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State Street SPDR S&P Metals & Mining ETF

86 hedge funds and large institutions have $594M invested in State Street SPDR S&P Metals & Mining ETF in 2013 Q3 according to their latest regulatory filings, with 18 funds opening new positions, 28 increasing their positions, 25 reducing their positions, and 17 closing their positions.

New
Increased
Maintained
Reduced
Closed

12% more repeat investments, than reductions

Existing positions increased: 28 | Existing positions reduced: 25

9.73% more ownership

Funds ownership: 94.56%104.28% (+9.7%)

8% more capital invested

Capital invested by funds: $549M → $594M (+$45.5M)

6% more first-time investments, than exits

New positions opened: 18 | Existing positions closed: 17

1% less funds holding

Funds holding: 8786 (-1)

26% less call options, than puts

Call options by funds: $383M | Put options by funds: $521M

Holders
86
Holders Change
-1
Holders Change %
-1.15%
% of All Funds
2.79%
Holding in Top 10
2
Holding in Top 10 Change
+2
Holding in Top 10 Change %
% of All Funds
0.06%
New
18
Increased
28
Reduced
25
Closed
17
Calls
$383M
Puts
$521M
Net Calls
-$138M
Net Calls Change
-$52.8M
Name Holding Trade Value Shares
Change
Change in
Stake
Deutsche Bank
1
Deutsche Bank
Germany
$67.5M -$10M -276,801 -13%
Morgan Stanley
2
Morgan Stanley
New York
$59.9M +$7.42M +204,927 +14%
Bank of America
3
Bank of America
North Carolina
$56.9M -$2.53M -69,920 -4%
Goldman Sachs
4
Goldman Sachs
New York
$44.8M +$31.6M +872,001 +248%
Citigroup
5
Citigroup
New York
$41M -$1.2M -33,174 -3%
Barclays
6
Barclays
United Kingdom
$38.9M +$17.9M +494,673 +84%
JP Morgan Chase
7
JP Morgan Chase
New York
$33.1M -$2.83M -78,099 -8%
U
8
UBS
Switzerland
$31.9M -$9.43M -260,265 -23%
ST
9
Spot Trading
Illinois
$31.1M +$14.7M +405,145 +91%
BNP Paribas Financial Markets
10
BNP Paribas Financial Markets
France
$30.8M -$34.4M -950,369 -53%
CS
11
Credit Suisse
Switzerland
$27.5M -$2.75M -75,963 -9%
BCM
12
BBT Capital Management
Texas
$19.1M +$18.9M +522,352 New
Susquehanna International Group
13
Susquehanna International Group
Pennsylvania
$10.8M -$2.44M -67,244 -19%
COI
14
Connable Office Inc
Michigan
$8.19M +$8.09M +223,428 New
State Street
15
State Street
Massachusetts
$7.37M +$1.2M +33,151 +20%
MWNA
16
Marshall Wace North America
New York
$6.73M +$6.08M +167,757 +1,045%
Wells Fargo
17
Wells Fargo
California
$6.03M +$3.33M +92,079 +127%
T
18
Tahithromos
New York
$5.87M +$5.8M +160,015 New
PMAM
19
Picton Mahoney Asset Management
Ontario, Canada
$5.33M +$3.66M +101,000 +228%
ICM
20
Ionic Capital Management
New York
$5.1M -$3.62M -100,029 -42%
SG Americas Securities
21
SG Americas Securities
New York
$4.44M -$1.33M -36,683 -23%
TRCT
22
Tower Research Capital (TRC)
New York
$4.07M -$3.33M -91,840 -45%
Nomura Holdings
23
Nomura Holdings
Japan
$3.98M +$884K +24,420 +29%
LPL Financial
24
LPL Financial
California
$3.58M +$650K +17,936 +23%
WMSA
25
Weiss Multi-Strategy Advisers
New York
$3.37M +$2.79M +77,000 +513%

XME Hedge Fund Activity: Q3 2013 in Review

86 of the 3,084 institutional investors tracked by Wall St. Rank reported a position in State Street SPDR S&P Metals & Mining ETF (XME) for Q3 2013, worth a combined $594M — up 8.3% from $549M a quarter earlier.

Buyers outnumbered sellers: 18 funds opened new XME positions and 17 closed out — a net gain of 1 holder — while 28 added to existing stakes and 25 trimmed.

The largest buyer was Goldman Sachs, adding an estimated $31.6M. The largest seller was BNP Paribas Financial Markets, cutting an estimated $34.4M.

  • 86 institutional investors held State Street SPDR S&P Metals & Mining ETF (XME) as of Q3 2013, down from 87 in Q2 2013.
  • Funds reported $594M of State Street SPDR S&P Metals & Mining ETF stock for Q3 2013, up 8.3% quarter-over-quarter.
  • 18 funds opened new State Street SPDR S&P Metals & Mining ETF positions in Q3 2013 and 17 closed out, a net change of +1 holder.
  • The largest State Street SPDR S&P Metals & Mining ETF buyer in Q3 2013 was Goldman Sachs, an estimated $31.6M added.
  • The largest State Street SPDR S&P Metals & Mining ETF seller in Q3 2013 was BNP Paribas Financial Markets, an estimated $34.4M sold.

Based on aggregated 13F filings for Q3 2013.