First Allied Advisory Services’s Allspring Utilities & High Income Fund ERH Stock Holding History

First Allied Advisory Services’s Portfolio ERH Stock Details ERH Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2013 Q4	–	Sell	-11,653	Closed	-$140K	–	974
2013 Q3	$140K	Sell	11,653 -4,403	-27%	-$53.1K	0.01%	922
2013 Q2	$191K	Buy	+16,056	New	+$194K	0.02%	844

Other funds holding ERH

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

UBS Zurich, Switzerland $136B AUM 16.36% 1-Year Est. Return

WAM

Wolverine Asset Management Chicago, Illinois $10.4B AUM 4.78% 1-Year Est. Return

SFS

Shaker Financial Services Arlington, Virginia $319M AUM 3.9% 1-Year Est. Return

SG Americas Securities New York $92.9B AUM 36.98% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Citigroup New York $235B AUM 32.99% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

AIG

American International Group New York $609M AUM 23.67% 1-Year Est. Return

First Allied Advisory Services's ERH Position: Q4 2013 in Review

First Allied Advisory Services sold out of Allspring Utilities & High Income Fund (ERH) in Q4 2013, closing a stake of 11,653 shares — an estimated $140K sold.

First Allied Advisory Services first reported a position in ERH in Q2 2013 and held it in 2 quarters. The position peaked at $191K in Q2 2013. 18 funds tracked by Wall St. Rank hold ERH as of Q4 2013.

First Allied Advisory Services reported no remaining Allspring Utilities & High Income Fund position as of Q4 2013 after selling out during the quarter.
First Allied Advisory Services sold 11,653 Allspring Utilities & High Income Fund shares in Q4 2013, an estimated $140K.
First Allied Advisory Services first reported a position in Allspring Utilities & High Income Fund in Q2 2013 and held it in 2 quarters.
First Allied Advisory Services's Allspring Utilities & High Income Fund position peaked at $191K in Q2 2013.
18 funds tracked by Wall St. Rank held Allspring Utilities & High Income Fund as of Q4 2013.

Based on First Allied Advisory Services's 13F filing for Q4 2013, filed 12 Feb 2014.