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State Street SPDR S&P Metals & Mining ETF

133 hedge funds and large institutions have $813M invested in State Street SPDR S&P Metals & Mining ETF in 2017 Q1 according to their latest regulatory filings, with 35 funds opening new positions, 45 increasing their positions, 36 reducing their positions, and 29 closing their positions.

New
Increased
Maintained
Reduced
Closed

25% more repeat investments, than reductions

Existing positions increased: 45 | Existing positions reduced: 36

21% more first-time investments, than exits

New positions opened: 35 | Existing positions closed: 29

13% more capital invested

Capital invested by funds: $716M → $813M (+$96.6M)

4.21% more ownership

Funds ownership: 84.25%88.46% (+4.2%)

3% more funds holding

Funds holding: 129133 (+4)

25% less funds holding in top 10

Funds holding in top 10: 43 (-1)

29% less call options, than puts

Call options by funds: $85.3M | Put options by funds: $120M

Holders
133
Holders Change
+4
Holders Change %
+3.1%
% of All Funds
3.31%
Holding in Top 10
3
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-25%
% of All Funds
0.07%
New
35
Increased
45
Reduced
36
Closed
29
Calls
$85.3M
Puts
$120M
Net Calls
-$34.4M
Net Calls Change
+$338M
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$143M +$52.9M +1,641,298 +53%
JP Morgan Chase
2
JP Morgan Chase
New York
$79.2M +$38.2M +1,186,068 +84%
Citigroup
3
Citigroup
New York
$66.9M +$53.5M +1,659,049 +308%
Bank of Nova Scotia
4
Bank of Nova Scotia
Ontario, Canada
$59.3M +$61.2M +1,898,400 +3,708%
Bank of America
5
Bank of America
North Carolina
$46.9M +$10.5M +325,122 +27%
BNP Paribas Financial Markets
6
BNP Paribas Financial Markets
France
$46.4M +$49.2M +1,526,590 New
UBS Group
7
UBS Group
Switzerland
$37.5M -$17M -528,369 -30%
ACM
8
Arlington Capital Management
Illinois
$32M +$1.61M +49,990 +5%
Goldman Sachs
9
Goldman Sachs
New York
$25.2M -$86.6M -2,684,604 -76%
Wells Fargo
10
Wells Fargo
California
$20.3M -$2.84M -88,160 -12%
TAM
11
Tocqueville Asset Management
New York
$19.5M -$887K -27,500 -4%
Citadel Advisors
12
Citadel Advisors
Florida
$17.2M +$12.8M +396,256 +235%
GP
13
GLG Partners
United Kingdom
$15.8M -$8.62M -267,348 -34%
CFB
14
Cullen/Frost Bankers
Texas
$11.9M -$174K -5,390 -1%
RJFSA
15
Raymond James Financial Services Advisors
Florida
$10.2M -$676K -20,954 -6%
RJA
16
Raymond James & Associates
Florida
$9.88M -$2.06M -63,782 -16%
CA
17
Commerzbank Aktiengesellschaft
Germany
$9.63M +$6.93M +215,037 +212%
MG
18
Mather Group
Illinois
$9.36M -$2.95M -91,594 -23%
N
19
Natixis
France
$9.16M +$1.51M +46,867 +18%
MWM
20
Merriman Wealth Management
Washington
$8.94M +$3.32M +103,081 +54%
Principal Financial Group
21
Principal Financial Group
Iowa
$8.73M +$6.86M +212,866 +287%
BFIC
22
Bedell Frazier Investment Counselling
California
$7.31M +$7.75M +240,340 New
LPL Financial
23
LPL Financial
California
$6.58M -$490K -15,196 -7%
QIM
24
Quantitative Investment Management
Virginia
$6.19M +$3.97M +123,200 +154%
Susquehanna International Group
25
Susquehanna International Group
Pennsylvania
$6.08M

XME Hedge Fund Activity: Q1 2017 in Review

133 of the 4,017 institutional investors tracked by Wall St. Rank reported a position in State Street SPDR S&P Metals & Mining ETF (XME) for Q1 2017, worth a combined $813M — up 13% from $716M a quarter earlier.

Buyers outnumbered sellers: 35 funds opened new XME positions and 29 closed out — a net gain of 6 holders — while 45 added to existing stakes and 36 trimmed.

The largest buyer was Bank of Nova Scotia, adding an estimated $61.2M. The largest seller was Goldman Sachs, cutting an estimated $86.6M.

  • 133 institutional investors held State Street SPDR S&P Metals & Mining ETF (XME) as of Q1 2017, up from 129 in Q4 2016.
  • Funds reported $813M of State Street SPDR S&P Metals & Mining ETF stock for Q1 2017, up 13% quarter-over-quarter.
  • 35 funds opened new State Street SPDR S&P Metals & Mining ETF positions in Q1 2017 and 29 closed out, a net change of +6 holders.
  • The largest State Street SPDR S&P Metals & Mining ETF buyer in Q1 2017 was Bank of Nova Scotia, an estimated $61.2M added.
  • The largest State Street SPDR S&P Metals & Mining ETF seller in Q1 2017 was Goldman Sachs, an estimated $86.6M sold.

Based on aggregated 13F filings for Q1 2017.