UBS’s State Street SPDR S&P Metals & Mining ETF XME Stock Holding History

UBS’s Portfolio XME Stock Details XME Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	$1.58M	Buy	42,900 +2,500	+6%	+$105K	﹤0.01%	3135
2014 Q2	$1.71M	Sell	40,400 -243,900	-86%	-$10M	﹤0.01%	3026
2014 Q1	$11.9M	Sell	284,300 -981,400	-78%	-$40.4M	0.01%	1128
2013 Q4	$53.3M	Sell	1,265,700 -1,830,600	-59%	-$71.7M	0.05%	371
2013 Q3	$113M	Buy	3,096,300 +982,400	+46%	+$35.6M	0.12%	185
2013 Q2	$70.1M	Buy	+2,113,900	New	+$77.7M	0.08%	243

Other funds holding XME

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Credit Suisse Zurich, Switzerland $104B AUM 34.76% 1-Year Est. Return

LMIM

Lockheed Martin Investment Management Bethesda, Maryland $2.73B AUM 28.24% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Barclays London, United Kingdom $416B AUM 33.63% 1-Year Est. Return

BNP Paribas Financial Markets Paris, France $206B AUM 31.61% 1-Year Est. Return

Citigroup New York $235B AUM 32.99% 1-Year Est. Return

Deutsche Bank Frankfurt Am Main Ge, Germany $303B AUM 30.15% 1-Year Est. Return

SG Americas Securities New York $92.9B AUM 36.98% 1-Year Est. Return

UBS's XME Position: Q3 2014 in Review

UBS reduced its State Street SPDR S&P Metals & Mining ETF (XME) stake by 30% in Q3 2014, selling an estimated $4.02M and leaving 219,750 shares worth $8.09M. The position accounts for 0.01% of the portfolio, ranked #1625.

UBS first reported a position in XME in Q2 2013 and has held it in 6 quarters since. The position peaked at $37.5M in Q2 2013. 72 funds tracked by Wall St. Rank hold XME as of Q3 2014.

UBS held 219,750 shares of State Street SPDR S&P Metals & Mining ETF worth $8.09M as of Q3 2014.
UBS sold 96,024 State Street SPDR S&P Metals & Mining ETF shares in Q3 2014, an estimated $4.02M.
State Street SPDR S&P Metals & Mining ETF made up 0.01% of UBS's portfolio in Q3 2014, its #1625 holding.
UBS first reported a position in State Street SPDR S&P Metals & Mining ETF in Q2 2013 and has held it in 6 quarters since.
UBS's State Street SPDR S&P Metals & Mining ETF position peaked at $37.5M in Q2 2013.
72 funds tracked by Wall St. Rank held State Street SPDR S&P Metals & Mining ETF as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.