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State Street SPDR ICE Preferred Securities ETF

90 hedge funds and large institutions have $168M invested in State Street SPDR ICE Preferred Securities ETF in 2016 Q4 according to their latest regulatory filings, with 23 funds opening new positions, 20 increasing their positions, 37 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed

109% more first-time investments, than exits

New positions opened: 23 | Existing positions closed: 11

18.94% more ownership

Funds ownership: 33.08%52.03% (+19%)

8% more funds holding

Funds holding: 8390 (+7)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

9% less capital invested

Capital invested by funds: $185M → $168M (-$16.8M)

46% less repeat investments, than reductions

Existing positions increased: 20 | Existing positions reduced: 37

Holders
90
Holders Change
+7
Holders Change %
+8.43%
% of All Funds
2.25%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
23
Increased
20
Reduced
37
Closed
11
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
CSIA
1
Charles Schwab Investment Advisory
California
$22.3M +$5.68M +130,168 +32%
Morgan Stanley
2
Morgan Stanley
New York
$19.7M -$1.97M -45,171 -9%
State Street
3
State Street
Massachusetts
$16.2M -$260K -5,955 -2%
Bank of America
4
Bank of America
North Carolina
$14.1M -$3.67M -83,952 -20%
NC
5
NewSquare Capital
Pennsylvania
$8.93M -$2.01M -45,930 -18%
LPL Financial
6
LPL Financial
California
$8.51M +$684K +15,667 +8%
Commonwealth Equity Services
7
Commonwealth Equity Services
Massachusetts
$6.62M +$4.16M +95,318 +153%
PFS
8
Prospera Financial Services
Texas
$6.18M -$581K -13,313 -8%
UBS Group
9
UBS Group
Switzerland
$5.99M +$293K +6,708 +5%
SFP
10
Shepherd Financial Partners
Massachusetts
$3.99M +$4.13M +94,637 New
PAG
11
Private Advisory Group
Washington
$3.6M +$3.74M +85,759 New
SGAM
12
Steinberg Global Asset Management
Florida
$3.09M -$4.48M -102,602 -58%
Royal Bank of Canada
13
Royal Bank of Canada
Ontario, Canada
$2.38M -$867K -19,845 -26%
Carson Wealth (CWM LLC)
14
Carson Wealth (CWM LLC)
Nebraska
$2.26M -$1.06M -24,311 -31%
TFA
15
Transamerica Financial Advisors
Florida
$2.2M -$1.03M -23,698 -31%
SB
16
Suntrust Banks
Georgia
$2.16M +$167K +3,825 +8%
RJA
17
Raymond James & Associates
Florida
$1.94M -$1.88M -42,944 -48%
Ameriprise
18
Ameriprise
Minnesota
$1.79M -$1.77M -40,452 -49%
AG
19
Advisor Group
Arizona
$1.76M +$217K +4,959 +13%
Wolverine Trading
20
Wolverine Trading
Illinois
$1.71M +$1.08M +24,684 +153%
Comerica Bank
21
Comerica Bank
Texas
$1.71M +$1.72M +39,446 New
IP
22
Investment Partners
Ohio
$1.58M -$386K -8,845 -19%
BCM
23
Bluefin Capital Management
New York
$1.54M +$1.61M +36,770 New
Jane Street
24
Jane Street
New York
$1.52M +$1.59M +36,359 New
SF
25
Synovus Financial
Georgia
$1.47M -$102K -2,339 -6%

PSK Hedge Fund Activity: Q4 2016 in Review

90 of the 4,000 institutional investors tracked by Wall St. Rank reported a position in State Street SPDR ICE Preferred Securities ETF (PSK) for Q4 2016, worth a combined $168M — down 9.1% from $185M a quarter earlier.

Buyers outnumbered sellers: 23 funds opened new PSK positions and 11 closed out — a net gain of 12 holders — while 20 added to existing stakes and 37 trimmed.

The largest buyer was Charles Schwab Investment Advisory, adding an estimated $5.68M. The largest seller was Steinberg Global Asset Management, cutting an estimated $4.48M.

  • 90 institutional investors held State Street SPDR ICE Preferred Securities ETF (PSK) as of Q4 2016, up from 83 in Q3 2016.
  • Funds reported $168M of State Street SPDR ICE Preferred Securities ETF stock for Q4 2016, down 9.1% quarter-over-quarter.
  • 23 funds opened new State Street SPDR ICE Preferred Securities ETF positions in Q4 2016 and 11 closed out, a net change of +12 holders.
  • The largest State Street SPDR ICE Preferred Securities ETF buyer in Q4 2016 was Charles Schwab Investment Advisory, an estimated $5.68M added.
  • The largest State Street SPDR ICE Preferred Securities ETF seller in Q4 2016 was Steinberg Global Asset Management, an estimated $4.48M sold.

Based on aggregated 13F filings for Q4 2016.