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State Street SPDR S&P Metals & Mining ETF

108 hedge funds and large institutions have $838M invested in State Street SPDR S&P Metals & Mining ETF in 2016 Q3 according to their latest regulatory filings, with 26 funds opening new positions, 34 increasing their positions, 37 reducing their positions, and 15 closing their positions.

New
Increased
Maintained
Reduced
Closed

73% more first-time investments, than exits

New positions opened: 26 | Existing positions closed: 15

10% more funds holding

Funds holding: 98108 (+10)

8% less repeat investments, than reductions

Existing positions increased: 34 | Existing positions reduced: 37

8% less call options, than puts

Call options by funds: $243M | Put options by funds: $265M

18% less capital invested

Capital invested by funds: $1.02B → $838M (-$178M)

25% less funds holding in top 10

Funds holding in top 10: 43 (-1)

63.45% less ownership

Funds ownership: 175.36%111.91% (-63%)

Holders
108
Holders Change
+10
Holders Change %
+10.2%
% of All Funds
2.88%
Holding in Top 10
3
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-25%
% of All Funds
0.08%
New
26
Increased
34
Reduced
37
Closed
15
Calls
$243M
Puts
$265M
Net Calls
-$21.6M
Net Calls Change
+$478M
Name Holding Trade Value Shares
Change
Change in
Stake
Goldman Sachs
1
Goldman Sachs
New York
$167M -$28.6M -1,065,492 -14%
Morgan Stanley
2
Morgan Stanley
New York
$149M -$1.29M -48,233 -0.9%
JP Morgan Chase
3
JP Morgan Chase
New York
$99.1M -$17.9M -667,115 -15%
UBS Group
4
UBS Group
Switzerland
$45.7M +$17.6M +654,655 +61%
Citigroup
5
Citigroup
New York
$44.4M -$97.3M -3,628,688 -68%
Barclays
6
Barclays
United Kingdom
$31.9M -$17.3M -644,204 -35%
ACM
7
Arlington Capital Management
Illinois
$25.6M +$926K +34,551 +4%
Bank of America
8
Bank of America
North Carolina
$21M +$5.5M +205,048 +35%
TAM
9
Tocqueville Asset Management
New York
$20.7M -$134K -5,000 -0.6%
Wells Fargo
10
Wells Fargo
California
$16.7M +$3.13M +116,761 +23%
SG Americas Securities
11
SG Americas Securities
New York
$14.6M -$8.23M -307,021 -36%
QIM
12
Quantitative Investment Management
Virginia
$14.4M +$12.2M +453,500 +504%
CS
13
Credit Suisse
Switzerland
$11.7M -$52.4M -1,954,704 -82%
MG
14
Mather Group
Illinois
$11.3M +$11.4M +425,021 New
CFB
15
Cullen/Frost Bankers
Texas
$11.2M -$246K -9,176 -2%
N
16
Natixis
France
$10.9M +$319K +11,900 +3%
RJFSA
17
Raymond James Financial Services Advisors
Florida
$9.09M +$1.74M +64,776 +23%
BHCM
18
Brevan Howard Capital Management
Jersey
$7.26M +$7.34M +273,649 New
Ameriprise
19
Ameriprise
Minnesota
$6.93M +$6.47M +241,403 +1,207%
CCMG
20
Clark Capital Management Group
Pennsylvania
$6.29M -$6.26M -233,570 -50%
Susquehanna International Group
21
Susquehanna International Group
Pennsylvania
$6.29M -$23.6M -879,448 -79%
LPL Financial
22
LPL Financial
California
$6.27M +$4.6M +171,493 +219%
Millennium Management
23
Millennium Management
New York
$6.25M +$1.66M +61,828 +36%
PP
24
Paloma Partners
Connecticut
$5.88M +$3.22M +120,143 +118%
MWM
25
Merriman Wealth Management
Washington
$5.66M +$5.73M +213,583 New

XME Hedge Fund Activity: Q3 2016 in Review

108 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in State Street SPDR S&P Metals & Mining ETF (XME) for Q3 2016, worth a combined $838M — down 18% from $1.02B a quarter earlier.

Buyers outnumbered sellers: 26 funds opened new XME positions and 15 closed out — a net gain of 11 holders — while 34 added to existing stakes and 37 trimmed.

The largest buyer was UBS Group, adding an estimated $17.6M. The largest seller was Citigroup, cutting an estimated $97.3M.

  • 108 institutional investors held State Street SPDR S&P Metals & Mining ETF (XME) as of Q3 2016, up from 98 in Q2 2016.
  • Funds reported $838M of State Street SPDR S&P Metals & Mining ETF stock for Q3 2016, down 18% quarter-over-quarter.
  • 26 funds opened new State Street SPDR S&P Metals & Mining ETF positions in Q3 2016 and 15 closed out, a net change of +11 holders.
  • The largest State Street SPDR S&P Metals & Mining ETF buyer in Q3 2016 was UBS Group, an estimated $17.6M added.
  • The largest State Street SPDR S&P Metals & Mining ETF seller in Q3 2016 was Citigroup, an estimated $97.3M sold.

Based on aggregated 13F filings for Q3 2016.