UBS’s First Trust Energy Income and Growth Fund FEN Stock Holding History

UBS’s Portfolio FEN Stock Details FEN Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	$871K	Buy	23,689 +2,371	+11%	+$86.7K	﹤0.01%	3733
2014 Q2	$771K	Sell	21,318 -1,294	-6%	-$44.4K	﹤0.01%	3804
2014 Q1	$740K	Buy	22,612 +2,244	+11%	+$72K	﹤0.01%	3817
2013 Q4	$657K	Sell	20,368 -10,049	-33%	-$324K	﹤0.01%	4028
2013 Q3	$974K	Sell	30,417 -22,539	-43%	-$735K	﹤0.01%	3368
2013 Q2	$1.8M	Buy	+52,956	New	+$1.81M	﹤0.01%	2659

Other funds holding FEN

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

Tiedemann Trust Wilmington, Delaware $542M AUM 1.38% 1-Year Est. Return

Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

JWM

Jacobus Wealth Management Milwaukee, Wisconsin $382M AUM 16.31% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Baird Milwaukee, Wisconsin $9.78B AUM 11.39% 1-Year Est. Return

UBS's FEN Position: Q3 2014 in Review

UBS increased its First Trust Energy Income and Growth Fund (FEN) stake by 11% in Q3 2014, buying an estimated $86.7K and bringing the position to 23,689 shares worth $871K. The position accounts for ﹤0.01% of the portfolio, ranked #3733.

UBS first reported a position in FEN in Q2 2013 and has held it in 6 quarters since. The position peaked at $1.8M in Q2 2013. 56 funds tracked by Wall St. Rank hold FEN as of Q3 2014.

UBS held 23,689 shares of First Trust Energy Income and Growth Fund worth $871K as of Q3 2014.
UBS bought 2,371 First Trust Energy Income and Growth Fund shares in Q3 2014, an estimated $86.7K.
First Trust Energy Income and Growth Fund made up ﹤0.01% of UBS's portfolio in Q3 2014, its #3733 holding.
UBS first reported a position in First Trust Energy Income and Growth Fund in Q2 2013 and has held it in 6 quarters since.
UBS's First Trust Energy Income and Growth Fund position peaked at $1.8M in Q2 2013.
56 funds tracked by Wall St. Rank held First Trust Energy Income and Growth Fund as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.