UBS’s State Street SPDR ICE Preferred Securities ETF PSK Stock Holding History

UBS’s Portfolio PSK Stock Details PSK Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	$1.46M	Sell	33,484 -1,400	-4%	-$61.1K	﹤0.01%	3211
2014 Q2	$1.52M	Buy	34,884 +2,693	+8%	+$116K	﹤0.01%	3152
2014 Q1	$1.36M	Buy	32,191 +2,961	+10%	+$123K	﹤0.01%	3155
2013 Q4	$1.15M	Sell	29,230 -32,491	-53%	-$1.33M	﹤0.01%	3382
2013 Q3	$2.52M	Sell	61,721 -4,584	-7%	-$193K	﹤0.01%	2367
2013 Q2	$2.88M	Buy	+66,305	New	+$3.01M	﹤0.01%	2143

Other funds holding PSK

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

ARMC

American Research & Management Company Marion, Massachusetts $362M AUM 8.06% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

RIA

Regal Investment Advisors Kentwood, Michigan $1.73B AUM 17.74% 1-Year Est. Return

SGAM

Steinberg Global Asset Management Boca Raton, Florida $639M AUM 11.04% 1-Year Est. Return

Hancock Whitney Gulfport, Mississippi $5.75B AUM 24.3% 1-Year Est. Return

WCM

Windsor Capital Management Phoenix, Arizona $385M AUM 17.95% 1-Year Est. Return

VKH

Virtu KCG Holdings New York $3.6B AUM 17.11% 1-Year Est. Return

Synovus Financial Columbus, Georgia $8.74B AUM 12.78% 1-Year Est. Return

UBS's PSK Position: Q3 2014 in Review

UBS reduced its State Street SPDR ICE Preferred Securities ETF (PSK) stake by 4% in Q3 2014, selling an estimated $61.1K and leaving 33,484 shares worth $1.46M. The position accounts for ﹤0.01% of the portfolio, ranked #3211.

UBS first reported a position in PSK in Q2 2013 and has held it in 6 quarters since. The position peaked at $2.88M in Q2 2013. 50 funds tracked by Wall St. Rank hold PSK as of Q3 2014.

UBS held 33,484 shares of State Street SPDR ICE Preferred Securities ETF worth $1.46M as of Q3 2014.
UBS sold 1,400 State Street SPDR ICE Preferred Securities ETF shares in Q3 2014, an estimated $61.1K.
State Street SPDR ICE Preferred Securities ETF made up ﹤0.01% of UBS's portfolio in Q3 2014, its #3211 holding.
UBS first reported a position in State Street SPDR ICE Preferred Securities ETF in Q2 2013 and has held it in 6 quarters since.
UBS's State Street SPDR ICE Preferred Securities ETF position peaked at $2.88M in Q2 2013.
50 funds tracked by Wall St. Rank held State Street SPDR ICE Preferred Securities ETF as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.