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State Street SPDR S&P Metals & Mining ETF

72 hedge funds and large institutions have $529M invested in State Street SPDR S&P Metals & Mining ETF in 2014 Q3 according to their latest regulatory filings, with 11 funds opening new positions, 26 increasing their positions, 26 reducing their positions, and 14 closing their positions.

New
Increased
Maintained
Reduced
Closed

8.95% more ownership

Funds ownership: 102.32%111.28% (+9%)

3% more capital invested

Capital invested by funds: $512M → $529M (+$17.5M)

0% more funds holding in top 10

Funds holding in top 10: 33 (0)

0% more repeat investments, than reductions

Existing positions increased: 26 | Existing positions reduced: 26

5% less funds holding

Funds holding: 7672 (-4)

21% less first-time investments, than exits

New positions opened: 11 | Existing positions closed: 14

58% less call options, than puts

Call options by funds: $93.3M | Put options by funds: $221M

Holders
72
Holders Change
-4
Holders Change %
-5.26%
% of All Funds
2.09%
Holding in Top 10
3
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.09%
New
11
Increased
26
Reduced
26
Closed
14
Calls
$93.3M
Puts
$221M
Net Calls
-$128M
Net Calls Change
-$66M
Name Holding Trade Value Shares
Change
Change in
Stake
Goldman Sachs
1
Goldman Sachs
New York
$60M -$46.3M -1,106,123 -40%
Bank of America
2
Bank of America
North Carolina
$57.6M +$20.4M +486,669 +45%
CS
3
Credit Suisse
Switzerland
$51.8M +$55M +1,313,797 +1,378%
LMIM
4
Lockheed Martin Investment Management
Maryland
$49.6M +$9.29M +222,053 +20%
Morgan Stanley
5
Morgan Stanley
New York
$41.6M +$38.5M +920,250 +439%
Barclays
6
Barclays
United Kingdom
$37.9M -$917K -21,915 -2%
BNP Paribas Financial Markets
7
BNP Paribas Financial Markets
France
$32.8M +$33.6M +803,924 +914%
Citigroup
8
Citigroup
New York
$28.6M -$34.7M -830,023 -52%
Deutsche Bank
9
Deutsche Bank
Germany
$23.8M +$20.1M +480,154 +286%
SG Americas Securities
10
SG Americas Securities
New York
$21.6M +$17.3M +414,122 +239%
COI
11
Connable Office Inc
Michigan
$15.6M +$276K +6,606 +2%
Susquehanna International Group
12
Susquehanna International Group
Pennsylvania
$11.9M +$3.07M +73,319 +29%
Royal Bank of Canada
13
Royal Bank of Canada
Ontario, Canada
$11.1M +$873K +20,856 +7%
U
14
UBS
Switzerland
$8.09M -$4.02M -96,024 -30%
Nomura Holdings
15
Nomura Holdings
Japan
$6.88M +$2.79M +66,593 +56%
State Street
16
State Street
Massachusetts
$6.7M +$178K +4,247 +2%
OL
17
Orbitronix LP
California
$5.54M -$396K -9,451 -6%
ICM
18
Ionic Capital Management
New York
$5.34M +$6.08M +145,163 New
TRCT
19
Tower Research Capital (TRC)
New York
$4.54M +$3.34M +79,865 +184%
Marshall Wace
20
Marshall Wace
United Kingdom
$4.13M +$4.33M +103,363 +1,178%
JP Morgan Chase
21
JP Morgan Chase
New York
$3.74M -$21.4M -512,174 -83%
BCM
22
Blenheim Capital Management
New Jersey
$3.68M -$293K -7,000 -7%
Millennium Management
23
Millennium Management
New York
$3.05M +$3.47M +82,964 New
Wells Fargo
24
Wells Fargo
California
$2.95M -$514K -12,277 -13%
TH
25
Timber Hill
Connecticut
$2.67M +$3.04M +72,659 New

XME Hedge Fund Activity: Q3 2014 in Review

72 of the 3,446 institutional investors tracked by Wall St. Rank reported a position in State Street SPDR S&P Metals & Mining ETF (XME) for Q3 2014, worth a combined $529M — up 3.4% from $512M a quarter earlier.

Sellers outnumbered buyers: 14 funds closed out of XME and 11 opened new positions — a net loss of 3 holders — while 26 trimmed existing stakes and 26 added.

The largest buyer was Credit Suisse, adding an estimated $55M. The largest seller was Goldman Sachs, cutting an estimated $46.3M.

  • 72 institutional investors held State Street SPDR S&P Metals & Mining ETF (XME) as of Q3 2014, down from 76 in Q2 2014.
  • Funds reported $529M of State Street SPDR S&P Metals & Mining ETF stock for Q3 2014, up 3.4% quarter-over-quarter.
  • 11 funds opened new State Street SPDR S&P Metals & Mining ETF positions in Q3 2014 and 14 closed out, a net change of -3 holders.
  • The largest State Street SPDR S&P Metals & Mining ETF buyer in Q3 2014 was Credit Suisse, an estimated $55M added.
  • The largest State Street SPDR S&P Metals & Mining ETF seller in Q3 2014 was Goldman Sachs, an estimated $46.3M sold.

Based on aggregated 13F filings for Q3 2014.