UBS Portfolio holdings

AUM $109B

1-Year Est. Return 13.13%

This Quarter Est. Return

1 Year Est. Return

+13.13%

3 Year Est. Return

5 Year Est. Return

10 Year Est. Return

AUM

$109B

AUM Growth

+$2.48B (+2.3%)

Cap. Flow

Cap. Flow % of AUM

Top 10 Holdings % Top 10 Hldgs %

Holding

7,096

New

Increased

Reduced

Closed

Top Buys

1		+$416M
2		+$327M
3		+$239M
4	State Street Financial Select Sector SPDR ETF XLF	+$219M
5	Toronto Dominion Bank TD	+$185M

Top Sells

1		+$1.62B
2		+$475M
3		+$448M
4	Apple AAPL	+$315M
5	PETM PETSMART INC PETM	+$313M

Sector Composition

1	Energy	10.61%
2	Financials	9.79%
3	Technology	8.35%
4	Healthcare	8.33%
5	Industrials	6.66%

Communication Services

Advertising Agencies

Broadcasting

Electronic Gaming & Multimedia

Entertainment

Internet Content & Information

Publishing

Telecom Services

Consumer Discretionary

Apparel Manufacturing

Apparel Retail

Auto Manufacturers

Auto Parts

Auto & Truck Dealerships

Department Stores

Footwear & Accessories

Furnishings, Fixtures & Appliances

Gambling

Home Improvement Retail

Internet Retail

Leisure

Lodging

Luxury Goods

Packaging & Containers

Personal Services

Recreational Vehicles

Residential Construction

Resorts & Casinos

Restaurants

Specialty Retail

Textile Manufacturing

Travel Services

Consumer Staples

Beverages - Brewers

Beverages - Non-Alcoholic

Beverages - Wineries & Distilleries

Confectioners

Discount Stores

Education & Training Services

Farm Products

Food Distribution

Grocery Stores

Household & Personal Products

Packaged Foods

Tobacco

Energy

Oil & Gas Drilling

Oil & Gas Equipment & Services

Oil & Gas Exploration & Production

Oil & Gas Integrated

Oil & Gas Midstream

Oil & Gas Refining & Marketing

Thermal Coal

Uranium

Financials

Asset Management

Banks - Diversified

Banks - Regional

Capital Markets

Credit Services

Diversified Insurance

Financial Conglomerates

Financial Data & Stock Exchanges

Insurance Brokers

Life Insurance

Mortgage Finance

Property & Casualty Insurance

Reinsurance

Shell Companies

Specialty - Insurance

Healthcare

Biotechnology

Diagnostics & Research

Drug Manufacturers - General

Drug Manufacturers - Specialty & Generic

Healthcare Plans

Health Information Services

Medical Care Facilities

Medical Devices

Medical Distribution

Medical Instruments & Supplies

Pharmaceutical Retailers

Industrials

Aerospace & Defense

Airlines

Airports & Air Services

Building Products & Equipment

Business Equipment & Supplies

Conglomerates

Consulting Services

Electrical Equipment & Parts

Engineering & Construction

Farm & Heavy Construction Machinery

Industrial Distribution

Infrastructure Operations

Integrated Freight & Logistics

Marine Shipping

Metal Fabrication

Pollution & Treatment Controls

Railroads

Rental & Leasing Services

Security & Protection Services

Specialty Business Services

Specialty Industrial Machinery

Staffing & Employment Services

Tools & Accessories

Trucking

Waste Management

