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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
-0.23%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$136B
AUM Growth
+$7.83B
Cap. Flow
+$9.38B
Cap. Flow %
6.92%
Top 10 Hldgs %
13.26%
Holding
11,505
New
1,063
Increased
4,755
Reduced
3,911
Closed
1,116

Top Buys

Rank Stock Value
1
AMGN icon
Amgen
AMGN
+$387M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$346M
3
CCI icon
Crown Castle
CCI
+$229M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$218M
5
TD icon
Toronto Dominion Bank
TD
+$195M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.62B
2
APA icon
APA Corp
APA
+$473M
3
FDO
FAMILY DOLLAR STORES
FDO
+$453M
4
HRI icon
Herc Holdings
HRI
+$322M
5
PETM
PETSMART INC
PETM
+$311M

Sector Composition

Rank Sector Weight
1 Energy 8.49%
2 Technology 6.67%
3 Healthcare 6.67%
4 Financials 6.58%
5 Industrials 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SOFO
3751
DELISTED
Sonic Foundry, Inc. Common Stock
SOFO
$844K ﹤0.01%
89,265
-645
-0.7% -$6.74K
GRUB
3752
DELISTED
Just Eat Takeaway.com N.V. American Depositary Shares
GRUB
$843K ﹤0.01%
12,306
+10,823
+730% +$801K
XBI icon
3753
CALL
State Street SPDR S&P Biotech ETF
XBI
$10B
$842K ﹤0.01%
16,200
+11,400
+238% +$581K
BJZ
3754
DELISTED
Blackrock Ca Muni 2018 Term Tr
BJZ
$842K ﹤0.01%
55,025
+8,724
+19% +$134K
DDF
3755
DELISTED
Delaware Investments Dividend & Income Fund, Inc.
DDF
$840K ﹤0.01%
85,273
+4,709
+6% +$47.7K
SCHB icon
3756
Schwab US Broad Market ETF
SCHB
$42.3B
$839K ﹤0.01%
105,900
-6,786
-6% -$54.3K
HMIN
3757
DELISTED
HOMEINNS HOTEL GROUP SPONSORED ADR
HMIN
$838K ﹤0.01%
28,921
-23,251
-45% -$772K
RLJ icon
3758
RLJ Lodging Trust
RLJ
$1.88B
$837K ﹤0.01%
29,419
-9,351
-24% -$273K
DBB icon
3759
Invesco DB Base Metals Fund
DBB
$306M
$835K ﹤0.01%
49,406
-601,216
-92% -$10.5M
PT
3760
DELISTED
PORTUGAL TELECOM SGPS, S.A.
PT
$835K ﹤0.01%
399,691
+262,482
+191% +$595K
XPO icon
3761
CALL
XPO
XPO
$23.4B
$833K ﹤0.01%
+63,900
New +$698K
SGU icon
3762
Star Group
SGU
$413M
$832K ﹤0.01%
145,702
-46
-0% -$278
CLNE icon
3763
PUT
Clean Energy Fuels
CLNE
$416M
$831K ﹤0.01%
106,600
-600
-0.6% -$5.87K
TFM
3764
DELISTED
THE FRESH MARKET, INC COM STK
TFM
$831K ﹤0.01%
23,792
-8,534
-26% -$278K
CWI icon
3765
State Street SPDR MSCI ACWI ex-US ETF
CWI
$2.7B
$830K ﹤0.01%
35,474
+3,320
+10% +$81.2K
PGEN icon
3766
Precigen
PGEN
$1.94B
$829K ﹤0.01%
46,675
+36,446
+356% +$744K
VRE
3767
DELISTED
Veris Residential
VRE
$829K ﹤0.01%
43,357
-5,492
-11% -$115K
BMVP icon
3768
Invesco Bloomberg MVP Multi-factor ETF
BMVP
$105M
$828K ﹤0.01%
34,524
+168
+0.5% +$4.07K
AET
3769
PUT
DELISTED
Aetna Inc
AET
$826K ﹤0.01%
10,200
+500
+5% +$40.7K
FRAK
3770
DELISTED
VanEck Vectors Unconventional Oil & Gas ETF
FRAK
$826K ﹤0.01%
2,761
+1,887
+216% +$610K
SIX
3771
DELISTED
Six Flags Entertainment Corp.
SIX
$825K ﹤0.01%
24,000
-15,156
-39% -$570K
PWE
3772
PUT
DELISTED
Penn West Energy Petroleum Ltd
PWE
$825K ﹤0.01%
122,200
+113,800
+1,355% +$899K
QUNR
3773
DELISTED
Qunar Cayman Islands Limited
QUNR
$825K ﹤0.01%
29,843
-7,881
-21% -$227K
AFB
3774
AllianceBernstein National Municipal Income Fund
AFB
$315M
$822K ﹤0.01%
60,632
+1,991
+3% +$27K
CORN icon
3775
Teucrium Corn Fund
CORN
$178M
$822K ﹤0.01%
36,093
+22,957
+175% +$591K
149 150
151
152 153

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2014 Portfolio in Review

As of Q3 2014, UBS held 11,505 positions worth $136B, up 6.1% from $128B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS deployed $9.38B of net new capital in Q3 2014, opening 1,063 new positions and adding to 4,755 existing holdings. Its largest new stake was Alibaba: 1,105,926 shares worth $98.3M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 8.8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.62B trimmed.

  • UBS's largest Q3 2014 buy was Alibaba: 1,105,926 shares worth $98.3M.
  • UBS added most to Amgen in Q3 2014, an estimated $387M increase.
  • UBS's biggest Q3 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.62B.
  • UBS fully exited SUSSER HOLDINGS CORPORATION COMMON STOCK in Q3 2014, selling an estimated $81.1M.
  • UBS's ten largest holdings make up 13% of its $136B portfolio in Q3 2014.
  • UBS opened 1,063 new positions and closed 1,116 in Q3 2014.
  • UBS's portfolio value rose 6.1% quarter-over-quarter to $136B.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.