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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.35%
This Fund
S&P 500
This Quarter Est. Return
-0.22%
1 Year Est. Return
+16.35%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$136B
AUM Growth
+$7.83B
Cap. Flow
+$9.38B
Cap. Flow %
6.92%
Top 10 Hldgs %
13.26%
Holding
11,505
New
1,063
Increased
4,755
Reduced
3,911
Closed
1,116

Top Buys

Rank Stock Value
1
AMGN icon
Amgen
AMGN
+$387M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$346M
3
CCI icon
Crown Castle
CCI
+$229M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$218M
5
TD icon
Toronto Dominion Bank
TD
+$195M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.62B
2
APA icon
APA Corp
APA
+$473M
3
FDO
FAMILY DOLLAR STORES
FDO
+$453M
4
HRI icon
Herc Holdings
HRI
+$322M
5
PETM
PETSMART INC
PETM
+$311M

Sector Composition

Rank Sector Weight
1 Energy 8.49%
2 Technology 6.67%
3 Healthcare 6.67%
4 Financials 6.58%
5 Industrials 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EHI
3176
Western Asset Global High Income Fund
EHI
$178M
$1.49M ﹤0.01%
122,296
+673
+0.6% +$8.44K
EFF
3177
DELISTED
EATON VANCE FLOATING-RATE INCOME PLUS FUND
EFF
$1.49M ﹤0.01%
86,433
-9,733
-10% -$174K
IPGP icon
3178
IPG Photonics
IPGP
$3.61B
$1.49M ﹤0.01%
21,645
-8,209
-27% -$553K
FAS icon
3179
PUT
Direxion Daily Financial Bull 3x ETF
FAS
$2.45B
$1.48M ﹤0.01%
57,600
+2,800
+5% +$71.8K
HIBB
3180
DELISTED
Hibbett, Inc. Common Stock
HIBB
$1.48M ﹤0.01%
34,804
+2,382
+7% +$114K
BFO
3181
DELISTED
Blackrock Florida Municipal 2020 Term Trust
BFO
$1.48M ﹤0.01%
98,906
-5,776
-6% -$87.7K
WPX
3182
CALL
DELISTED
WPX Energy, Inc.
WPX
$1.48M ﹤0.01%
61,500
+60,700
+7,588% +$1.44M
SPLK
3183
PUT
DELISTED
Splunk Inc
SPLK
$1.48M ﹤0.01%
26,700
-335,900
-93% -$16.7M
CEN
3184
DELISTED
Center Coast Brookfield MLP & Energy Infrastructure Fund
CEN
$1.48M ﹤0.01%
7,565
+692
+10% +$136K
MDD
3185
DELISTED
SPDR S&P INTERNATIONAL MID CAP ETF
MDD
$1.48M ﹤0.01%
46,296
-1,369
-3% -$46K
AFT
3186
DELISTED
Apollo Senior Floating Rate Fund Inc.
AFT
$1.48M ﹤0.01%
86,348
+48,180
+126% +$848K
PXD
3187
CALL
DELISTED
Pioneer Natural Resource Co.
PXD
$1.48M ﹤0.01%
7,500
-2,800
-27% -$592K
MSM icon
3188
MSC Industrial Direct
MSM
$6.87B
$1.47M ﹤0.01%
17,209
-4,976
-22% -$443K
MTG icon
3189
MGIC Investment
MTG
$6.21B
$1.47M ﹤0.01%
188,236
-17,125
-8% -$140K
IFF icon
3190
International Flavors & Fragrances
IFF
$21.7B
$1.47M ﹤0.01%
15,279
-38,738
-72% -$3.92M
SPB icon
3191
Spectrum Brands
SPB
$2.02B
$1.46M ﹤0.01%
16,168
+3,586
+29% +$308K
EMES
3192
PUT
DELISTED
Emerge Energy Services LP
EMES
$1.46M ﹤0.01%
12,700
+7,000
+123% +$825K
BSX icon
3193
CALL
Boston Scientific
BSX
$73.1B
$1.46M ﹤0.01%
123,800
+8,000
+7% +$101K
IDGT icon
3194
iShares US Digital Infrastructure and Real Estate ETF
IDGT
$519M
$1.46M ﹤0.01%
42,541
-520
-1% -$18K
SJR
3195
DELISTED
Shaw Communications Inc.
SJR
$1.46M ﹤0.01%
59,735
-3,283
-5% -$82.8K
PSK icon
3196
State Street SPDR ICE Preferred Securities ETF
PSK
$683M
$1.46M ﹤0.01%
33,484
-1,400
-4% -$61.1K
EXC icon
3197
PUT
Exelon
EXC
$45.8B
$1.46M ﹤0.01%
59,865
+13,739
+30% +$322K
FAF icon
3198
First American
FAF
$7.37B
$1.45M ﹤0.01%
53,621
+40,012
+294% +$1.11M
ZBRA icon
3199
Zebra Technologies
ZBRA
$17.9B
$1.45M ﹤0.01%
20,407
-38,947
-66% -$3.04M
SURE icon
3200
AdvisorShares Insider Advantage ETF
SURE
$57.5M
$1.45M ﹤0.01%
27,956
-62
-0.2% -$3.21K
126 127
128
129 130

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.75% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.55% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.88% 1-Year Est. Return

UBS's Q3 2014 Portfolio in Review

As of Q3 2014, UBS held 11,505 positions worth $136B, up 6.1% from $128B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS deployed $9.38B of net new capital in Q3 2014, opening 1,063 new positions and adding to 4,755 existing holdings. Its largest new stake was Alibaba: 1,105,926 shares worth $98.3M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 8.8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.62B trimmed.

  • UBS's largest Q3 2014 buy was Alibaba: 1,105,926 shares worth $98.3M.
  • UBS added most to Amgen in Q3 2014, an estimated $387M increase.
  • UBS's biggest Q3 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.62B.
  • UBS fully exited SUSSER HOLDINGS CORPORATION COMMON STOCK in Q3 2014, selling an estimated $81.1M.
  • UBS's ten largest holdings make up 13% of its $136B portfolio in Q3 2014.
  • UBS opened 1,063 new positions and closed 1,116 in Q3 2014.
  • UBS's portfolio value rose 6.1% quarter-over-quarter to $136B.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.