We are live on ! Find out more
PSK icon

State Street SPDR ICE Preferred Securities ETF

39 hedge funds and large institutions have $41.4M invested in State Street SPDR ICE Preferred Securities ETF in 2013 Q4 according to their latest regulatory filings, with 5 funds opening new positions, 8 increasing their positions, 18 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed

1.07% less ownership

Funds ownership: 19.81%18.74% (-1.1%)

13% less funds holding

Funds holding: 4539 (-6)

17% less capital invested

Capital invested by funds: $50.1M → $41.4M (-$8.77M)

55% less first-time investments, than exits

New positions opened: 5 | Existing positions closed: 11

56% less repeat investments, than reductions

Existing positions increased: 8 | Existing positions reduced: 18

100% less funds holding in top 10

Funds holding in top 10: 10 (-1)

Holders
39
Holders Change
-6
Holders Change %
-13.33%
% of All Funds
1.13%
Holding in Top 10
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
New
5
Increased
8
Reduced
18
Closed
11
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
State Street
1
State Street
Massachusetts
$6.56M -$339K -8,296 -5%
Morgan Stanley
2
Morgan Stanley
New York
$4.73M -$1.66M -40,617 -25%
Bank of America
3
Bank of America
North Carolina
$4.33M -$2.9M -71,015 -39%
ARMC
4
American Research & Management Company
Massachusetts
$4.25M -$653K -16,000 -13%
WCM
5
Windsor Capital Management
Arizona
$3.34M -$152K -3,736 -4%
VKH
6
Virtu KCG Holdings
New York
$2.34M +$1.25M +30,513 +106%
SGAM
7
Steinberg Global Asset Management
Florida
$2.19M +$2.26M +55,474 New
RIA
8
Regal Investment Advisors
Michigan
$2.06M -$145K -3,565 -6%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$1.91M +$188K +4,598 +11%
U
10
UBS
Switzerland
$1.15M -$1.33M -32,491 -53%
JG
11
Jefferies Group
New York
$1.15M +$1.19M +29,117 New
SF
12
Synovus Financial
Georgia
$893K +$24.1K +590 +3%
Chevy Chase Trust
13
Chevy Chase Trust
Maryland
$803K +$24.1K +590 +3%
LPL Financial
14
LPL Financial
California
$651K -$447K -10,943 -40%
OIA
15
Optimum Investment Advisors
Illinois
$588K +$75.5K +1,850 +14%
Bank of Montreal
16
Bank of Montreal
Ontario, Canada
$513K
HIM
17
Hillsdale Investment Management
Ontario, Canada
$493K
ACM
18
Alpha Capital Management
Texas
$441K
Cambridge Investment Research Advisors
19
Cambridge Investment Research Advisors
Iowa
$431K -$9.22K -226 -2%
HSA
20
HBK Sorce Advisory
Pennsylvania
$407K -$203K -4,985 -33%
Wells Fargo
21
Wells Fargo
California
$350K -$51.3K -1,256 -12%
SAM
22
SignalPoint Asset Management
Missouri
$335K +$27.3K +668 +9%
SI
23
SII Investments
Wisconsin
$288K +$294K +7,200 New
Commonwealth Equity Services
24
Commonwealth Equity Services
Massachusetts
$271K +$31.2K +765 +13%
Susquehanna International Group
25
Susquehanna International Group
Pennsylvania
$215K +$222K +5,450 New

PSK Hedge Fund Activity: Q4 2013 in Review

39 of the 3,445 institutional investors tracked by Wall St. Rank reported a position in State Street SPDR ICE Preferred Securities ETF (PSK) for Q4 2013, worth a combined $41.4M — down 17% from $50.1M a quarter earlier.

Sellers outnumbered buyers: 11 funds closed out of PSK and 5 opened new positions — a net loss of 6 holders — while 18 trimmed existing stakes and 8 added.

The largest buyer was Steinberg Global Asset Management, opening a new position worth an estimated $2.26M. The largest seller was Bank of America, cutting an estimated $2.9M.

  • 39 institutional investors held State Street SPDR ICE Preferred Securities ETF (PSK) as of Q4 2013, down from 45 in Q3 2013.
  • Funds reported $41.4M of State Street SPDR ICE Preferred Securities ETF stock for Q4 2013, down 17% quarter-over-quarter.
  • 5 funds opened new State Street SPDR ICE Preferred Securities ETF positions in Q4 2013 and 11 closed out, a net change of -6 holders.
  • The largest State Street SPDR ICE Preferred Securities ETF buyer in Q4 2013 was Steinberg Global Asset Management, an estimated $2.26M added.
  • The largest State Street SPDR ICE Preferred Securities ETF seller in Q4 2013 was Bank of America, an estimated $2.9M sold.

Based on aggregated 13F filings for Q4 2013.