U
HPF

UBS’s John Hancock Preferred Income Fund II HPF Stock Holding History

UBS’s Portfolio HPF Stock Details HPF Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2014
Q3 		$1.57M Sell
78,460
-19,229
-20% -$388K ﹤0.01% 3138
2014
Q2 		$2.02M Sell
97,689
-4,998
-5% -$102K ﹤0.01% 2867
2014
Q1 		$2.05M Buy
102,687
+26,899
+35% +$510K ﹤0.01% 2760
2013
Q4 		$1.36M Sell
75,788
-37,728
-33% -$694K ﹤0.01% 3211
2013
Q3 		$2.18M Sell
113,516
-7,398
-6% -$144K ﹤0.01% 2490
2013
Q2 		$2.52M Buy
+120,914
New +$2.71M ﹤0.01% 2296

Other funds holding HPF

Invesco
Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return
GC
Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return
FFSOTS
Fiduciary Financial Services of The Southwest Dallas, Texas $382M AUM 25.98% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
CS
Credit Suisse Zurich, Switzerland $104B AUM 34.76% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return
Commonwealth Equity Services
Commonwealth Equity Services Waltham, Massachusetts $79.5B AUM 27.1% 1-Year Est. Return
PRCM
Pine River Capital Management Minnetonka, Minnesota $32.9M AUM 4.47% 1-Year Est. Return

UBS's HPF Position: Q3 2014 in Review

UBS reduced its John Hancock Preferred Income Fund II (HPF) stake by 20% in Q3 2014, selling an estimated $388K and leaving 78,460 shares worth $1.57M. The position accounts for ﹤0.01% of the portfolio, ranked #3138.

UBS first reported a position in HPF in Q2 2013 and has held it in 6 quarters since. The position peaked at $2.52M in Q2 2013. 41 funds tracked by Wall St. Rank hold HPF as of Q3 2014.

  • UBS held 78,460 shares of John Hancock Preferred Income Fund II worth $1.57M as of Q3 2014.
  • UBS sold 19,229 John Hancock Preferred Income Fund II shares in Q3 2014, an estimated $388K.
  • John Hancock Preferred Income Fund II made up ﹤0.01% of UBS's portfolio in Q3 2014, its #3138 holding.
  • UBS first reported a position in John Hancock Preferred Income Fund II in Q2 2013 and has held it in 6 quarters since.
  • UBS's John Hancock Preferred Income Fund II position peaked at $2.52M in Q2 2013.
  • 41 funds tracked by Wall St. Rank held John Hancock Preferred Income Fund II as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.