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State Street SPDR ICE Preferred Securities ETF

208 hedge funds and large institutions have $651M invested in State Street SPDR ICE Preferred Securities ETF in 2021 Q3 according to their latest regulatory filings, with 19 funds opening new positions, 94 increasing their positions, 49 reducing their positions, and 16 closing their positions.

New
Increased
Maintained
Reduced
Closed

92% more repeat investments, than reductions

Existing positions increased: 94 | Existing positions reduced: 49

19% more first-time investments, than exits

New positions opened: 19 | Existing positions closed: 16

0% more funds holding

Funds holding: 208208 (0)

3% less capital invested

Capital invested by funds: $669M → $651M (-$17.8M)

1.3% less ownership

Funds ownership: 44.79%43.49% (-1.3%)

20% less funds holding in top 10

Funds holding in top 10: 54 (-1)

Holders
208
Holders Change
Holders Change %
0%
% of All Funds
3.64%
Holding in Top 10
4
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-20%
% of All Funds
0.07%
New
19
Increased
94
Reduced
49
Closed
16
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Envestnet Asset Management
1
Envestnet Asset Management
Illinois
$47.2M -$337K -7,705 -0.7%
Wells Fargo
2
Wells Fargo
California
$44.5M +$4.39M +100,430 +11%
PL
3
Protective Life
Alabama
$31.8M
CFG
4
CNO Financial Group
Indiana
$30.4M
FLPIM
5
F.L. Putnam Investment Management
Massachusetts
$30M +$1.35M +30,992 +5%
LPL Financial
6
LPL Financial
California
$27.8M +$2.36M +54,032 +9%
Ameriprise
7
Ameriprise
Minnesota
$27.3M +$1.13M +25,966 +4%
DF
8
Donoghue Forlines
Massachusetts
$25.6M -$433K -9,911 -2%
TCM
9
Tradewinds Capital Management
Washington
$24.7M -$2.57M -58,734 -9%
DJSG
10
D.J. St. Germain
Massachusetts
$21.5M +$1.91M +43,645 +10%
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$19.8M +$820K +18,753 +4%
PI
12
PFS Investments
Georgia
$19.4M +$2.15M +49,235 +12%
Morgan Stanley
13
Morgan Stanley
New York
$18.8M -$255K -5,830 -1%
UBS Group
14
UBS Group
Switzerland
$17.6M -$208K -4,770 -1%
Bank of America
15
Bank of America
North Carolina
$11.1M +$364K +8,337 +3%
MML Investors Services
16
MML Investors Services
Massachusetts
$9.98M +$1.59M +36,456 +19%
MPWT
17
MassMutual Private Wealth & Trust
Connecticut
$9.79M +$122K +2,781 +1%
NC
18
NewSquare Capital
Pennsylvania
$8.72M +$24.6K +563 +0.3%
AF
19
Allworth Financial
California
$7.66M -$17.2M -393,698 -69%
Cambridge Investment Research Advisors
20
Cambridge Investment Research Advisors
Iowa
$7.07M +$888K +20,323 +14%
GLA
21
Good Life Advisors
Pennsylvania
$7.05M +$259K +5,921 +4%
IA
22
IFG Advisory
Georgia
$6.88M +$362K +8,277 +6%
PFS
23
Prospera Financial Services
Texas
$6.81M +$124K +2,837 +2%
Osaic Holdings
24
Osaic Holdings
Arizona
$6.03M +$1.46M +33,423 +32%
BMM
25
Buffington Mohr McNeal
Idaho
$6.01M +$720K +16,480 +14%

PSK Hedge Fund Activity: Q3 2021 in Review

208 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in State Street SPDR ICE Preferred Securities ETF (PSK) for Q3 2021, worth a combined $651M — down 2.7% from $669M a quarter earlier.

Buyers outnumbered sellers: 19 funds opened new PSK positions and 16 closed out — a net gain of 3 holders — while 94 added to existing stakes and 49 trimmed.

The largest buyer was Wells Fargo, adding an estimated $4.39M. The largest seller was Allworth Financial, cutting an estimated $17.2M.

  • 208 institutional investors held State Street SPDR ICE Preferred Securities ETF (PSK) as of Q3 2021, unchanged from Q2 2021.
  • Funds reported $651M of State Street SPDR ICE Preferred Securities ETF stock for Q3 2021, down 2.7% quarter-over-quarter.
  • 19 funds opened new State Street SPDR ICE Preferred Securities ETF positions in Q3 2021 and 16 closed out, a net change of +3 holders.
  • The largest State Street SPDR ICE Preferred Securities ETF buyer in Q3 2021 was Wells Fargo, an estimated $4.39M added.
  • The largest State Street SPDR ICE Preferred Securities ETF seller in Q3 2021 was Allworth Financial, an estimated $17.2M sold.

Based on aggregated 13F filings for Q3 2021.