Materials

Agricultural Inputs

Aluminum

Building Materials

Chemicals

Coking Coal

Copper

Gold

Lumber & Wood Production

Other Industrial Metals & Mining

Other Precious Metals & Mining

Paper & Paper Products

Silver

Specialty Chemicals

Steel

Real Estate

Diversified REIT

Healthcare Facilities REIT

Hotel & Motel REIT

Industrial REIT

Mortgage REIT

Office REIT

Real Estate Development

Real Estate Diversified

Real Estate Services

Residential REIT

Retail REIT

Specialty REIT

Technology

Communication Equipment

Computer Hardware

Consumer Electronics

Electronic Components

Electronics & Computer Distribution

Information Technology Services

Scientific & Technical Instruments

Semiconductor Equipment & Materials

Semiconductors

Software - Application

Software - Infrastructure

Solar

Utilities

Diversified Utilities

Electric Utilities

Gas Utilities

Independent Power Producers

Renewable Electricity

Water Utilities

#	Name	Market Value	Portfolio Weight	Shares or Principal
3726	3726 FlexShares iBoxx 3-Year Target Duration TIPS Index Fund TDTT $2.54B	$196K	﹤0.01%	7,922 -317
3727	ACW 3727 DELISTED Accuride Corp ACW	$196K	﹤0.01%	51,618 -5,144
3728	VCF 3728 DELISTED Delaware Investments Colorado Municipal Income Fund VCF	$196K	﹤0.01%	13,390 +493
3729	3729 Uranium Energy UEC $5.99B	$195K	﹤0.01%	156,118 +3,186
3730	SALM 3730 DELISTED Salem Media Group, Inc. Class A Common Stock SALM	$195K	﹤0.01%	25,609 -893
3731	3731 Orion OEC $284M	$194K	﹤0.01%	+11,004
3732	FIGY 3732 DELISTED Barclays ETN+ FI Enhanced Global High Yield ETN FIGY	$194K	﹤0.01%	1,585 -590
3733	ANFI 3733 DELISTED AMIRA NATURE FOODS LTD ANFI	$193K	﹤0.01%	12,306 -74,845
3734	JJN 3734 DELISTED iPath Bloomberg Nickel Subindex Total Return ETN due October 22, 2037 JJN	$193K	﹤0.01%	8,916 -21,413
3735	3735 Community Trust Bancorp CTBI $1.06B	$192K	﹤0.01%	5,713 +281
3736	3736 CPI Aerostructures CVU $44.3M	$192K	﹤0.01%	19,430 -34,691
3737	3737 Direxion Daily Small Cap Bull 3x Shares TNA $1.83B	$192K	﹤0.01%	6,064 -34,210
3738	3738 Unitil UTL $857M	$192K	﹤0.01%	6,171 -1,667
3739	CUB 3739 DELISTED Cubic Corporation CUB	$192K	﹤0.01%	4,108 +83
3740	NXTM 3740 DELISTED NxStage Medical Inc. NXTM	$192K	﹤0.01%	14,568 +434
3741	OWW 3741 DELISTED ORBITZ WORLDWIDE, INC OWW	$192K	﹤0.01%	24,454 +9,209
3742	ZINC 3742 DELISTED HORSEHEAD HLDG CORP COM STK (DE) ZINC	$191K	﹤0.01%	11,542 +1,527
3743	ORB 3743 DELISTED ORBITAL SCIENCES CORP ORB	$191K	﹤0.01%	6,860 +5,000
3744	FPO 3744 DELISTED First Potomac Realty Trust FPO	$191K	﹤0.01%	16,264 -2,707
3745	EVO 3745 DELISTED Eaton Vance Ohio Municipal Income Trust EVO	$191K	﹤0.01%	14,191 +3,085
3746	3746 Guess Inc GES $874M	$190K	﹤0.01%	8,689 -26,715
3747	3747 Ituran Location and Control ITRN $857M	$190K	﹤0.01%	8,988 -38,849
3748	3748 BlackRock MuniYield Michigan Quality Fund MIY $335M	$190K	﹤0.01%	14,226 -919
3749	3749 National Presto Industries NPK $754M	$190K	﹤0.01%	3,133 +882
3750	POWR 3750 DELISTED POWERSECURE INTL INC COM STK (DE) POWR	$190K	﹤0.01%	19,863 -10,637