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HPF

John Hancock Preferred Income Fund II

43 hedge funds and large institutions have $27.2M invested in John Hancock Preferred Income Fund II in 2013 Q3 according to their latest regulatory filings, with 3 funds opening new positions, 8 increasing their positions, 11 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

11% more capital invested

Capital invested by funds: $24.4M → $27.2M (+$2.75M)

0.5% more ownership

Funds ownership: 6.18%6.69% (+0.5%)

0% more funds holding

Funds holding: 4343 (0)

0% more first-time investments, than exits

New positions opened: 3 | Existing positions closed: 3

27% less repeat investments, than reductions

Existing positions increased: 8 | Existing positions reduced: 11

Holders
43
Holders Change
Holders Change %
0%
% of All Funds
1.39%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
3
Increased
8
Reduced
11
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$4.1M +$1.41M +72,675 +52%
GC
2
Guggenheim Capital
Illinois
$4.03M +$2.61M +134,231 +176%
LPL Financial
3
LPL Financial
California
$2.73M -$1.08M -55,749 -28%
FFSOTS
4
Fiduciary Financial Services of The Southwest
Texas
$2.58M -$42K -2,159 -2%
U
5
UBS
Switzerland
$2.18M -$144K -7,398 -6%
Invesco
6
Invesco
Georgia
$2.08M -$662K -34,061 -24%
CS
7
Credit Suisse
Switzerland
$1.86M +$69K +3,550 +4%
UCFA
8
United Capital Financial Advisors
Texas
$981K -$290K -14,900 -23%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$930K +$175 +9 +0%
FAAS
10
First Allied Advisory Services
California
$794K -$18.1K -932 -2%
Wells Fargo
11
Wells Fargo
California
$508K -$39.3K -2,020 -7%
Cambridge Investment Research Advisors
12
Cambridge Investment Research Advisors
Iowa
$458K -$7.77K -400 -2%
Bank of America
13
Bank of America
North Carolina
$455K -$60.4K -3,109 -12%
Northern Trust
14
Northern Trust
Illinois
$345K
ICOA
15
Investment Centers of America
North Dakota
$332K
CCB
16
Cutter & Co Brokerage
Missouri
$327K
Franklin Resources
17
Franklin Resources
California
$298K
IH
18
IFC Holdings
Florida
$298K +$63.8K +3,282 +27%
Commonwealth Equity Services
19
Commonwealth Equity Services
Massachusetts
$293K +$30.3K +1,558 +11%
PMG
20
ProVise Management Group
Florida
$240K
SGCA
21
Steel Grove Capital Advisors
Tennessee
$233K
VKH
22
Virtu KCG Holdings
New York
$218K +$221K +11,349 New
NIM
23
Northeast Investment Management
Massachusetts
$192K +$194K +10,000 New
AIG
24
American International Group
New York
$159K +$12.3K +632 +8%
LTFS
25
Ladenburg Thalmann Financial Services
Florida
$130K -$142K -7,299 -52%

HPF Hedge Fund Activity: Q3 2013 in Review

43 of the 3,085 institutional investors tracked by Wall St. Rank reported a position in John Hancock Preferred Income Fund II (HPF) for Q3 2013, worth a combined $27.2M — up 11% from $24.4M a quarter earlier.

Fund positioning in HPF was balanced in Q3 2013: 3 funds opened new positions, 3 closed out, 8 added to existing stakes and 11 trimmed.

The largest buyer was Guggenheim Capital, adding an estimated $2.61M. The largest seller was LPL Financial, cutting an estimated $1.08M.

  • 43 institutional investors held John Hancock Preferred Income Fund II (HPF) as of Q3 2013, unchanged from Q2 2013.
  • Funds reported $27.2M of John Hancock Preferred Income Fund II stock for Q3 2013, up 11% quarter-over-quarter.
  • 3 funds opened new John Hancock Preferred Income Fund II positions in Q3 2013 and 3 closed out, a net change of 0 holders.
  • The largest John Hancock Preferred Income Fund II buyer in Q3 2013 was Guggenheim Capital, an estimated $2.61M added.
  • The largest John Hancock Preferred Income Fund II seller in Q3 2013 was LPL Financial, an estimated $1.08M sold.

Based on aggregated 13F filings for Q3 2013.