U
ERH

UBS’s Allspring Utilities & High Income Fund ERH Stock Holding History

UBS’s Portfolio ERH Stock Details ERH Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2014
Q3 		$902K Buy
69,987
+29,759
+74% +$380K ﹤0.01% 3693
2014
Q2 		$523K Buy
40,228
+676
+2% +$8.65K ﹤0.01% 4181
2014
Q1 		$498K Sell
39,552
-3,173
-7% -$38.5K ﹤0.01% 4243
2013
Q4 		$504K Buy
42,725
+9,341
+28% +$111K ﹤0.01% 4334
2013
Q3 		$399K Buy
33,384
+16,191
+94% +$195K ﹤0.01% 4400
2013
Q2 		$203K Buy
+17,193
New +$207K ﹤0.01% 5079

Other funds holding ERH

Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
Citigroup
Citigroup New York $235B AUM 32.99% 1-Year Est. Return
LTFS
Ladenburg Thalmann Financial Services Miami, Florida $15.9B AUM 25.16% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
CHC
City Holding Co Charleston, West Virginia $884M AUM 27.52% 1-Year Est. Return
WEC
Winslow Evans & Crocker Boston, Massachusetts $528M AUM 30.99% 1-Year Est. Return
TFA
Transamerica Financial Advisors St. Petersburg, Florida $1.17B AUM 23.36% 1-Year Est. Return
WA
WFG Advisors Dallas, Texas $442M AUM 12.46% 1-Year Est. Return

UBS's ERH Position: Q3 2014 in Review

UBS increased its Allspring Utilities & High Income Fund (ERH) stake by 74% in Q3 2014, buying an estimated $380K and bringing the position to 69,987 shares worth $902K. The position accounts for ﹤0.01% of the portfolio, ranked #3693.

UBS first reported a position in ERH in Q2 2013 and has held it in 6 quarters since. 12 funds tracked by Wall St. Rank hold ERH as of Q3 2014.

  • UBS held 69,987 shares of Allspring Utilities & High Income Fund worth $902K as of Q3 2014.
  • UBS bought 29,759 Allspring Utilities & High Income Fund shares in Q3 2014, an estimated $380K.
  • Allspring Utilities & High Income Fund made up ﹤0.01% of UBS's portfolio in Q3 2014, its #3693 holding.
  • UBS first reported a position in Allspring Utilities & High Income Fund in Q2 2013 and has held it in 6 quarters since.
  • 12 funds tracked by Wall St. Rank held Allspring Utilities & High Income Fund as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.