650
+2,550
+8% +$74.6K
PAA icon
3717
CALL
Plains All American Pipeline
PAA
$17.6B
$871K ﹤0.01%
14,800
-80,700
-85% -$4.73M
FEN
3718
DELISTED
First Trust Energy Income and Growth Fund
FEN
$871K ﹤0.01%
23,689
+2,371
+11% +$86.7K
VSI
3719
DELISTED
Vitamin Shoppe Inc.
VSI
$870K ﹤0.01%
19,598
-6,595
-25% -$277K
VNQ icon
3720
CALL
Vanguard Real Estate ETF
VNQ
$39.9B
$869K ﹤0.01%
12,100
+4,500
+59% +$340K
MTRX icon
3721
Matrix Service
MTRX
$312M
$868K ﹤0.01%
35,996
+31,335
+672% +$870K
HTR
3722
DELISTED
Brookfield Total Return Fund Inc
HTR
$868K ﹤0.01%
34,726
-1,928
-5% -$48.3K
CMG icon
3723
CALL
Chipotle Mexican Grill
CMG
$43.9B
$867K ﹤0.01%
65,000
-80,000
-55% -$1.05M
DUK icon
3724
CALL
Duke Energy
DUK
$101B
$867K ﹤0.01%
11,600
+2,200
+23% +$161K
MLPA icon
3725
Global X MLP ETF
MLPA
$2.26B
$866K ﹤0.01%
8,321
-7,571
-48% -$783K
147 148
149
150 151

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2014 Portfolio in Review

As of Q3 2014, UBS held 11,505 positions worth $136B, up 6.1% from $128B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS deployed $9.38B of net new capital in Q3 2014, opening 1,063 new positions and adding to 4,755 existing holdings. Its largest new stake was Alibaba: 1,105,926 shares worth $98.3M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 8.8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.62B trimmed.

  • UBS's largest Q3 2014 buy was Alibaba: 1,105,926 shares worth $98.3M.
  • UBS added most to Amgen in Q3 2014, an estimated $387M increase.
  • UBS's biggest Q3 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.62B.
  • UBS fully exited SUSSER HOLDINGS CORPORATION COMMON STOCK in Q3 2014, selling an estimated $81.1M.
  • UBS's ten largest holdings make up 13% of its $136B portfolio in Q3 2014.
  • UBS opened 1,063 new positions and closed 1,116 in Q3 2014.
  • UBS's portfolio value rose 6.1% quarter-over-quarter to $136B.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.