ERH

Allspring Utilities & High Income Fund
ERH

Overview Fund Activity

18 hedge funds and large institutions have $5.84M invested in Allspring Utilities & High Income Fund in 2013 Q4 according to their latest regulatory filings, with 7 funds opening new positions, 3 increasing their positions, 4 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
18
Holders Change
+1
Holders Change %
+5.88%
% of All Funds
0.52%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
7
Increased
3
Reduced
4
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
WAM
Wolverine Asset Management
Illinois
$265K
2
SFS
Shaker Financial Services
Virginia
$230K
3
SG Americas Securities
SG Americas Securities
New York
$159K
4
U
UBS
Switzerland
$504K
5
Wells Fargo
Wells Fargo
California
$1.23M

Top Sellers

1
GC
Guggenheim Capital
Illinois
$0
2
Morgan Stanley
Morgan Stanley
New York
$2.79M
3
Commonwealth Equity Services
Commonwealth Equity Services
Massachusetts
$0
4
FAAS
First Allied Advisory Services
California
$0
5
MBT
Monroe Bank & Trust
Michigan
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$2.79M -$178K -15,091 -6%
Wells Fargo
2
Wells Fargo
California
$1.23M +$38.6K +3,275 +3%
U
3
UBS
Switzerland
$504K +$110K +9,341 +28%
WAM
4
Wolverine Asset Management
Illinois
$265K +$265K +22,507 New
SFS
5
Shaker Financial Services
Virginia
$230K +$230K +19,493 New
SG Americas Securities
6
SG Americas Securities
New York
$159K +$159K +13,516 New
Bank of America
7
Bank of America
North Carolina
$149K -$47.3K -4,001 -24%
Citigroup
8
Citigroup
New York
$137K +$376 +32 +0.3%
LPL Financial
9
LPL Financial
California
$120K -$6.23K -529 -5%
AIG
10
American International Group
New York
$73.7K – – –
Invesco
11
Invesco
Georgia
$52K -$55K – –
CHC
12
City Holding Co
West Virginia
$48K +$48K +4,065 New
PSI
13
Pinnacle Summer Investments
Virginia
$19K – – –
WEC
14
Winslow Evans & Crocker
Massachusetts
$14K +$14K +1,150 New
HR
15
Howe & Rusling
New York
$12K – – –
TFA
16
Transamerica Financial Advisors
Florida
$12K +$12K +1,000 New
SSB
17
Sandy Spring Bank
Maryland
$9K +$9K +800 New
NES
18
New England Securities
New York
$3K -$1.99K -195 -40%
WA
19
WFG Advisors
Texas
$2K – – –
GC
20
Guggenheim Capital
Illinois
– -$178K -14,875 Closed
Commonwealth Equity Services
21
Commonwealth Equity Services
Massachusetts
– -$162K -13,581 Closed
FAAS
22
First Allied Advisory Services
California
– -$140K -11,653 Closed
MBT
23
Monroe Bank & Trust
Michigan
– -$117K -9,805 Closed
Ameriprise
24
Ameriprise
Minnesota
– -$54K -4,500 Closed
TRCT
25
Tower Research Capital (TRC)
New York
– -$4K -334 Closed