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State Street SPDR ICE Preferred Securities ETF

64 hedge funds and large institutions have $204M invested in State Street SPDR ICE Preferred Securities ETF in 2016 Q1 according to their latest regulatory filings, with 21 funds opening new positions, 20 increasing their positions, 15 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more funds holding in top 10

Funds holding in top 10: 12 (+1)

91% more first-time investments, than exits

New positions opened: 21 | Existing positions closed: 11

89% more capital invested

Capital invested by funds: $108M → $204M (+$96.2M)

33% more repeat investments, than reductions

Existing positions increased: 20 | Existing positions reduced: 15

16% more funds holding

Funds holding: 5564 (+9)

11.56% more ownership

Funds ownership: 31.02%42.58% (+12%)

Holders
64
Holders Change
+9
Holders Change %
+16.36%
% of All Funds
1.71%
Holding in Top 10
2
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+100%
% of All Funds
0.05%
New
21
Increased
20
Reduced
15
Closed
11
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
NC
1
NewSquare Capital
Pennsylvania
$26M +$25.7M +576,702 New
PFS
2
Prospera Financial Services
Texas
$21.9M +$21.6M +484,935 New
Morgan Stanley
3
Morgan Stanley
New York
$21.2M +$12.4M +277,990 +144%
TFA
4
Transamerica Financial Advisors
Florida
$20.8M +$20.5M +461,236 New
CSIA
5
Charles Schwab Investment Advisory
California
$18.4M +$7.04M +158,089 +63%
Bank of America
6
Bank of America
North Carolina
$13M +$1.94M +43,538 +18%
LPL Financial
7
LPL Financial
California
$10.9M +$2.56M +57,391 +31%
State Street
8
State Street
Massachusetts
$10M +$4.7M +105,560 +90%
Carson Wealth (CWM LLC)
9
Carson Wealth (CWM LLC)
Nebraska
$8.5M +$8.37M +187,994 +35,808%
SGAM
10
Steinberg Global Asset Management
Florida
$7.79M -$107K -2,393 -1%
UBS Group
11
UBS Group
Switzerland
$6.29M +$4.96M +111,377 +395%
RJA
12
Raymond James & Associates
Florida
$3.66M +$4.99K +112 +0.1%
RJFSA
13
Raymond James Financial Services Advisors
Florida
$2.66M +$2.63M +59,089 New
Jane Street
14
Jane Street
New York
$2.42M -$1.45M -32,617 -38%
Ameriprise
15
Ameriprise
Minnesota
$2.4M +$2.37M +53,220 New
Royal Bank of Canada
16
Royal Bank of Canada
Ontario, Canada
$2.22M +$1.32M +29,630 +151%
RIA
17
Regal Investment Advisors
Michigan
$2.18M -$46.9K -1,053 -2%
SF
18
Synovus Financial
Georgia
$1.7M +$37.6K +844 +2%
Stifel Financial
19
Stifel Financial
Missouri
$1.7M +$1.68M +37,688 New
AIM
20
Advantage Investment Management
Iowa
$1.65M +$1.63M +36,652 New
Citigroup
21
Citigroup
New York
$1.47M -$1.31M -29,513 -47%
ARMC
22
American Research & Management Company
Massachusetts
$1.43M -$156K -3,500 -10%
NFG
23
Next Financial Group
Texas
$1.36M +$104K +2,343 +8%
Baird Financial Group
24
Baird Financial Group
Wisconsin
$1.25M +$1.23M +27,697 New
VFA
25
Voya Financial Advisors
Connecticut
$1M +$989K +22,207 New

PSK Hedge Fund Activity: Q1 2016 in Review

64 of the 3,753 institutional investors tracked by Wall St. Rank reported a position in State Street SPDR ICE Preferred Securities ETF (PSK) for Q1 2016, worth a combined $204M — up 89% from $108M a quarter earlier.

Buyers outnumbered sellers: 21 funds opened new PSK positions and 11 closed out — a net gain of 10 holders — while 20 added to existing stakes and 15 trimmed.

The largest buyer was NewSquare Capital, opening a new position worth an estimated $25.7M. The largest seller was USA Financial Formulas, exiting entirely with an estimated $17.1M sold.

  • 64 institutional investors held State Street SPDR ICE Preferred Securities ETF (PSK) as of Q1 2016, up from 55 in Q4 2015.
  • Funds reported $204M of State Street SPDR ICE Preferred Securities ETF stock for Q1 2016, up 89% quarter-over-quarter.
  • 21 funds opened new State Street SPDR ICE Preferred Securities ETF positions in Q1 2016 and 11 closed out, a net change of +10 holders.
  • The largest State Street SPDR ICE Preferred Securities ETF buyer in Q1 2016 was NewSquare Capital, an estimated $25.7M added.
  • The largest State Street SPDR ICE Preferred Securities ETF seller in Q1 2016 was USA Financial Formulas, an estimated $17.1M sold.

Based on aggregated 13F filings for Q1 2016.