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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.35%
This Fund
S&P 500
This Quarter Est. Return
-0.22%
1 Year Est. Return
+16.35%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$136B
AUM Growth
+$7.83B
Cap. Flow
+$9.38B
Cap. Flow %
6.92%
Top 10 Hldgs %
13.26%
Holding
11,505
New
1,063
Increased
4,755
Reduced
3,911
Closed
1,116

Top Buys

Rank Stock Value
1
AMGN icon
Amgen
AMGN
+$387M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$346M
3
CCI icon
Crown Castle
CCI
+$229M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$218M
5
TD icon
Toronto Dominion Bank
TD
+$195M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.62B
2
APA icon
APA Corp
APA
+$473M
3
FDO
FAMILY DOLLAR STORES
FDO
+$453M
4
HRI icon
Herc Holdings
HRI
+$322M
5
PETM
PETSMART INC
PETM
+$311M

Sector Composition

Rank Sector Weight
1 Energy 8.49%
2 Technology 6.67%
3 Healthcare 6.67%
4 Financials 6.58%
5 Industrials 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CNO icon
3101
CNO Financial Group
CNO
$5.12B
$1.61M ﹤0.01%
94,678
+31,540
+50% +$543K
RGT
3102
Royce Global Value Trust
RGT
$102M
$1.61M ﹤0.01%
184,384
+7,798
+4% +$71.8K
NVDQ
3103
DELISTED
Novadaq Technologies Inc.
NVDQ
$1.61M ﹤0.01%
126,506
-1,230
-1% -$17.9K
NOW icon
3104
CALL
ServiceNow
NOW
$132B
$1.6M ﹤0.01%
136,500
+33,000
+32% +$389K
MONT
3105
CALL
DELISTED
MONTAGE TECHNOLOGY GROUP LTD
MONT
$1.6M ﹤0.01%
76,600
+60,500
+376% +$1.29M
FCAN
3106
DELISTED
First Trust Canada AlphaDEX Fund
FCAN
$1.6M ﹤0.01%
44,654
+16,874
+61% +$640K
CSI
3107
DELISTED
Cutwater Select Income Fund
CSI
$1.6M ﹤0.01%
80,935
-5,774
-7% -$113K
SD
3108
PUT
DELISTED
SANDRIDGE ENERGY, INC.
SD
$1.6M ﹤0.01%
372,300
+229,800
+161% +$1.28M
LO
3109
PUT
DELISTED
LORILLARD INC COM STK
LO
$1.59M ﹤0.01%
26,600
+20,200
+316% +$1.22M
AAL icon
3110
CALL
American Airlines Group
AAL
$9.93B
$1.59M ﹤0.01%
44,900
-5,000
-10% -$197K
CTXS
3111
CALL
DELISTED
Citrix Systems Inc
CTXS
$1.59M ﹤0.01%
28,004
-265,100
-90% -$14.4M
HCF
3112
DELISTED
NEXPOINT CREDIT STRATEGIES FUND
HCF
$1.59M ﹤0.01%
149,790
-59,045
-28% -$627K
NEV
3113
DELISTED
NUVEEN ENHANCED MUNICIPAL VALUE FUND
NEV
$1.59M ﹤0.01%
107,710
+22,640
+27% +$336K
AGIO icon
3114
Agios Pharmaceuticals
AGIO
$1.95B
$1.59M ﹤0.01%
25,875
+23,966
+1,255% +$1.03M
DTH icon
3115
WisdomTree International High Dividend Fund
DTH
$660M
$1.59M ﹤0.01%
34,874
+9,655
+38% +$464K
INO icon
3116
Inovio Pharmaceuticals
INO
$76.1M
$1.58M ﹤0.01%
13,400
+12,848
+2,328% +$1.6M
SLH
3117
DELISTED
SOLERA HOLDINGS, INC. COM
SLH
$1.58M ﹤0.01%
28,111
+2,639
+10% +$167K
EBND icon
3118
State Street SPDR Bloomberg Emerging Markets Local Bond ETF
EBND
$2.28B
$1.58M ﹤0.01%
53,387
+11,140
+26% +$345K
FWLT
3119
DELISTED
FOSTER WHEELER AG (SWITZERLAND)
FWLT
$1.58M ﹤0.01%
49,930
-18,797
-27% -$614K
RENX
3120
DELISTED
RELX N.V.
RENX
$1.58M ﹤0.01%
107,431
+9,870
+10% +$146K
XME icon
3121
PUT
State Street SPDR S&P Metals & Mining ETF
XME
$4.55B
$1.58M ﹤0.01%
42,900
+2,500
+6% +$105K
EXD
3122
DELISTED
Eaton Vance TaxManaged Buy-Write Strategy Fund
EXD
$1.58M ﹤0.01%
111,655
+10,411
+10% +$143K
COF icon
3123
CALL
Capital One
COF
$134B
$1.57M ﹤0.01%
19,300
+17,700
+1,106% +$1.45M
HPF
3124
John Hancock Preferred Income Fund II
HPF
$345M
$1.57M ﹤0.01%
78,460
-19,229
-20% -$388K
SRPT icon
3125
Sarepta Therapeutics
SRPT
$1.81B
$1.57M ﹤0.01%
74,389
-1,049
-1% -$23.7K
123 124
125
126 127

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.75% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.55% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.88% 1-Year Est. Return

UBS's Q3 2014 Portfolio in Review

As of Q3 2014, UBS held 11,505 positions worth $136B, up 6.1% from $128B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS deployed $9.38B of net new capital in Q3 2014, opening 1,063 new positions and adding to 4,755 existing holdings. Its largest new stake was Alibaba: 1,105,926 shares worth $98.3M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 8.8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.62B trimmed.

  • UBS's largest Q3 2014 buy was Alibaba: 1,105,926 shares worth $98.3M.
  • UBS added most to Amgen in Q3 2014, an estimated $387M increase.
  • UBS's biggest Q3 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.62B.
  • UBS fully exited SUSSER HOLDINGS CORPORATION COMMON STOCK in Q3 2014, selling an estimated $81.1M.
  • UBS's ten largest holdings make up 13% of its $136B portfolio in Q3 2014.
  • UBS opened 1,063 new positions and closed 1,116 in Q3 2014.
  • UBS's portfolio value rose 6.1% quarter-over-quarter to $136B.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.