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State Street SPDR ICE Preferred Securities ETF

144 hedge funds and large institutions have $365M invested in State Street SPDR ICE Preferred Securities ETF in 2019 Q4 according to their latest regulatory filings, with 28 funds opening new positions, 51 increasing their positions, 33 reducing their positions, and 13 closing their positions.

New
Increased
Maintained
Reduced
Closed

115% more first-time investments, than exits

New positions opened: 28 | Existing positions closed: 13

100% more funds holding in top 10

Funds holding in top 10: 36 (+3)

55% more repeat investments, than reductions

Existing positions increased: 51 | Existing positions reduced: 33

22% more capital invested

Capital invested by funds: $300M → $365M (+$65.5M)

10.09% more ownership

Funds ownership: 32.81%42.9% (+10%)

8% more funds holding

Funds holding: 133144 (+11)

Holders
144
Holders Change
+11
Holders Change %
+8.27%
% of All Funds
2.84%
Holding in Top 10
6
Holding in Top 10 Change
+3
Holding in Top 10 Change %
+100%
% of All Funds
0.12%
New
28
Increased
51
Reduced
33
Closed
13
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
CSIA
1
Charles Schwab Investment Advisory
California
$52.6M -$2.46M -55,994 -4%
PL
2
Protective Life
Alabama
$32.2M +$31.6M +720,000 +6,261%
Morgan Stanley
3
Morgan Stanley
New York
$26.7M +$555K +12,654 +2%
Mackenzie Financial
4
Mackenzie Financial
Ontario, Canada
$23.3M -$4.83M -110,023 -17%
AF
5
Allworth Financial
California
$22.1M +$662K +15,080 +3%
Wells Fargo
6
Wells Fargo
California
$14.7M +$1.51M +34,427 +12%
Envestnet Asset Management
7
Envestnet Asset Management
Illinois
$13.3M +$696K +15,862 +6%
DJSG
8
D.J. St. Germain
Massachusetts
$11.6M +$4.67M +106,535 +68%
UBS Group
9
UBS Group
Switzerland
$11.4M +$1.52M +34,541 +15%
AIA
10
Avalon Investment & Advisory
Texas
$10.9M +$10.8M +246,837 New
Bank of America
11
Bank of America
North Carolina
$10.2M -$163K -3,705 -2%
LPL Financial
12
LPL Financial
California
$9.77M +$2.37M +54,046 +32%
Truist Financial
13
Truist Financial
North Carolina
$7.85M +$7.82M +178,332 New
SDAM
14
Shulman DeMeo Asset Management
New York
$5.92M +$385K +8,769 +7%
RIM
15
Redwood Investment Management
Arizona
$5.55M +$200K +4,558 +4%
VDFA
16
Vickerman & Driscoll Financial Advisors
Washington
$4.87M +$4.38M +99,809 +926%
ACM
17
AlphaStar Capital Management
North Carolina
$4.75M -$184K -4,200 -4%
MBTD
18
Mechanics Bank - Trust Department
California
$4.75M +$1.69M +38,540 +55%
SWP
19
Strategic Wealth Partners
Ohio
$4.61M +$810K +18,453 +21%
TFA
20
Tobias Financial Advisors
Florida
$4.23M +$4.22M +96,138 New
TC
21
TownSquare Capital
Utah
$4.14M +$279K +6,358 +7%
Royal Bank of Canada
22
Royal Bank of Canada
Ontario, Canada
$3.99M +$1.2M +27,239 +43%
TYCC
23
Texas Yale Capital Corp
Florida
$2.94M +$4.39K +100 +0.1%
Goldman Sachs
24
Goldman Sachs
New York
$2.83M +$236K +5,389 +9%
GVAG
25
Great Valley Advisor Group
Delaware
$2.81M +$13.9K +316 +0.5%