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U

UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
-0.23%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$136B
AUM Growth
+$7.83B
Cap. Flow
+$9.38B
Cap. Flow %
6.92%
Top 10 Hldgs %
13.26%
Holding
11,505
New
1,063
Increased
4,755
Reduced
3,911
Closed
1,116

Top Buys

Rank Stock Value
1
AMGN icon
Amgen
AMGN
+$387M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$346M
3
CCI icon
Crown Castle
CCI
+$229M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$218M
5
TD icon
Toronto Dominion Bank
TD
+$195M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.62B
2
APA icon
APA Corp
APA
+$473M
3
FDO
FAMILY DOLLAR STORES
FDO
+$453M
4
HRI icon
Herc Holdings
HRI
+$322M
5
PETM
PETSMART INC
PETM
+$311M

Sector Composition

Rank Sector Weight
1 Energy 8.49%
2 Technology 6.67%
3 Healthcare 6.67%
4 Financials 6.58%
5 Industrials 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MUFG icon
3776
Mitsubishi UFJ Financial
MUFG
$247B
$822K ﹤0.01%
146,589
+70,997
+94% +$415K
ATI icon
3777
ATI
ATI
$24.3B
$819K ﹤0.01%
22,083
-20,435
-48% -$859K
JSC
3778
DELISTED
SPDR SER TR SPDR RUSSELL/NOMURA SM CAP JAPAN ETF
JSC
$818K ﹤0.01%
16,346
+3,072
+23% +$158K
LTS
3779
DELISTED
Ladenburg Thalmann Financial Services Inc
LTS
$817K ﹤0.01%
192,664
+139,051
+259% +$501K
TNET icon
3780
TriNet
TNET
$3.23B
$816K ﹤0.01%
31,681
+17,111
+117% +$441K
ATHN
3781
CALL
DELISTED
Athenahealth, Inc.
ATHN
$816K ﹤0.01%
6,200
+6,000
+3,000% +$790K
APO icon
3782
PUT
Apollo Global Management
APO
$69B
$815K ﹤0.01%
34,200
+20,400
+148% +$510K
SPXC icon
3783
SPX Corp
SPXC
$9.39B
$814K ﹤0.01%
34,417
-68,039
-66% -$1.77M
KOG
3784
CALL
DELISTED
KODIAK OIL & GAS CORP
KOG
$814K ﹤0.01%
60,000
-167,000
-74% -$2.51M
AAT
3785
American Assets Trust
AAT
$1.46B
$812K ﹤0.01%
24,648
+85
+0.3% +$2.95K
MYN icon
3786
BlackRock MuniYield New York Quality Fund
MYN
$376M
$812K ﹤0.01%
63,346
+5,546
+10% +$71.5K
MAR icon
3787
PUT
Marriott International
MAR
$100B
$811K ﹤0.01%
11,600
+3,500
+43% +$237K
JSD
3788
DELISTED
NUVEEN SHORT DURATION CREDIT OPPORTUNITIES FUND
JSD
$810K ﹤0.01%
47,273
-18,865
-29% -$338K
MNKD icon
3789
CALL
MannKind Corp
MNKD
$1.19B
$809K ﹤0.01%
27,380
+900
+3% +$35.5K
FRN
3790
DELISTED
Invesco Frontier Markets ETF
FRN
$809K ﹤0.01%
48,658
+3,242
+7% +$55.8K
DEO icon
3791
CALL
Diageo
DEO
$49.6B
$808K ﹤0.01%
7,000
-400
-5% -$48.4K
MUJ icon
3792
BlackRock MuniHoldings New Jersey Quality Fund
MUJ
$642M
$808K ﹤0.01%
57,694
+5,785
+11% +$81.8K
RFV icon
3793
Invesco S&P MidCap 400 Pure Value ETF
RFV
$336M
$808K ﹤0.01%
15,803
-4,281
-21% -$228K
MIK
3794
DELISTED
Michaels Stores, Inc
MIK
$806K ﹤0.01%
+46,140
New +$759K
GXP
3795
DELISTED
Great Plains Energy Incorporated
GXP
$806K ﹤0.01%
33,360
-142,923
-81% -$3.63M
BWLD
3796
CALL
DELISTED
Buffalo Wild Wings, Inc.
BWLD
$806K ﹤0.01%
6,000
+1,800
+43% +$266K
OMF icon
3797
CALL
OneMain Financial
OMF
$7.27B
$798K ﹤0.01%
+25,000
New +$757K
QUIK icon
3798
QuickLogic
QUIK
$211M
$796K ﹤0.01%
19,019
-961
-5% -$50.2K
N
3799
DELISTED
Netsuite Inc
N
$796K ﹤0.01%
8,887
+623
+8% +$52.8K
VMEM
3800
DELISTED
VIOLIN MEMORY, INC.
VMEM
$796K ﹤0.01%
40,850
+13,125
+47% +$218K
150 151
152
153 154

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2014 Portfolio in Review

As of Q3 2014, UBS held 11,505 positions worth $136B, up 6.1% from $128B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS deployed $9.38B of net new capital in Q3 2014, opening 1,063 new positions and adding to 4,755 existing holdings. Its largest new stake was Alibaba: 1,105,926 shares worth $98.3M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 8.8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.62B trimmed.

  • UBS's largest Q3 2014 buy was Alibaba: 1,105,926 shares worth $98.3M.
  • UBS added most to Amgen in Q3 2014, an estimated $387M increase.
  • UBS's biggest Q3 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.62B.
  • UBS fully exited SUSSER HOLDINGS CORPORATION COMMON STOCK in Q3 2014, selling an estimated $81.1M.
  • UBS's ten largest holdings make up 13% of its $136B portfolio in Q3 2014.
  • UBS opened 1,063 new positions and closed 1,116 in Q3 2014.
  • UBS's portfolio value rose 6.1% quarter-over-quarter to $136B.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.