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State Street SPDR S&P Metals & Mining ETF

129 hedge funds and large institutions have $716M invested in State Street SPDR S&P Metals & Mining ETF in 2016 Q4 according to their latest regulatory filings, with 41 funds opening new positions, 35 increasing their positions, 41 reducing their positions, and 19 closing their positions.

New
Increased
Maintained
Reduced
Closed

116% more first-time investments, than exits

New positions opened: 41 | Existing positions closed: 19

33% more funds holding in top 10

Funds holding in top 10: 34 (+1)

19% more funds holding

Funds holding: 108129 (+21)

15% less capital invested

Capital invested by funds: $838M → $716M (-$122M)

15% less repeat investments, than reductions

Existing positions increased: 35 | Existing positions reduced: 41

27.66% less ownership

Funds ownership: 111.91%84.25% (-28%)

73% less call options, than puts

Call options by funds: $138M | Put options by funds: $510M

Holders
129
Holders Change
+21
Holders Change %
+19.44%
% of All Funds
3.23%
Holding in Top 10
4
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+33.33%
% of All Funds
0.1%
New
41
Increased
35
Reduced
41
Closed
19
Calls
$138M
Puts
$510M
Net Calls
-$372M
Net Calls Change
-$351M
Name Holding Trade Value Shares
Change
Change in
Stake
Goldman Sachs
1
Goldman Sachs
New York
$107M -$80M -2,778,031 -44%
Morgan Stanley
2
Morgan Stanley
New York
$93.5M -$73.4M -2,549,000 -45%
UBS Group
3
UBS Group
Switzerland
$53.6M +$1.17M +40,583 +2%
JP Morgan Chase
4
JP Morgan Chase
New York
$43.2M -$66.8M -2,319,094 -62%
Bank of America
5
Bank of America
North Carolina
$37M +$12.2M +424,886 +54%
ACM
6
Arlington Capital Management
Illinois
$30.5M +$1.05M +36,290 +4%
GP
7
GLG Partners
United Kingdom
$23.9M +$22.7M +786,655 New
Wells Fargo
8
Wells Fargo
California
$23M +$3.63M +125,980 +20%
SG Americas Securities
9
SG Americas Securities
New York
$21.9M +$4.95M +171,720 +31%
TAM
10
Tocqueville Asset Management
New York
$20.3M -$3.31M -115,000 -15%
MLL
11
Moody Lynn & Lieberson
Massachusetts
$16.4M +$15.5M +539,058 New
Citigroup
12
Citigroup
New York
$16.4M -$32.7M -1,134,655 -68%
VF
13
Virtu Financial
New York
$14.2M +$13M +450,621 +2,925%
MG
14
Mather Group
Illinois
$12.1M -$738K -25,616 -6%
CFB
15
Cullen/Frost Bankers
Texas
$12.1M -$686K -23,827 -6%
RJA
16
Raymond James & Associates
Florida
$11.8M +$7.15M +248,076 +176%
RJFSA
17
Raymond James Financial Services Advisors
Florida
$10.8M +$382K +13,256 +4%
Barclays
18
Barclays
United Kingdom
$10.7M -$24.4M -847,660 -71%
CANY
19
Caxton Associates (New York)
New York
$9.07M +$8.6M +298,400 New
Jane Street
20
Jane Street
New York
$8.98M +$5.25M +182,110 +161%
N
21
Natixis
France
$7.79M -$4.53M -157,285 -38%
Ameriprise
22
Ameriprise
Minnesota
$7.45M -$470K -16,316 -6%
LPL Financial
23
LPL Financial
California
$7.17M -$550K -19,093 -8%
Nomura Holdings
24
Nomura Holdings
Japan
$6.79M +$6.38M +221,502 +16,518%
Twin Tree Management
25
Twin Tree Management
Texas
$6.51M +$4.56M +158,428 +285%

XME Hedge Fund Activity: Q4 2016 in Review

129 of the 4,000 institutional investors tracked by Wall St. Rank reported a position in State Street SPDR S&P Metals & Mining ETF (XME) for Q4 2016, worth a combined $716M — down 15% from $838M a quarter earlier.

Buyers outnumbered sellers: 41 funds opened new XME positions and 19 closed out — a net gain of 22 holders — while 35 added to existing stakes and 41 trimmed.

The largest buyer was GLG Partners, opening a new position worth an estimated $22.7M. The largest seller was Goldman Sachs, cutting an estimated $80M.

  • 129 institutional investors held State Street SPDR S&P Metals & Mining ETF (XME) as of Q4 2016, up from 108 in Q3 2016.
  • Funds reported $716M of State Street SPDR S&P Metals & Mining ETF stock for Q4 2016, down 15% quarter-over-quarter.
  • 41 funds opened new State Street SPDR S&P Metals & Mining ETF positions in Q4 2016 and 19 closed out, a net change of +22 holders.
  • The largest State Street SPDR S&P Metals & Mining ETF buyer in Q4 2016 was GLG Partners, an estimated $22.7M added.
  • The largest State Street SPDR S&P Metals & Mining ETF seller in Q4 2016 was Goldman Sachs, an estimated $80M sold.

Based on aggregated 13F filings for Q4 2016.