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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.35%
This Fund
S&P 500
This Quarter Est. Return
-0.22%
1 Year Est. Return
+16.35%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$136B
AUM Growth
+$7.83B
Cap. Flow
+$9.38B
Cap. Flow %
6.92%
Top 10 Hldgs %
13.26%
Holding
11,505
New
1,063
Increased
4,755
Reduced
3,911
Closed
1,116

Top Buys

Rank Stock Value
1
AMGN icon
Amgen
AMGN
+$387M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$346M
3
CCI icon
Crown Castle
CCI
+$229M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$218M
5
TD icon
Toronto Dominion Bank
TD
+$195M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.62B
2
APA icon
APA Corp
APA
+$473M
3
FDO
FAMILY DOLLAR STORES
FDO
+$453M
4
HRI icon
Herc Holdings
HRI
+$322M
5
PETM
PETSMART INC
PETM
+$311M

Sector Composition

Rank Sector Weight
1 Energy 8.49%
2 Technology 6.67%
3 Healthcare 6.67%
4 Financials 6.58%
5 Industrials 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FNY icon
3126
First Trust Mid Cap Growth AlphaDEX Fund
FNY
$600M
$1.57M ﹤0.01%
56,588
+741
+1% +$21.1K
POOL icon
3127
Pool Corp
POOL
$7.27B
$1.57M ﹤0.01%
29,092
-192
-0.7% -$10.7K
SWY
3128
PUT
DELISTED
SAFEWAY INC
SWY
$1.56M ﹤0.01%
45,600
+38,700
+561% +$1.34M
PRAA icon
3129
PRA Group
PRAA
$723M
$1.56M ﹤0.01%
29,903
+4,051
+16% +$233K
NMR icon
3130
Nomura Holdings
NMR
$28.7B
$1.56M ﹤0.01%
264,027
+83,295
+46% +$536K
ODP
3131
CALL
DELISTED
ODP
ODP
$1.56M ﹤0.01%
30,370
+10
+0% +$529
UNG icon
3132
CALL
United States Natural Gas Fund
UNG
$497M
$1.56M ﹤0.01%
4,413
+2,719
+161% +$943K
DLTR icon
3133
CALL
Dollar Tree
DLTR
$24.9B
$1.56M ﹤0.01%
27,800
+26,200
+1,638% +$1.44M
CALY
3134
Callaway Golf Company
CALY
$3.04B
$1.56M ﹤0.01%
215,339
+11,313
+6% +$89K
NWBI icon
3135
Northwest Bancshares
NWBI
$2.27B
$1.56M ﹤0.01%
128,819
+5,178
+4% +$65.4K
HIX
3136
Western Asset High Income Fund II
HIX
$355M
$1.56M ﹤0.01%
173,617
-4,351
-2% -$40K
XLS
3137
DELISTED
EXELIS INC COM STK
XLS
$1.56M ﹤0.01%
94,155
-241,526
-72% -$3.92M
ILTB icon
3138
iShares Core 10+ Year USD Bond ETF
ILTB
$591M
$1.55M ﹤0.01%
25,359
+24,481
+2,788% +$1.5M
GLIN icon
3139
VanEck India Growth Leaders ETF
GLIN
$92.7M
$1.55M ﹤0.01%
35,083
-1,230
-3% -$58K
ARNA
3140
PUT
DELISTED
Arena Pharmaceuticals Inc
ARNA
$1.55M ﹤0.01%
36,940
+36,350
+6,161% +$1.62M
IMPV
3141
PUT
DELISTED
Imperva, Inc.
IMPV
$1.55M ﹤0.01%
53,800
+800
+2% +$21.7K
KNCT icon
3142
Invesco Next Gen Connectivity ETF
KNCT
$160M
$1.54M ﹤0.01%
47,588
+4,307
+10% +$140K
FEZ icon
3143
PUT
State Street SPDR EURO STOXX 50 ETF
FEZ
$4.54B
$1.54M ﹤0.01%
38,900
-303,000
-89% -$12.5M
JJA
3144
DELISTED
iPath Bloomberg Agriculture Subindex Total Return ETN due October 22, 2037
JJA
$1.54M ﹤0.01%
39,148
+2,028
+5% +$88.6K
BRF icon
3145
VanEck Brazil Small-Cap ETF
BRF
$21.1M
$1.54M ﹤0.01%
58,073
+2,486
+4% +$74.2K
ICUI icon
3146
ICU Medical
ICUI
$4.56B
$1.54M ﹤0.01%
24,026
+1,299
+6% +$79.6K
TYC
3147
CALL
DELISTED
TYCO INTL PLC COM SHS (IRL)
TYC
$1.54M ﹤0.01%
33,043
+5,444
+20% +$254K
ILMN icon
3148
CALL
Illumina
ILMN
$29B
$1.54M ﹤0.01%
9,663
-2,467
-20% -$412K
YELP icon
3149
CALL
Yelp
YELP
$1.35B
$1.54M ﹤0.01%
22,580
+1,300
+6% +$96.9K
KRFT
3150
PUT
DELISTED
KRAFT FOODS GROUP INC COM STK (VA)
KRFT
$1.54M ﹤0.01%
27,300
+17,800
+187% +$1.03M
124 125
126
127 128

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.75% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.55% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.88% 1-Year Est. Return

UBS's Q3 2014 Portfolio in Review

As of Q3 2014, UBS held 11,505 positions worth $136B, up 6.1% from $128B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS deployed $9.38B of net new capital in Q3 2014, opening 1,063 new positions and adding to 4,755 existing holdings. Its largest new stake was Alibaba: 1,105,926 shares worth $98.3M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 8.8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.62B trimmed.

  • UBS's largest Q3 2014 buy was Alibaba: 1,105,926 shares worth $98.3M.
  • UBS added most to Amgen in Q3 2014, an estimated $387M increase.
  • UBS's biggest Q3 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.62B.
  • UBS fully exited SUSSER HOLDINGS CORPORATION COMMON STOCK in Q3 2014, selling an estimated $81.1M.
  • UBS's ten largest holdings make up 13% of its $136B portfolio in Q3 2014.
  • UBS opened 1,063 new positions and closed 1,116 in Q3 2014.
  • UBS's portfolio value rose 6.1% quarter-over-quarter to $136B.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.