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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
-0.23%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$136B
AUM Growth
+$7.83B
Cap. Flow
+$9.38B
Cap. Flow %
6.92%
Top 10 Hldgs %
13.26%
Holding
11,505
New
1,063
Increased
4,755
Reduced
3,911
Closed
1,116

Top Buys

Rank Stock Value
1
AMGN icon
Amgen
AMGN
+$387M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$346M
3
CCI icon
Crown Castle
CCI
+$229M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$218M
5
TD icon
Toronto Dominion Bank
TD
+$195M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.62B
2
APA icon
APA Corp
APA
+$473M
3
FDO
FAMILY DOLLAR STORES
FDO
+$453M
4
HRI icon
Herc Holdings
HRI
+$322M
5
PETM
PETSMART INC
PETM
+$311M

Sector Composition

Rank Sector Weight
1 Energy 8.49%
2 Technology 6.67%
3 Healthcare 6.67%
4 Financials 6.58%
5 Industrials 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
YGE
3676
DELISTED
Yingli Green Energy Holding Comp
YGE
$904K ﹤0.01%
29,052
+1,932
+7% +$66.9K
NQJ
3677
DELISTED
NUVEEN NJ INVT QUALITY MUNI FD
NQJ
$903K ﹤0.01%
67,730
+13,511
+25% +$182K
ERH
3678
Allspring Utilities & High Income Fund
ERH
$104M
$902K ﹤0.01%
69,987
+29,759
+74% +$380K
SJI
3679
DELISTED
South Jersey Industries, Inc.
SJI
$902K ﹤0.01%
33,822
-2,506
-7% -$70.4K
BKF icon
3680
iShares MSCI BIC ETF
BKF
$77M
$899K ﹤0.01%
24,132
-5,444
-18% -$218K
LHO
3681
DELISTED
LaSalle Hotel Properties
LHO
$899K ﹤0.01%
26,241
-32
-0.1% -$1.15K
LMNS
3682
DELISTED
LUMENIS LTD CL B ORD SHS (ISR)
LMNS
$899K ﹤0.01%
100,894
+9,661
+11% +$88.4K
XLK icon
3683
PUT
State Street Technology Select Sector SPDR ETF
XLK
$109B
$898K ﹤0.01%
45,000
-570,600
-93% -$11.3M
S
3684
DELISTED
Sprint Corporation
S
$898K ﹤0.01%
141,708
-182,787
-56% -$1.24M
IMPV
3685
DELISTED
Imperva, Inc.
IMPV
$898K ﹤0.01%
31,228
-17,095
-35% -$464K
QTWW
3686
DELISTED
QUANTUM FUEL SYS TECHNOLOGIES WORLDWIDE INC COM STK (DE)
QTWW
$897K ﹤0.01%
241,204
-5,148
-2% -$25.3K
BGC
3687
DELISTED
General Cable Corporation
BGC
$896K ﹤0.01%
59,406
+10,143
+21% +$222K
CAF
3688
Morgan Stanley China A Share Fund
CAF
$326M
$895K ﹤0.01%
36,890
+13,820
+60% +$335K
TM icon
3689
CALL
Toyota
TM
$228B
$893K ﹤0.01%
7,600
-15,055
-66% -$1.77M
BKS
3690
DELISTED
Barnes & Noble
BKS
$893K ﹤0.01%
69,064
-1,217
-2% -$17.8K
PHX
3691
DELISTED
PHX Minerals
PHX
$891K ﹤0.01%
29,866
+23,372
+360% +$719K
MOBI
3692
CALL
DELISTED
Sky-mobi Limited ADS
MOBI
$891K ﹤0.01%
109,600
+23,300
+27% +$178K
VNM icon
3693
VanEck Vietnam ETF
VNM
$478M
$890K ﹤0.01%
40,640
-221
-0.5% -$4.87K
YORW icon
3694
York Water
YORW
$511M
$889K ﹤0.01%
44,421
-4,453
-9% -$88.4K
FRBK
3695
DELISTED
Republic First Bancorp Inc
FRBK
$888K ﹤0.01%
228,086
+28,036
+14% +$127K
JE
3696
DELISTED
Just Energy Group Inc
JE
$887K ﹤0.01%
5,767
+552
+11% +$101K
GRT
3697
DELISTED
GLIMCHER REALTY TRUST
GRT
$887K ﹤0.01%
65,465
+25,639
+64% +$294K
LPNT
3698
DELISTED
LifePoint Health, Inc.
LPNT
$887K ﹤0.01%
12,822
-511
-4% -$35.9K
HON icon
3699
CALL
Honeywell
HON
$76.4B
$885K ﹤0.01%
10,573
-4,674
-31% -$397K
MATW icon
3700
Matthews International
MATW
$887M
$885K ﹤0.01%
20,150
-12,342
-38% -$550K
146 147
148
149 150

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2014 Portfolio in Review

As of Q3 2014, UBS held 11,505 positions worth $136B, up 6.1% from $128B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS deployed $9.38B of net new capital in Q3 2014, opening 1,063 new positions and adding to 4,755 existing holdings. Its largest new stake was Alibaba: 1,105,926 shares worth $98.3M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 8.8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.62B trimmed.

  • UBS's largest Q3 2014 buy was Alibaba: 1,105,926 shares worth $98.3M.
  • UBS added most to Amgen in Q3 2014, an estimated $387M increase.
  • UBS's biggest Q3 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.62B.
  • UBS fully exited SUSSER HOLDINGS CORPORATION COMMON STOCK in Q3 2014, selling an estimated $81.1M.
  • UBS's ten largest holdings make up 13% of its $136B portfolio in Q3 2014.
  • UBS opened 1,063 new positions and closed 1,116 in Q3 2014.
  • UBS's portfolio value rose 6.1% quarter-over-quarter to $136B.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.