UBS’s CNO Financial Group CNO Stock Holding History

UBS’s Portfolio CNO Stock Details CNO Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	$1.61M	Buy	94,678 +31,540	+50%	+$543K	﹤0.01%	3115
2014 Q2	$1.12M	Sell	63,138 -105,785	-63%	-$1.8M	﹤0.01%	3428
2014 Q1	$3.06M	Sell	168,923 -30,138	-15%	-$542K	﹤0.01%	2347
2013 Q4	$3.52M	Buy	199,061 +93,229	+88%	+$1.49M	﹤0.01%	2220
2013 Q3	$1.52M	Buy	105,832 +4,792	+5%	+$68.3K	﹤0.01%	2884
2013 Q2	$1.31M	Buy	+101,040	New	+$1.19M	﹤0.01%	3014

Other funds holding CNO

Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return

HCM

Huber Capital Management El Segundo, California $647M AUM 24.91% 1-Year Est. Return

Capital World Investors Los Angeles, California $733B AUM 35.63% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

CWAM

Columbia Wanger Asset Management Chicago, Illinois $6.69B AUM 31.14% 1-Year Est. Return

JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return

BIT

BlackRock Institutional Trust San Francisco, California $675B AUM 16.26% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

AllianceBernstein Nashville, Tennessee $309B AUM 23.92% 1-Year Est. Return

Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return

UBS's CNO Position: Q3 2014 in Review

UBS increased its CNO Financial Group (CNO) stake by 50% in Q3 2014, buying an estimated $543K and bringing the position to 94,678 shares worth $1.61M. The position accounts for ﹤0.01% of the portfolio, ranked #3115.

UBS first reported a position in CNO in Q2 2013 and has held it in 6 quarters since. The position peaked at $3.52M in Q4 2013. 194 funds tracked by Wall St. Rank hold CNO as of Q3 2014.

UBS held 94,678 shares of CNO Financial Group worth $1.61M as of Q3 2014.
UBS bought 31,540 CNO Financial Group shares in Q3 2014, an estimated $543K.
CNO Financial Group made up ﹤0.01% of UBS's portfolio in Q3 2014, its #3115 holding.
UBS first reported a position in CNO Financial Group in Q2 2013 and has held it in 6 quarters since.
UBS's CNO Financial Group position peaked at $3.52M in Q4 2013.
194 funds tracked by Wall St. Rank held CNO Financial Group as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.